Think You Have a Claim Against Northland Securities, Inc. ?
Northland Securities , Inc. Complaint Center
Northland Securities, Inc. was formed in 1995 and has its main office in Minneapolis, MN. They are a subsidiary of Northland Capital Holdings and are affiliated with Northland Networks, Northland Trust, Inc. and Northland Directions, Inc. Northland Securities , like all brokerage firms in the United States is licensed by the Financial Industry Regulatory Authority (FINRA).
CIP Leveraged Fund Advisors (CLFA)
Northland Securities, Inc. sold some investors CIP Leveraged Fund Advisors LLC (CLFA), a
private placement (regulation D offering) according to SEC records.
CLFA was a company
that purported to be a REIT manager but did not succeed. As
a seller of private placements, broker dealers like Harvest are
required to conduct a reasonable investigation of the offering, its
management and the likelihood of success of the venture as well as to
assess the suitability of the investment for the particular investor.
Regulators Seldom Recover Losses for Investors
Surprising as it seems, FINRA, the Securities & Exchange Commission and state securities regulators seldom recover losses and return them to the average investor. When the retirement funds are gone and a suit needs to be brought for recovery, that job is almost always done by attorneys who pursue firms and brokers through FINRA arbitration. If you think you have a claim against Northland Securities you need to consult a law firm that has experience dealing with brokerage firms.
Arbitrations are brought for fraud, breach of contract, breach of fiduciary duty, negligence, statutory violations or because the broker made unsuitable investments in your account which have caused you damage, and as a result you may be having difficulty meeting ordinary living and health related expenses.
Arbitration is quick, usually about a year or less, and the costs are generally minimal.
Brokers like Northland Securities owe their customers a duty to make suitable and appropriate investments, taking into account each individuals investment objectives and risk tolerance.
If you have a question or complaint about losses in your Northland Securities account, please contact us for a free initial consultation. We have been helping investors recover stock market losses for twenty-five years.
Robert H. Rex
Rex Securities Law
Dickenson Murphy Rex & Sloan
150 East Palmetto Park Rd, Suite 500
Boca Raton FL 33432
The information on this site includes PAST RESULTS, TESTIMONIALS FROM CLIENTS, and STATEMENTS ABOUT THE QUALITY OF OUR LEGAL WORK. The Florida Bar requires us to tell you that:
*The information has not been reviewed or approved by The Florida Bar
*The facts and circumstances of your case may differ from the matter in which results have been given
*Every case is different, and each client's case must be evaluated and handled on its own merits