• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ronald D. Birnbaum Former Broker with Advisory Group Equity Services Ltd.
Rex Securities Law Investment Fraud Attorney Investigates Ronald D. Birnbaum Former Broker with Advisory Group Equity Services Ltd. 150 150 Robert Rex, Esq.

Last Updated: October 2025 — Newton, MA Here’s what you need to know about Newton, MA stockbroker Ronald David Birnbaum: Name: Ronald David Birnbaum Current Employer: Not currently registered with a FINRA-member…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Larry B. Duncan, Broker with Raymond James Financial Services
Rex Securities Law Investment Fraud Attorney Investigates Larry B. Duncan, Broker with Raymond James Financial Services 150 150 Robert Rex, Esq.

Last Updated: October 2025 — West Point, GA Here’s what you need to know about West Point, GA stockbroker Larry B. Duncan: Name: Larry Bernard Duncan (also appears as Larry B. Duncan). Current Employer: Raymond…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates TJ Shopa , Broker Formerly with Lincoln Financial Advsors
Rex Securities Law Investment Fraud Attorney Investigates TJ Shopa , Broker Formerly with Lincoln Financial Advsors 150 150 Robert Rex, Esq.

Last Updated: December 2025 — Wilmington, DE Here’s what you need to know about Wilmington, DE stockbroker Thomas John Shopa Jr.: Name: Thomas John Shopa Jr. Alias: TJ Shopa Current Employer: Equitable Advisors, LLC —…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Marshall B. Lum, Former Broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Marshall B. Lum, Former Broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: December 2025 — Honolulu, HI Here’s what you need to know about Honolulu, HI stockbroker Marshall B. L. Lum: Name: Marshall B. L. Lum Alias: Marshal BL Lum Current Employer: Not currently registered…

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  • Robert Rex, Esq.

Rex Securities Law Investigates Nick David Olivas, Broker with Prospera Financial Services
Rex Securities Law Investigates Nick David Olivas, Broker with Prospera Financial Services 150 150 Robert Rex, Esq.

Last Updated: December 2025 — Irvine, California Here’s what you need to know about Irvine, CA stockbroker Nick Olivas: Name: Nicholas David Olivas Current Employer: Prospera Financial Services, Inc. (CRD #10740), Dallas, TX…

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  • Robert Rex, Esq.

Rex Securities Law Investigates Former LPL Financial Broker Todd Juenger
Rex Securities Law Investigates Former LPL Financial Broker Todd Juenger 150 150 Robert Rex, Esq.

Last Updated: December 2025 — Vancouver, Washington Here’s what you need to know about Vancouver, WA financial advisor Todd Juenger:  Name: Todd Alan Juenger Current Employer: None – Not currently registered with FINRA. Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Roger A. Barnett II, a Broker with LPL Financial LLC
Rex Securities Law Investment Fraud Attorney Investigates Roger A. Barnett II, a Broker with LPL Financial LLC 150 150 Robert Rex, Esq.

Last Updated: December 2025 — Brentwood, TN Here’s what you need to know about Brentwood, TN stockbroker Roger Barnett:  Name: Roger Allen Barnett II Current Employer: LPL Financial LLC (CRD #6413) —…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates David Arlein formerly with Cabot Lodge Securities
Rex Securities Law Investment Fraud Attorney Investigates David Arlein formerly with Cabot Lodge Securities 150 150 Robert Rex, Esq.

Last Updated: December 2025 (Boca Raton, FL) David Arlein Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker David Arlein: Name: Mr. David Leslie Arlein Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Scott Sadar a Broker with Somerset Securities
Rex Securities Law Investment Fraud Attorney Investigates Scott Sadar a Broker with Somerset Securities 150 150 Robert Rex, Esq.

Last Updated:  December 2025 (Portland, Oregon) Scott Sadar Investigation Summary Here’s what you need to know about Portland, OR,  stockbroker Scott Sadar: Name:  MR. Scott Michael Sadar Current Employer: Pacific…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Donald R. Hancock, CEO of Moloney Securities Co., Inc.
Rex Securities Law Investment Fraud Attorney Investigates Donald R. Hancock, CEO of Moloney Securities Co., Inc. 150 150 Robert Rex, Esq.

Last Updated: October 2025 — Manchester, MO Here’s what you need to know about Manchester, MO stockbroker Donald R. Hancock: Name: Donald Ralph Hancock Current Employer: Moloney Securities Co., Inc. (FINRA broker);…

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