FINRA Member Firms

Stockbrokers and the broker dealers that employ them are required to be licensed and registered with FINRA (Financial Industry Regulatory Authority).

If you would like to learn about your broker's educational, employment and disciplinary history, follow the link "Broker History" on the left and visit the BrokerCheck on the FINRA website.

Here a listing of the FINRA member firms as of April 2, 2013.


# A B C D E F G H I J K L M N O P Q R S T U V W XYZ                           

1792 SECURITIES, LLC

299 E GREENVILLE ST, ANDERSON, SC 29621

  

1851 SECURITIES, INC

ONE AMERICAN ROW, HARTFORD, CT 06102

 

1ST BCCW CAPITAL CORP

116B SOUTH RIVER ROAD, BEDFORD, NH 03110-6735

 

1ST BRIDGEHOUSE SECURITIES, LLC

9881 SW 131 STREET, MIAMI, FL 33176

 

1ST DISCOUNT BROKERAGE, INC.

420 SOUTH STATE ROAD 7, SUITE 114, WELLLINGTON, FL 33414

Mailing Address: 420 SOUTH STATE ROAD 7, SUITE 114, WELLINGTON, FL 33414

 

1ST GLOBAL CAPITAL CORP.

12750 MERIT DRIVE, SUITE 1200, DALLAS, TX 75251

 

1ST MUNICH CAPITAL, LLC

HERZOGSTR. 60, MUNICH, D-80803 GERMANY

Mailing Address: 2600 N MILITARY TRAIL, SUITE 290, BOCA RATON, FL 33431

 

1ST WORLDWIDE FINANCIAL PARTNERS, LLC

3580 OCEAN TERRACE, SUITE 100, LAVALLETTE, NJ 08735

 

3 MARK EQUITIES, INC.

1600 HWY. 6 SOUTH, SUITE 400, SUGAR LAND, TX 77478

 

79 CAPITAL SECURITIES, LLC

37 N ORANGE AVE STE 201, ORLANDO, FL 32801

 

7M SECURITIES, LLC

201 S. COLLEGE STREET, SUITE 2385, CHARLOTTE, NC 28244

 

A & M SECURITIES, LLC

2475 NORTHWINDS PKWY, SUITE 200, ALPHARETTA, GA 30004

 

A&A SECURITIES LLC

1151 GIBSON RD, SELAH, WA 98942

 

A. P. SECURITIES, INC.

15 WATERVIEW DR, CENTERPORT, NY 11721

Mailing Address: P. O. BOX 434, CENTERPORT, NY 11721

 

A. R. SCHMEIDLER & CO., INC.

500 FIFTH AVENUE, NEW YORK, NY 10110-1405

 

A.B. WATLEY DIRECT, INC.

50 BROAD STREET, SUITE 1614, NEW YORK, NY 10004

Mailing Address: 50 BROAD STREET, SUITE 1614, NEW YORK, NY 10004

 

A.BRIDGE REALVEST SECURITIES CORPORATION

14 VERVALEN STREET, SUITE 100, CLOSTER, NJ 07624

 

A.C.R. SECURITIES, INC.

687 PARK LANE, CEDARHURST, NY 11516

 

A.G. QUINTAL INVESTMENT COMPANY INC.

2177 ACUSHNET AVE., NEW BEDFORD, MA 02745-6316

 

A.J. SLOANE & COMPANY, LLC

623 FIFTH AVENUE, 28TH FLOOR, NEW YORK, NY 10022

 

A.M. OPPENHEIMER SECURITIES,INC.

1150 SILVERADO, LA JOLLA, CA 92037

 

AARON CAPITAL INCORPORATED

5180 PARK, SUITE 250, MEMPHIS, TN 38119

 

ABA BUSINESS SERVICES, LLC

1120 CONNECTICUT AVE, NW, WASHINGTON, DC 20036

Mailing Address: 1120 CONNECTICUT AVE, NW, ATTN: HELEN SULLIVAN, 8TH FLOOR, WASHINGTON, DC 20036

 

ABACUS INTERNATIONAL CAPITAL CORP.

6 BOWERY, 4TH FLOOR, NEW YORK, NY 10013

 

ABACUS INVESTMENTS, INC.

138 N. MAIN ST, OCONOMOWOW, WI 53066

Mailing Address: 138 N. MAIN ST, OCONOMOWOC, WI 53066

 

ABBEY CAPITAL (US) LLC

330 MADISON AVE, SUITE 602, NEW YORK, NY 10017-5001

 

ABEL/NOSER CORP.

ONE BATTERY PARK PLAZA, 6TH FLOOR, NEW YORK, NY 10004

 

ABERDEEN FUND DISTRIBUTORS, LLC

1735 MARKET STREET, 32 ND FLOOR, PHILADELPHIA, PA 19103

 

ABG SUNDAL COLLIER INC.

535 MADISON AVENUE, NEW YORK, NY 10022-4212

 

ABN AMRO CLEARING CHICAGO LLC

175 WEST JACKSON BLVD, STE 400, CHICAGO, IL 60604

 

ABN AMRO SECURITIES (USA) LLC

100 PARK AVENUE, 17 FLOOR, NEW YORK, NY 10017-5516

 

ABNER HERRMAN & BROCK, LLC

HARBORSIDE FINANCIAL CENTER, PLAZA 5, SUITE 1640, JERSEY CITY, NJ 07311

 

ABOUT CORPORATE FINANCE CORPORATION

39 BROADWAY, SUITE 3300, NEW YORK, NY 10006

 

ABRAHAM & CO., INC.

3724 47TH STREET CT. NW, GIG HARBOR, WA 98335

 

ABRAMSON FINANCIAL, LLC

293 EISENHOWER PARKWAY, SUITE 330, LIVINGSTON, NJ 07039

Mailing Address: 293 EISENHOWER PARKWAY, NINTH FLOOR, LIVINGSTON, NJ 07039

 

ABUNDANT POWER SECURITIES, LLC

1523 ELIZABETH AVENUE, SUITE 200, CHARLOTTE, NC 28204

 

ACA/PRUDENT INVESTORS PLANNING CORPORATION

326 ROUTE 22 WEST, UNIT 12B, GREEN BROOK, NJ 08812

 

ACADEMY SECURITIES, INC.

1 CHASE MANHATTAN PLAZA, 39TH FLOOR, NEW YORK, NY 10005

 

ACAP FINANCIAL INC.

57 WEST 200 SOUTH STE 202, SALT LAKE CITY, UT 84101

 

ACCELERATED CAPITAL GROUP

18301 VON KARMAN, SUITE #400, IRVINE, CA 92612

 

ACCESS FINANCIAL GROUP, INC.

118 NORTH CLINTON ST-SUITE 450, CHICAGO, IL 60661

 

ACCESS INVESTMENTS, INC.

3621 NW 63RD, OKLAHOMA CITY, OK 73116-2000

 

ACCESS SECURITIES, LLC

30 BUXTON FARM ROAD STE 300, STAMFORD, CT 06905

 

ACCESSALPHA WORLDWIDE LLC

630 DAVIS STREET, SUITE 201, EVANSTON, IL 60201-4468

 

ACCRUED EQUITIES INC.

150 BROADHOLLOW RD, SUITE PH 02, MELVILLE, NY 11747

 

ACE DIVERSIFIED CAPITAL, INC.

923 EAST VALLEY BLVD.,, SUITE 203, SAN GABRIEL,, CA 91776

 

ACF INTERNATIONAL INC.

50 CONGRESS STREET, SUITE 6, BOSTON, MA 02109

 

ACG ADVISORS, LLC

2ND FLOOR, BERKELEY SQUARE HOUSE, BERKELEY SQUARE, LONDON, W1J 6BD ENGLAND

 

ACGM, INC.

590 MADISON AVENUE, 41ST FLOOR, SUITE 4103, NEW YORK, NY 10022

 

ACHATES CAPITAL ADVISORS LLC

3201 NEW MEXICO AVENUE, N.W., SUITE 247, WASHINGTON, DC 20016

 

ACHELOUS PARTNERS, LLC

THE CHRYSLER BUILDING, 405 LEXINGTON AVENUE, 7TH FLOOR, NEW YORK CITY, NY 10174-0002

 

ACKRELL CAPITAL, LLC

38 KEYES AVE., SUITE 200, SAN FRANCISCO, CA 94129

Mailing Address: 475 MARINA BOULEVARD, SAN FRANCISCO, CA 94123

 

ACN SECURITIES INC.

100 PARK AVENUE - SUITE 1600, NEW YORK, NY 10017

 

ACP SECURITIES, LLC

1450 BRICKELL AVENUE, SUITE 1460, MIAMI, FL 33131

 

ACQUEST SECURITIES LLC

1221 MCKINNEY STREET, SUITE 3250, HOUSTON, TX 77010

 

ACTINVER SECURITIES, INC.

5075 WESTHEIMER, SUITE 650, HOUSTON, TX 77056

 

ACTIVA CAPITAL MARKETS, INC.

777 BRICKELL AVENUE, SUITE 1270, MIAMI, FL 33131

 

ADIRONDACK TRADING GROUP LLC

2123 MAIN STREET, NEW WOODSTOCK, NY 13122

 

ADP BROKER-DEALER, INC.

ONE ADP BOULEVARD, ROSELAND, NJ 07068-1786

 

ADVANCE CAPITAL SERVICES, INC.

ONE TOWNE SQUARE, SUITE 444, SOUTHFIELD, MI 48076

 

ADVANCED ADVISOR GROUP, LLC

440 EMERSON STREET N., SUITE 4, CAMBRIDGE, MN 55008

 

ADVANCED ASSET TRADING, INC

5050 POPLAR AVE, SUITE 528, MEMPHIS, TN 38157

Mailing Address: 5050 POPLAR AVE NO.528, MEMPHIS, TN 38157

 

ADVANCED EQUITIES SERVICES CORP.

C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET SUITE 1704, NEW YORK, NY 10005

Mailing Address: 130 BROAD BROOK ROAD, BEDFORD HILLS, NY 10507

 

ADVANCED GLOBAL SECURITES CORP.

ONE HUDSON CITY CENTER, LOWER LEVEL, HUDSON, NY 12534

Mailing Address: ONE HUDSON CITY CENTER, LOWER LEVEL, HUDSON, NY 10534

 

ADVANTAGE GFC LLC

2 WALL STREET, NEW YORK, NY 10005

 

ADVANTAGE SECURITIES LLC

141 WEST JACKSON, SUITE 2045, CHICAGO, IL 60604

 

ADVISER DEALER SERVICES, INC.

6125 MEMORIAL DRIVE, DUBLIN, OH 43017-9767

Mailing Address: P.O. BOX 7177, DUBLIN, OH 43017-9767

 

ADVISOR DIRECT

6 KIMBALL LANE, LYNNFIELD, MA 01940

 

ADVISORS ASSET MANAGEMENT, INC.

18925 BASE CAMP ROAD, MONUMENT, CO 80132-0000

Mailing Address: 18925 BASE CAMP ROAD, MONUMENT, CO 80132

 

ADVISORS CLEARING NETWORK, INC.

7 N. FAIR OAKS AVENUE, PASADENA, CA 91103

 

ADVISORY GROUP EQUITY SERVICES LTD.

444 WASHINGTON STREET, SUITE 407, WOBURN, MA 01801

 

ADVOCA SECURITIES, LLC

5650 BLAZER PARKWAY, SUITE 100, DUBLIN, OH 43017

 

AEB CORPORATION

518 SOUTH MAIN STREET, GREAT BARRINGTON, MA 01230

 

AEGIS CAPITAL CORP.

810 7TH AVE, 18TH FLOOR, NEW YORK, NY 10019

 

AEGIS ENERGY ADVISORS CORP.

708 THIRD AVENUE, 6TH FLOOR, NEW YORK, NY 10017-4201

 

AEGIS INVESTMENTS, INC.

431 S 7TH STREET, SUITE 2400, MINNEAPOLIS, MN 55415-1854

 

AEI SECURITIES, INC.

1300 WELLS FARGO PLACE, 30 SEVENTH STREET EAST, ST. PAUL, MN 55101-4901

 

AERIS PARTNERS LLC

ONE BROADWAY, 3RD FLOOR, CAMBRIDGE, MA 02142-1187

Mailing Address: ONE BROADWAY, 14TH FLOOR, CAMBRIDGE, MA 02142-1187

 

AETHLON CAPITAL, L.L.C

80 SOUTH 8TH STREET SUITE 4920, MINNEAPOLIS, MN 55402

 

AFFILIATED BANKERS CAPITAL, L.L.C.

901 SOUTH MOPAC EXPRESSWAY, BARTON OAKS PLAZA V, SUITE 140, AUSTIN, TX 78746

 

AG BD LLC

245 PARK AVENUE, 26TH FLOOR, NEW YORK, NY 10167-0094

 

AGC PARTNERS

99 HIGH STREET, FLOOR 22, BOSTON, MA 02110

 

AGECROFT PARTNERS, LLC

103 CANTERBURY ROAD, RICHMOND, VA 23221-3211

 

AGENCY TRADING GROUP, INC.

235 EAST LAKE STREET, WAYZATA, MN 55391

Mailing Address: 235 EAST LAKE STREET, 2ND FLOOR, WAYZATA, MN 55391

 

AGINCOURT, LTD.

NEW VENTURE HOUSE, 3RD FLOOR, 3 MILL CREEK ROAD, PEMBROKE, HM05 BERMUDA

Mailing Address: P.O. BOX HM695, HAMILTON, HM CX, HM695 BERMUDA

 

AGM SECURITIES LLC

277 PARK AVENUE, 49TH FLOOR, NEW YORK, NY 10172

 

AGRICAPITAL SECURITIES INC.

1410 BROADWAY, SUITE 1802, NEW YORK, NY 10018

 

AI SECURITIES,INC.

33 UNION STREET, BOSTON, MA 02108-2406

 

AIG FINANCIAL SECURITIES CORP.

50 DANBURY ROAD, WILTON, CT 06897-4444

 

AIG GLOBAL CAPITAL MARKETS SECURITIES, LLC

50 DANBURY ROAD, WILTON, CT 06897

 

AILERON CAPITAL MANAGEMENT, LLC

5510 W. LASALLE STREET, 3RD FLOOR, TAMPA, FL 33607

 

AK CAPITAL LLC

445 PARK AVENUE, 9TH FLOOR, NEW YORK, NY 10022

Mailing Address: 445 PARK AVENUE 9TH FLOOR, NEW YORK, NY 10022

 

AKAR CAPITAL MANAGEMENT, INC.

8551 W. SUNRISE BLVD. #102A, PLANTATION, FL 33322

Mailing Address: 8551 W. SUNRISE BLVD #102A, PLANTATION, FL 33322

 

AKIN BAY COMPANY LLC

780 THIRD AVENUE, NEW YORK, NY 10017

 

AKJ

BEDDINGEN 8, 4TH FLOOR, OSLO, 0250 NORWAY

 

ALAMO CAPITAL

201 N CIVIC DR, SUITE 145, WALNUT CREEK, CA 94596

 

ALBERT FRIED & COMPANY, LLC

45 BROADWAY, 24TH FLOOR, NEW YORK, NY 10006

 

ALBRIGHT SECURITIES LLC

1101 NEW YORK AVENUE, NW, SUITE 900, WASHINGTON, DC 20005

 

ALCHEMY ALTERNATIVES, INC.

777 MARINER'S ISLAND BLVD., SUITE 750, SAN MATEO, CA 94404

Mailing Address: 777 MARINERS ISLAND BLVD. SUITE 750, SAN MATEO, CA 94404

 

ALCOVE CAPITAL PARTNERS, LLC

100 TRI STATE INTERNATIONAL, SUITE 138, LINCOLNSHIRE, IL 60069

 

ALDERMAN & COMPANY CAPITAL, LLC

20 SILVER BROOK ROAD, RIDGEFIELD, CT 06877

 

ALERUS SECURITIES CORPORATION

2300 COLUMBIA ROAD SOUTH, GRAND FORKS, ND 58201

Mailing Address: P.O. BOX 6001, GRAND FORKS, ND 58206

 

ALETHEIA SECURITIES, INC.,

100 WILSHIRE BLVD STE 1900, SANTA MONICA, CA 90401

 

ALEXANDER CAPITAL, L.P.

17 STATE STREET, 5TH FLOOR, NEW YORK, NY 10004

 

ALEXANDER INVESTMENT SERVICES CO.

12701 TOWNEPARK WAY, SUITE 303, LOUISVILLE, KY 40243-2301

 

ALFORMA CAPITAL MARKETS, INC.

1270 AVENUE OF THE AMERICAS, SUITE 1805, NEW YORK, NY 10020

 

ALGO ENGINEERING EXECUTION SERVICES LLC

7 WORLD TRADE CENTER, STE 34F, NEW YORK, NY 10007

 

ALGOPARTNERS, LLC

50 TICE BLVD, 3RD FLOOR;, WOODCLIFF LAKE, NJ 07677

 

ALIGNED MANAGER SERVICES LLC

263 TRESSER BOULEVARD, STAMFORD, CT 06901

 

ALLEGHENY INVESTMENTS, LTD.

STONE QUARRY CROSSING, 811 CAMP HORNE ROAD, SUITE 100, PITTSBURGH, PA 15237

 

ALLEGRO SECURITIES LLC

3 W 57TH ST, FL 10, NEW YORK, NY 10019

 

ALLEN & COMPANY LLC

711 FIFTH AVENUE, NEW YORK, NY 10022

 

ALLEN & COMPANY OF FLORIDA, INC.

1401 SOUTH FLORIDA AVENUE, LAKELAND, FL 33803

Mailing Address: P.O. BOX 387, LAKELAND, FL 33802

 

ALLEN C. EWING & CO.

50 NORTH LAURA STREET, SUITE 3625, JACKSONVILLE, FL 32202

Mailing Address: 50 N LAURA STREET, SUITE 3625, JACKSONVILLE, FL 32202

 

ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC

135 S. MADISON STREET, THOMASVILLE, GA 31792

Mailing Address: POST OFFICE BOX 1116, THOMASVILLE, GA 31799

 

ALLIANCE ADVISORY & SECURITIES, INC.

3390 AUTO MALL DRIVE, WESTLAKE VILLAGE, CA 91362

 

ALLIANCE AFFILIATED EQUITIES CORPORATION

7227 METCALF AVENUE, SUITE 201, OVERLAND PARK, KS 66204

 

ALLIANCE FINANCIAL GROUP, INC.

5950 BERKSHIRE LANE #1060, DALLAS, TX 75225

 

ALLIANCEBERNSTEIN INVESTMENTS, INC.

1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105-0096

 

ALLIANT EQUITY INVESTMENTS, LLC

21600 OXNARD STREET - SUITE 1200, WOODLAND HILLS, CA 91367

Mailing Address: 21600 OXNARD STREET-SUITE 1200, WOODLAND HILLS, CA 91367

 

ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM

695 NORTH LEGACY RIDGE DRIVE SUITE 300, LIBERTY LAKE, WA 99019

 

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

1633 BROADWAY, NEW YORK, NY 10019

 

ALLIANZ LIFE FINANCIAL SERVICES, LLC

5701 GOLDEN HILLS DRIVE, MINNEAPOLIS, MN 55416-1297

Mailing Address: P O BOX 1117, MINNEAPOLIS, MN 55440-1117

 

ALLIED ASSET MANAGEMENT, INC.

2033 6TH AVENUE, SUITE 1009, SEATTLE, WA 98121

 

ALLIED BEACON PARTNERS, INC.

1100 BOULDERS PARK WAY, SUITE 600, RICHMOND, VA 23225

Mailing Address: 1100 BOULDERS PARKWAY, SUITE 600, RICHMOND, VA 23225

 

ALLISON-WILLIAMS COMPANY

90 SOUTH 7TH STREET, SUITE 3850, MINNEAPOLIS, MN 55402-2441

 

ALLSTATE DISTRIBUTORS, L.L.C.

3100 SANDERS ROAD, STE N3B, NORTHBROOK, IL 60062

 

ALLSTATE FINANCIAL SERVICES, LLC

2920 S 84TH STREET, LINCOLN, NE 68506

Mailing Address: PO BOX 83271, LINCOLN, NE 68501-3271

 

ALLUVION SECURITIES, LLC

5101 WHEELIS DRIVE, SUITE 200, MEMPHIS, TN 38117

 

ALLY SECURITIES LLC

1177 AVENUE OF THE AMERICAS, 16TH FLOOR, NEW YORK, NY 10036

Mailing Address: 300 GALLERIA OFFICENTRE STE 200, SOUTHFIELD, MI 48034

 

ALMAX FINANCIAL SOLUTIONS, LLC

12 VAN SYCKLES ROAD, CLINTON, NJ 08809

 

ALPHA OMEGA CAPITAL SECURITIES, LLC

7400 BEAUFONT SPRINGS DR., SUITE 105, RICHMOND, VA 23225

 

ALPHASOURCE CAPITAL SECURITIES LLC

32 EAST 57TH STREET, 12TH FLOOR, NEW YORK, NY 10022

 

ALPINA CAPITAL, LLC

100 JACKSON STREET, SUITE 101, DENVER, CO 80206

 

ALPINE SECURITIES CORPORATION

440 EAST 400 SOUTH, SALT LAKE CITY, UT 84111

 

ALPS DISTRIBUTORS, INC.

1290 BROADWAY, SUITE 1100, DENVER, CO 80203

Mailing Address: PO BOX 328, DENVER, CO 80201-0328

 

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.

1290 BROADWAY, SUITE 1100, DENVER, CO 80203

Mailing Address: P.O. BOX 328, DENVER, CO 80201-0328

 

ALTACORP CAPITAL (USA) INC.

888 - 3RD STREET SW, SUITE 1100, CALGARY, T2P 5C5 AB CANADA

 

ALTEGRIS INVESTMENTS, INC.

1200 PROSPECT STREET, SUITE 400, LA JOLLA, CA 92037

 

ALTERNATIVE ACCESS CAPITAL, LLC

2 WILLIAM STREET, SUITE 402, WHITE PLAINS, NY 10601

 

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC

2 W. 47TH STREET, SUITE 1004, NEW YORK, NY 10036

Mailing Address: BOX 5274, ROCKEFELLER STATION, NEW YORK, NY 10185-5274

 

ALTERNATIVE INVESTMENT SERVICES, LLC

141 W. JACKSON BLVD., SUITE 1340A, CHICAGO, IL 60604

 

ALTERNATIVE STRATEGIES BROKERAGE SERVICES, INC.

401 SOUTH TRYON STREET, CHARLOTTE, NC 28288-1195

 

ALTERNET SECURITIES INC.

380 MADISON AVENUE, 4TH FLOOR, NEW YORK, NY 10017

 

ALTO SECURITIES, LLC

850 THIRD AVENUE, 16TH FLOOR, NEW YORK, NY 10022

 

ALTON SECURITIES GROUP INC.

2410 STATE STREET, P.O. BOX 160, ALTON, IL 62002

Mailing Address: P.O. BOX 160, ALTON, IL 62002

 

ALTRUSHARE SECURITIES LLC

3814 MAIN STREET, MANCHESTER, VT 05254

 

ALVAREZ & MARSAL SECURITIES, LLC

600 MADISON AVE, 8TH FLOOR, NEW YORK, NY 10022

Mailing Address: 600 MADISON AVE, 8TH FLOOR, NEW YORK, NY 10022

 

ALYSSA LLC

888 7TH AVENUE, 41ST FLOOR, NEW YORK, NY 10106

 

AMA SECURITIES INC.

405 LEXINGTON AVENUE, 67TH FLOOR, NEW YORK, NY 10174

 

AMBASSADOR FINANCIAL GROUP, INC.

1605 NORTH CEDAR CREST BOULEVARD, SUITE 508, ALLENTOWN, PA 18104

 

AMBATA SECURITIES, LLC

1201 PEACHTREE ST., NE, BUILDING 400, SUITE 1720, ATLANTA, GA 30361

 

AMD CAPITAL, LLC

100 TRI-STATE INTERNATIONAL, SUITE 138, LINCOLNSHIRE, IL 60069

 

AMEGY INVESTMENTS, INC.

4400 POST OAK PARKWAY, HOUSTON, TX 77027

Mailing Address: P.O. BOX 27459, HOUSTON, TX 77227-7459

 

AMERICA'S CHOICE EQUITIES LLC

840 US HIGHWAY 1, SUITE 315, PALM BEACH GARDENS, FL 33408

 

AMERICAFIRST SECURITIES, INC.

1100 MELODY LANE, SUITE 203, ROSEVILLE, CA 95678

 

AMERICAN CAPITAL PARTNERS, LLC

205 OSER AVE., HAUPPAUGE, NY 11788

 

AMERICAN CENTURY INVESTMENT SERVICES INC.

4500 MAIN STREET, KANSAS CITY, MO 64111

Mailing Address: P.O. BOX 410141, KANSAS CITY, MO 64141-0141

 

AMERICAN DIVERSIFIED FINANCIAL GROUP LLC

600 NORTH WEINBACH, SUITE 460, EVANSVILLE, IN 47711

 

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

707 2ND AVENUE SOUTH, MINNEAPOLIS, MN 55402

Mailing Address: 5221 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474

 

AMERICAN EQUITY CAPITAL, INC.

6000 WESTOWN PARKWAY, 2ND FLOOR, WEST DES MOINES, IA 50266-7711

Mailing Address: P.O. BOX 71607, DES MOINES, IA 50325

 

AMERICAN EQUITY INVESTMENT CORPORATION

4222 GRANTLINE ROAD, NEW ALBANY, IN 47150

 

AMERICAN FAMILY SECURITIES, LLC

6000 AMERICAN PARKWAY, MADISON, WI 53783-0001

 

AMERICAN FIDELITY SECURITIES, INC.

2000 CLASSEN BLVD., OKLAHOMA CITY, OK 73106-6092

Mailing Address: P.O. BOX 25523, OKLAHOMA CITY, OK 73125-0523

 

AMERICAN FINANCIAL ASSOCIATES, INC.

1700 NORTHAMPTON STREET, SUITE A, EASTON, PA 18042-1659

Mailing Address: 1700 NORTHAMPTON STREET, SUITE A, EASTON, PA 18042-1659

 

AMERICAN FINANCIAL SECURITIES, INC.

6003 UNIVERSITY AVE. - SUITE C, CEDAR FALLS, IA 50613

Mailing Address: 6003 UNIVERSITY AVE.- SUITE C, CEDAR FALLS, IA 50613

 

AMERICAN FUNDS & TRUSTS INCORPORATED

3030 SOUTH MAIN STREET, SUITE 100, SALT LAKE CITY, UT 84115-3554

 

AMERICAN FUNDS DISTRIBUTORS, INC.

333 S. HOPE ST. 55TH FL., LOS ANGELES, CA 90071

 

AMERICAN GENERAL DISTRIBUTORS, INC.

2929 ALLEN PARKWAY, L3-20, HOUSTON, TX 77019

Mailing Address: 2929 ALLEN PARKWAY L3-20, HOUSTON, TX 77019

 

AMERICAN GENERAL EQUITY SERVICES CORPORATION

2727-A ALLEN PARKWAY, 2-G7, HOUSTON, TX 77019

 

AMERICAN HERITAGE SECURITIES, INC.

655 W MARKET STREET, AKRON, OH 44303-1438

 

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

1036 E. IRON EAGLE DR., SUITE 105, EAGLE, ID 83616

 

AMERICAN INVESTORS COMPANY

2682 BISHOP DR., SUITE 123, SAN RAMON, CA 94583

Mailing Address: P. O. BOX 1307, SAN RAMON, CA 94583

 

AMERICAN INVESTORS GROUP, INC.

10237 YELLOW CIRCLE DRIVE, MINNETONKA, MN 55343

 

AMERICAN MUNICIPAL SECURITIES, INC.

720 SECOND AVE S., ST. PETERSBURG, FL 33701

Mailing Address: P.O. BOX 11749, ST. PETERSBURG, FL 33733-1749

 

AMERICAN NETWORK SECURITIES CORP.

10104 W. COGGINS DRIVE, AMERICAN NETWORK PLAZA, SUN CITY, AZ 85351-3405

 

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

4250 VETERANS MEMORIAL HIGHWAY, 4TH FLOOR EAST, HOLBROOK, NY 11741

Mailing Address: 4250 VETERANS MEMORIAL HWY, 4TH FLOOR EAST, HOLBROOK, NY 11741

 

AMERICAN REPUBLIC EQUITIES CORPORATION

601 SIXTH AVE, DES MOINES, IA 50309

 

AMERICAN SECURITIES TEAM, INC.

500 W CUMMINGS PARK-SUITE 6050, WOBURN, MA 01801

 

AMERICAN TRUST INVESTMENT SERVICES, INC.

1244 119TH STREET, WHITING, IN 46394-1003

 

AMERICAN WEALTH MANAGEMENT, INC.

1050 CROWN POINTE PARKWAY SUITE 1230, ATLANTA, GA 30338

 

AMERIPRISE FINANCIAL SERVICES, INC.

707 2ND AVENUE SOUTH, MINNEAPOLIS, MN 55402

Mailing Address: 5221 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474

 

AMERITAS INVESTMENT CORP.

5900 "O" STREET, LINCOLN, NE 68510-2234

Mailing Address: PO BOX 5507, LINCOLN, NE 68505-0507

 

AMERITECH ADVISORS

708 THIRD AVENUE, 5TH FLOOR, NEW YORK, NY 10017

 

AMERIVET SECURITIES, INC.

26550 SILVERADO COURT, MORENO VALLEY, CA 92555

Mailing Address: POB 1074, INGLEWOOD, CA 90308

 

AMHERST SECURITIES GROUP, L.P.

7801 NORTH CAPITAL OF TEXAS HIGHWAY, SUITE 300, AUSTIN, TX 78731

 

AMUNDI DISTRIBUTORS USA, LLC

1301 AVENUE OF THE AMERICAS, 38TH FL., NEW YORK, NY 10019

Mailing Address: 1301 AVENUE OF THE AMERICAS, 14TH FL., NEW YORK, NY 10019

 

AMUR ADVISORS LLC

50 MAIN STREET, SUITE 1265, WHITE PLAINS, NY 10606

 

ANCHIN CAPITAL ADVISORS LLC

1375 BROADWAY, 18TH FLOOR, NEW YORK, NY 10018

Mailing Address: 1375 BROADWAY, 18TH FLOOR, NEW YORK CITY, NY 10018

 

ANCHOR ASSET MANAGEMENT LLC

267 FIFTH AVE., SUITE 800, NEW YORK, NY 10016

 

ANCHOR BAY SECURITIES, LLC

5780 FLEET STREET, SUITE 308, CARLSBAD, CA 92008

 

ANCORA SECURITIES, INC.

2000 AUBURN DRIVE, SUITE 300, CLEVELAND, OH 44122

 

ANDBANC BROKERAGE, LLC

1221 BRICKELL AVENUE SUITE 1550, MIAMI, FL 33131

 

ANDERSON LENEAVE & CO.

6000 FAIRVIEW ROAD, SUITE 625, CHARLOTTE, NC 28210

 

ANDES CAPITAL GROUP, LLC

211 WEST WACKER DRIVE, SUITE 1810, CHICAGO, IL 60606

 

ANDREW GARRETT INC.

140 EAST 45TH STREET, 11TH FLOOR, NEW YORK, NY 10017

 

ANDREWS PARTNERS

88 STEELE STREET, SUITE 400, DENVER, CO 80206

 

ANGELES CAPITAL GROUP, LLC

334 MEADOW GROVE ST., LACANADA FLINTRIDGE, CA 91011

 

ANICO FINANCIAL SERVICES, INC.

ONE MOODY PLAZA, SUITE 1423, GALVESTON, TX 77550

Mailing Address: ONE MOODY PLAZA SUITE 1423, GALVESTON, TX 77550

 

ANNASCAUL ADVISORS LLC

1177 HIGH RIDGE ROAD, STAMFORD, CT 06905

 

ANOVEST FINANCIAL SERVICES, INC.

3225 SHALLOWFORD ROAD, SUITE 220, MARIETTA, GA 30062

 

ANSLEY SECURITIES LLC

300 EAST FIFTH AVENUE, SUITE 420, NAPERVILLE, IL 60563

 

ANTAEUS CAPITAL, INC.

1100 GLENDON AVENUE, PENTHOUSE SUITE 9, LOS ANGELES, CA 90024

 

ANTHEM SECURITIES, INC.

PARK PLACE CORPORATE CENTER ONE, 1000 COMMERCE DRIVE, SUITE 410, PITTSBURGH, PA 15275-1011

 

ANUBIS SECURITIES LLC

717 FIFTH AVENUE, 18TH FLOOR, NEW YORK, NY 10022

 

ANZ SECURITIES, INC.

277 PARK AVENUE, FLOOR 31, NEW YORK, NY 10172-0003

 

AON BENFIELD SECURITIES, INC.

200 EAST RANDOLPH STREET, CHICAGO, IL 60601

 

APB FINANCIAL GROUP, LLC

17 STATE ST. - SUITE 1650, NEW YORK, NY 10004

 

APEX CLEARING CORPORATION

1700 PACIFIC AVENUE, DALLAS, TX 75201

Mailing Address: 141 WEST JACKSON BLVD, SUITE 500, CHICAGO, IL 60604

 

APOLLO GLOBAL SECURITIES, LLC

9 WEST 57TH STREET, 48TH FL, NEW YORK, NY 10019-2701

 

APPLE LANE GROUP LLC

2393 MAIN STREET, LANCASTER, MA 01523

 

APTO PARTNERS, LLC

4 CAMPUS DRIVE, PARSIPPANY, NJ 07054

Mailing Address: 4 CAMPUS DRIVE, 1ST FLOOR NORTH, PARSIPPANY, NJ 07054

 

AQUA SECURITIES L.P.

125 PARK AVENUE, NEW YORK, NY 10017

 

AQUEDUCT CAPITAL GROUP, LLC

2820 SELWYN AVENUE, SUITE 550, CHARLOTTE, NC 28209

 

AQUILA DISTRIBUTORS, INC.

380 MADISON AVENUE #2300, NEW YORK, NY 10017

Mailing Address: 380 MADISON AVENUE, SUITE 2300, NEW YORK, NY 10017

 

AQUILO PARTNERS, L.P.

ONE MARITIME PLAZA, 14TH FLOOR, SAN FRANCISCO, CA 94111

 

ARBOR ADVISORS, LLC

1950 UNIVERSITY AVE, STE. 204, E. PALO ALTO, CA 94303

 

ARBOR COURT CAPITAL, LLC

2000 AUBURN DRIVE, SUITE 300, CLEVELAND, OH 44122

 

ARBOR RESEARCH & TRADING, LLC

1000 HART ROAD, SUITE 260, BARRINGTON, IL 60010

 

ARC SECURITIES, LLC

1330 CONNECTICUT AVENUE, NW, SUITE 223, WASHINGTON, DC 20036

 

ARCA CAPITAL INVESTMENTS, INC.

1691 MICHIGAN AVE. SUITE 240, MIAMI BEACH, FL 33139

Mailing Address: 1691 MICHIGAN AVE. SUITE 240, MIAMI, FL 33139

 

ARCADIA INVESTMENT CORPORATION

1314 N.W. IRVING STREET, SUITE 608, PORTLAND, OR 97209

 

ARCADIA SECURITIES, LLC

720 FIFTH AVE, 10TH FL, NEW YORK, NY 10019

Mailing Address: 720 FIFTH AVE, 10TH FLOOR, NEW YORK, NY 10019

 

ARCHER DISTRIBUTORS, LLC

2943 OLNEY-SANDY SPRING RD., STE. A, OLNEY, MD 20832

 

ARCHIPELAGO SECURITIES L.L.C.

100 SOUTH WACKER DRIVE, SUITE #1800, CHICAGO, IL 60606

 

ARCHIPELAGO TRADING SERVICES, INC.

100 S. WACKER DR., SUITE 1800, CHICAGO, IL 60606

Mailing Address: 100 SOUTH WACKER DRIVE, SUITE 1800, CHICAGO, IL 60606

 

ARCHPOINT PARTNERS LLC

101 HOWARD STREET, SUITE 404, SAN FRANCISCO, CA 94105

 

ARCTIC ISLAND FINANCIAL, LLC

4470 CHAMBLEE DUNWOODY ROAD, SUITE 463-B, ATLANTA, GA 30338

 

ARDEN SECURITIES LLC

3 CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101

Mailing Address: 3 CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

 

ARDOUR CAPITAL INVESTMENTS, LLC

350 5TH AVENUE, SUITE 3018, NEW YORK, NY 10118

 

ARETE RESEARCH LLC

15 BROAD ST., 1ST FLOOR, BOSTON, MA 02109

 

ARETE WEALTH MANAGEMENT, LLC

1699 E. WOODFIELD RD., SUITE 565, SCHAUMBURG, IL 60173

 

ARGENTUS SECURITIES, LLC

14785 PRESTON ROAD, STE. 1000, DALLAS, TX 75254

 

ARI FINANCIAL SERVICES, INC.

10740 NALL AVENUE, SUITE 235, OVERLAND PARK, KS 66211

Mailing Address: 4745 WEST 136TH STREET, SUITE 91, LEAWOOD, KS 66224

 

ARIA CAPITAL ADVISORS, LLC

475 CENTRAL AVENUE, SUITE M1, ST. PETERSBURG, FL 33701

Mailing Address: 475 CENTRAL AVENUE, SUITE 400, ST. PETERSBURG, FL 33701

 

ARIANE CAPITAL PARTNERS LLC

501 CANDACE LANE, SUITE 100, VILLANOVA, PA 19085

Mailing Address: 501 CANDACE LANE, VILLANOVA, PA 19085

 

ARIEL DISTRIBUTORS, LLC

200 EAST RANDOLPH DRIVE, SUITE 2900, CHICAGO, IL 60601

 

ARJENT LLC

570 LEXINGTON AVENUE, 22ND FLOOR, NEW YORK, NY 10022

 

ARK INVESTMENTS

16170 CANAANVILLE ROAD, ATHENS, OH 45701-0500

Mailing Address: P.O. BOX 500, ATHENS, OH 45701-0500

 

ARLINGTON SECURITIES, INC.

140 MARINE LANE, ST. LOUIS, MO 63146-2236

 

ARMA FINANCIAL SERVICES, INC.

18899 N. THOMPSON PEAK PKWY., SUITE 100, SCOTTSDALE, AZ 85255

Mailing Address: 18899 N. THOMPSON PEAK PKWY., SUITE 100, SCOTTSDALE, AZ 85255

 

ARMONK CAPITAL SECURITIES LLC

16 ROSE HILL DRIVE, ARMONK, NY 10504

 

ARONSON CAPITAL ADVISORS, LLC

805 KING FARM BOULEVARD, SUITE 300, ROCKVILLE, MD 20850

 

ARQUE CAPITAL, LTD.

7501 E MCCORMICK PKWY, STE 111N, SCOTTSDALE, AZ 85258

 

ARROW INVESTMENTS, INC.

3010 WESTCHESTER AVENUE, SUITE 203, PURCHASE, NY 10577

 

ARTISAN PARTNERS DISTRIBUTORS LLC

875 E. WISCONSIN AVENUE, SUITE 800, MILWAUKEE, WI 53202

 

ARTIST CAPITAL INC.

601 LEXINGTON AVENUE, SUITE 5100, NEW YORK, NY 10022

 

ARVEST ASSET MANAGEMENT

921 WEST MONROE AVENUE, LOWELL, AR 72745

Mailing Address: P.O. BOX 1515, LOWELL, AR 72745-1515

 

ARVON SECURITIES, LLC

161 NORTH CLARK STREET, SUITE 4700, CHICAGO, IL 60601

 

ASCENDANT FINANCIAL PARTNERS, LLC

5347 SOUTH VALENTIA WAY, SUITE 250, GREENWOOD VILLAGE, CO 80111

 

ASCENDIANT CAPITAL MARKETS, LLC

18881 VON KARMAN, 16TH FLOOR, IRVINE, CA 92612

 

ASCENDIANT SECURITIES, LLC

18881 VON KARMAN, SUITE 1630, IRVINE, CA 92612

 

ASCENT REAL ESTATE SECURITIES, LLC

5251 DTC PARKWAY, SUITE 935, GREENWOOD VILLAGE, CO 80111

 

ASCENTAGE ADVISORS, LLC

2 PILLSBURY STREET, SUITE 405, CONCORD, NH 03301

 

ASG SECURITIES, INC.

218 EAST COMMERCIAL BLVD, SUITE 208-L, FT. LAUDERDALE, FL 33308

Mailing Address: 4737 N. OCEAN DR., #213, LAUDERDALE BY THE SEA, FL 33308

 

ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION

122 E. 42ND ST, STE 5005, NEW YORK, NY 10168

 

ASHTON STEWART & CO., INC.

1271 AVENUE OF AMERICAS, 43RD FLOOR, NEW YORK, NY 10020

 

ASHTON YOUNG, INC.

2150 BUTTERFIELD DRIVE, SUITE 110, TROY, MI 48084

 

ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.

145 ASPINALL AVE, HAGATNA, 96910 GUAM, USA

Mailing Address: 145 ASPINALL AVE., HAGATNA, 96910 GUAM, USA

 

ASPEN EQUITY PARTNERS, LLC

2828 N. HARWOOD STREET, #1700, DALLAS, TX 75201

 

ASPEN RIVER SECURITIES, LLC

415 WATERFORD DRIVE, CARTERSVILLE, GA 30120

 

ASPERION GROUP LLC

152 WEST 57TH STREET, 18TH FLOOR, NEW YORK, NY 10019

 

ASSOCIATED BOND BROKERS, INC.

3232 MCKINNEY AVE, STE 690, DALLAS, TX 75204

 

ASSOCIATED INVESTMENT SERVICES, INC.

333 MAIN STREET, GREEN BAY, WI 54301-5159

Mailing Address: P.O. BOX 640, GREEN BAY, WI 54395-0640

 

AST INVESTOR SERVICES LLC

6201 15TH AVENUE, BROOKLYN, NY 11219

 

ASTORIA CAPITAL MARKETS, INC.

30-08 36TH STREET, LONG ISLAND CITY, NY 11103

 

ATEL SECURITIES CORPORATION

THE TRANSAMERICA PYRAMID 600 MONTGOMERY STREET, 9TH FLOOR, SAN FRANCISCO, CA 94111

 

ATIS, INC

9717 PRAIRIE AVENUE, HIGHLAND, IN 46322

 

ATLANTIC - PACIFIC CAPITAL, INC.

102 GREENWICH AVENUE, 2ND FLOOR, GREENWICH, CT 06830

 

ATLANTIC SECURITIES, INC.

920 PROVIDENCE RD., SUITE 201, TOWSON, MD 21286-2988

 

ATLANTIC STATE PARTNERS, LLC

7 AVON ROAD, LARCHMONT, NY 10538-1420

 

ATLAS ONE FINANCIAL GROUP, LLC

200 SOUTH BISCAYNE BOULEVARD, SUITE 4400, MIAMI, FL 33131

 

ATLAS STRATEGIC ADVISORS, LLC

140 EAST 45TH STREET, NEW YORK, NY 10017

 

ATLAS TECHNOLOGY GROUP LLC

38 KEYES AVE., SUITE 102, SAN FRANCISCO, CA 94129

 

ATM

599 LEXINGTON AVENUE, 21ST FLOOR, NEW YORK, NY 10022

 

ATON SECURITIES INC.

120 BROADWAY,, SUITE 940, NEW YORK, NY 10271

Mailing Address: 120 BROADWAY, SUITE 940, NEW YORK, NY 10271

 

ATRIUM TRADING, INC

141 WEST JACKSON BLVD. - SUITE 1340A, CHICAGO, IL 60604

 

AUERBACH GRAYSON & COMPANY LLC

25W 45TH STREET SUITE 16, NEW YORK, NY 10036

Mailing Address: 25W 45TH STREET SUITE 16, NEW YORK, NY 10036

 

AUFHAUSER SECURITIES, INC.

112 WEST 56TH STREET, NEW YORK, NY 10019-3841

 

AUGEO ADVISORS, LLC

10940 WILSHIRE BLVD., 16TH FLOOR, LOS ANGELES, CA 90024

 

AURIGA USA, LLC

546 5TH AVENUE, 9TH FLOOR, NEW YORK, NY 10036-5000

 

AURORA CAPITAL LLC

17 PARK AVENUE, #201, NEW YORK, NY 10016

 

AURORA SECURITIES

111 CONGRESSIONAL BLVD., SUITE 114, CARMEL, IN 46032-5639

 

AURUS ADVISORS, INC.

345 LORTON AVE., SUITE 105, BURLINGAME, CA 94010

 

AUSDAL FINANCIAL PARTNERS, INC.

220 NORTH MAIN ST, STE 400, DAVENPORT, IA 52801-1921

 

AUTOMATED EQUITY FINANCE MARKETS, INC.

529 5TH AVENUE, 14TH FL., NEW YORK, NY 10017

 

AUTOMATED TRADING DESK FINANCIAL SERVICES, LLC

11 EWALL STREET, MT. PLEASANT, SC 29464

 

AUTONOMOUS RESEARCH LLP

FLOOR 2, 11 IRONMONGER LANE, LONDON, EC2V 8JN UNITED KINGDOM

Mailing Address: FLOOR 2, 11 IRONMONGER LANE, LONDON, EC2V 8JN UNITED KINGDOM

 

AUTONOMOUS RESEARCH US LP

SUITE 2303, 23RD FLOOR, 1325 AVENUE OF THE AMERICAS, NEW YORK, NY 10019

 

AVALON INVESTMENT & SECURITIES GROUP, INC.

404 AVALON AVENUE, SUTE 200, MUSCLE SHOALS, AL 35661

 

AVALON SECURITIES, LTD.

19 WEST 44TH STEET, 12TH FLOOR, NEW YORK, NY 10036

Mailing Address: 19 WEST 44TH STREET, 12TH FLOOR, NEW YORK, NY 10036

 

AVALON WEALTH MANAGEMENT LLC

717 TEXAS AVE., SUITE 3000, HOUSTON, TX 77002

 

AVANTI SECURITIES CORPORATION

22 ST. CLAIR AVENUE EAST - SUITE 1700, TORONTO, M4T 2S3 CANADA

Mailing Address: 22 ST CLAIR AVENUE EAST SUITE 1700, TORONTO, M4T 2S3 CANADA

 

AVATAR CAPITAL GROUP LLC

7 WORLD TRADE CENTER, 32ND FLOOR, NEW YORK, NY 10007

 

AVENDUS CAPITAL, INC.

499 PARK AVENUE 12TH FLOOR, NEW YORK, NY 10022

 

AVENIR FINANCIAL GROUP

162 COWPENS DR., ORANGEBURG, NY 10962

 

AVENTURA SECURITIES, LLC

2875 NE 191ST STREET, SUITE 524, AVENTURA, FL 33180

Mailing Address: 2875 NE 191ST STREET, SUITE 524, AVENTURA, FL 33180

 

AVERIL CAPITAL MARKETS GROUP, INC.

1901 AVENUE OF THE STARS, SUITE 350, LOS ANGELES, CA 90067

 

AVIATE GLOBAL (US) LLP

40 ARGYLL STREET, LONDON, W1F 7EB U.K.

 

AVILA CAPITAL MARKETS, INC.

150 EAST 52ND STREET, 16TH FLOOR, SUITE 2, NEW YORK, NY 10022

 

AVIOR CAPITAL, LLC

447 PALMITAS STREET, SOLANA BEACH, CA 92075

Mailing Address: PO BOX 19876, SAN DIEGO, CA 92159

 

AVISEN SECURITIES, INC.

3620 AMERICAN RIVER DRIVE, SUITE 145, SACRAMENTO, CA 95864-7256

 

AVIVA SECURITIES, LLC

215 10TH STREET, SUITE 1000, DES MOINES, IA 50309

 

AVM, L.P.

777 YAMATO ROAD, SUITE 300, BOCA RATON, FL 33431

 

AVONDALE PARTNERS, LLC

3102 WEST END AVENUE, SUITE 1100, NASHVILLE, TN 37203

Mailing Address: 3102 WEST END AVE, SUITE 1100, NASHVILLE, TN 37203

 

AWM SERVICES, LLC

1330 POST OAK BOULEVARD, SUITE 1550, HOUSTON, TX 77056

 

AX TRADING, LLC

ONE DOCK STREET, SUITE 620, STAMFORD, CT 06902

 

AXA ADVISORS, LLC

1290 AVENUE OF THE AMERICAS, NEW YORK, NY 10104

Mailing Address: 1290 AVENUE OF THE AMERICAS, 12TH FLOOR, NEW YORK, NY 10104

 

AXA DISTRIBUTORS, LLC

1290 AVENUE OF THE AMERICAS, NEW YORK, NY 10104

Mailing Address: 1290 AVENUE OF THE AMERICAS, 14TH FLOOR, NEW YORK, NY 10104

 

AXCESSNET, LLC

192 PARTRIDGE LANE, CONCORD, MA 02421

 

AXIOM CAPITAL MANAGEMENT, INC.

780 THIRD AVENUE, 43RD FLOOR, NEW YORK, NY 10017-2024



 
# A B C D E F G H I J K L M N O P Q R S T U V W XYZ
 

B & T SECURITIES, INC.

2799 NW BOCA RATON BLVD, SUITE 206, BOCA RATON, FL 33431

 

B&A CAPITAL, INC.

1070 DUNDEE AVE, SUITE C, EAST DUNDEE, IL 60118

Mailing Address: 1070 DUNDEE AVE., SUITE C, EAST DUNDEE, IL 60118

 

B. C. ZIEGLER AND COMPANY

200 SOUTH WACKER DRIVE, SUITE 2000, CHICAGO, IL 60606

 

B. RILEY & CO., LLC

11100 SANTA MONICA BLVD., SUITE 800, LOS ANGELES, CA 90025

 

B.B. GRAHAM & COMPANY, INC.

1700 W. KATELLA AVE., ORANGE, CA 92867

 

BA SECURITIES, LLC

FOUR TOWER BRIDGE, 200 BARR HARBOR DRIVE, SUITE 400, W. CONSHOHOCKEN, PA 19428

 

BABSON CAPITAL SECURITIES LLC

INDEPENDENCE WHARF, 470 ATLANTIC AVENUE, BOSTON, MA 02210

 

BAC FLORIDA INVESTMENTS

2333 PONCE DE LEON BLVD., SUITE 700, CORAL GABLES, FL 33134

 

BACHER & CO INC

6B CAY HARBOR, KEY LARGO, FL 33037

Mailing Address: 24 DOCKSIDE LANE, PMB #101, KEY LARGO, FL 33037

 

BACK BAY LIFE SCIENCE ADVISORY, LLC

545 BOYLSTON STREET, 12TH FLOOR, BOSTON, MA 02116

 

BACKSTROM MCCARLEY BERRY & CO., LLC

115 SANSOME STREET, MEZ. A, SAN FRANCISCO, CA 94104

 

BAILARD FUND SERVICES, INC.

950 TOWER LANE, STE #1900, FOSTER CITY, CA 94404-2131

Mailing Address: 950 TOWER LANE STE, #1900, FOSTER CITY, CA 94404-2131

 

BAIRD, PATRICK & CO., INC.

HARBORSIDE FINANCIAL CENTER, 305 PLAZA 10, JERSEY CITY, NJ 07311

Mailing Address: HARBORSIDE FINANCIAL CENTER, 305 PLAZA 10, JERSEY CITY `, NJ 07311

 

BAKER & CO., INCORPORATED

19111 DETROIT AVE, SUITE 100, ROCKY RIVER, OH 44116

Mailing Address: 19111 DETROIT RD, SUITE 100, ROCKY RIVER, OH 44116

 

BAKER TILLY CAPITAL, LLC

TEN TERRACE COURT, MADISON, WI 53718

Mailing Address: PO BOX 7398, MADISON, WI 53707-7398

 

BALANCED FINANCIAL SECURITIES LLC

6221 CHAPEL HILL BLVD., SUITE 200, PLANO, TX 75093

Mailing Address: 6221 CHAPEL HILL, SUITE 200, PLANO, TX 75024

 

BALANCED SECURITY PLANNING, INC.

16956 MCGREGOR BLVD. # 7, FORT MYERS, FL 33908

 

BALLEW INVESTMENTS, INC.

4800 I-55 NORTH, SUITE 21, JACKSON, MS 39211

Mailing Address: P.O. BOX 14888, JACKSON, MS 39236-4888

 

BANC OF MANHATTAN CAPITAL

5700 CANOGA AVENUE, SUITE 120, WOODLAND HILLS, CA 91367

 

BANCA IMI SECURITIES CORP.

1 WILLIAM STREET, NEW YORK, NY 10004

 

BANCO DO BRASIL SECURITIES LLC

535 MADISON AVENUE, 34TH FLOOR, NEW YORK, NY 10022

 

BANCO VOTORANTIM SECURITIES, INC.

126 EAST 56TH STREET, 9TH FLOOR, SUITE 920, NEW YORK, NY 10022-3613

 

BANCORPSOUTH INVESTMENT SERVICES, INC.

525 EAST CAPITOL STREET, JACKSON, MS 39201

 

BANCWEST INVESTMENT SERVICES, INC.

13220 CALIFORNIA STREET, 2ND FLOOR, OMAHA, NE 68154-9750

 

BANIF SECURITIES INC

1001 BRICKELL BAY DR., SUITE 2904, MIAMI, FL 33131

Mailing Address: 1001 BRICKELL BAY DR., SUITE 2906, MIAMI, FL 33131

 

BANK FUND EQUITIES, INC.

955 W. MAIN STREET, ABINGDON, VA 24210

 

BANKERS & INVESTORS CO.

1300 N. 78TH STREET, SUITE G-3, KANSAS CITY, KS 66112

Mailing Address: 1300 N. 78TH STREET, KANSAS CITY, KS 66112

 

BANKERS INTERNATIONAL SECURITIES, INC.

11101 ROOSEVELT BLVD NORTH, 3RD FLOOR, ST. PETERSBURG, FL 33716-2334

Mailing Address: 11101 ROOSEVELT BLVD NORTH, 3RD FLOOR, ST.PETERSBURG, FL 33716-2334

 

BANKOH INVESTMENT SERVICES, INC.

130 MERCHANT STREET, SUITE 850, HONOLULU, HI 96813-4405

 

BANORTE-IXE SECURITIES INTERNATIONAL, LTD.

140 EAST 45TH STREET, 32ND FLOOR, NEW YORK, NY 10017

 

BANYAN SECURITIES, LLC

100 DRAKE'S LANDING ROAD, SUITE 125, GREENBRAE, CA 94904

 

BARCLAY INVESTMENTS, INC.

254 WEST 54TH STREET, 16TH FLOOR, NEW YORK, NY 10019

 

BARCLAYS CAPITAL INC.

745 7TH AVENUE, NEW YORK, NY 10019

 

BARNARD/MONTAGUE SECURITIES, LLC

1900 WEBSTER STREET, SAN FRANCISCO, CA 94115

Mailing Address: 1900 WEBSTER STREET, SAN FRANCISCO, CA 94115

 

BARNETT & PARTNERS ADVISORS, LLC

C/O PETER J SOLOMON COMPANY, 520 MADISON AVENUE, 29TH FLOOR, NEW YORK, NY 10022

Mailing Address: C/O PETER J SOLOMON COMPANY, 1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105

 

BARON CAPITAL, INC.

767 FIFTH AVENUE, 49TH FLOOR, NEW YORK, NY 10153

 

BARRETT & COMPANY

42 WEYBOSSET ST, PROVIDENCE, RI 02903

Mailing Address: THE WILCOX BUILDING, 42 WEYBOSSET STREET, PROVIDENCE, RI 02903

 

BARRETT SECURITIES INC.

777 THIRD AVENUE, 17TH FLOOR, NEW YORK, NY 10017

 

BARRETTO SECURITIES INC

1000 2ND AVENUE, SUITE 2420, SEATTLE, WA 98104

 

BARRINGTON RESEARCH ASSOCIATES, INC.

161 N. CLARK ST., SUITE 2950, CHICAGO, IL 60601-3221

 

BASS CREEK ADVISORS, LTD

605 SOUTH SECOND STREET WEST, MISSOULA, MT 59801

 

BATES SECURITIES, INC.

8437 NORTHERN AVE, ROCKFORD, IL 61107

 

BATS TRADING, INC.

8050 MARSHALL DRIVE, SUITE 120, LENEXA, KS 66214

 

BAY CREST PARTNERS, LLC

40 WALL STREET, 33RD FLOOR, NEW YORK, NY 10005

 

BAY MUTUAL FINANCIAL, LLC

2425 OLYMPIC BLVD; SUITE #140 EAST, SANTA MONICA, CA 90404

 

BAYES CAPITAL LLC

1 DEWOLF ROAD, OLD TAPPAN, NJ 07675

 

BAYRIDGE SECURITIES, LLC

600 MONTGOMERY STREET, SAN FRANCISCO, CA 94111

 

BAYSHORE PARTNERS, LLC

401 EAST LAS OLAS BOULEVARD, SUITE 1160, FORT LAUDERDALE, FL 33301

 

BAYSTATE CAPITAL SERVICES, INC.

330 WHITNEY AVENUE, SUITE 500, HOLYOKE, MA 01040

 

BAYTIDE SECURITIES CORPORATION

7105 EAST ADMIRAL PLACE, TULSA, OK 74115

Mailing Address: P.O. BOX 580220, SUITE 500, TULSA, OK 74158

 

BB&T INVESTMENT SERVICES, INC.

200 SOUTH COLLEGE STREET, 8TH FLOOR, CHARLOTTE, NC 28202

 

BB&T SECURITIES, LLC

901 EAST BYRD STREET, RIVERFRONT PLAZA, WEST TOWER, RICHMOND, VA 23219

 

BBVA COMPASS INVESTMENT SOLUTIONS, INC

15 SOUTH 20TH STREET, SUITE 602, BIRMINGHAM, AL 35233

Mailing Address: P.O. BOX 10566, ALBICHRIC, BIRMINGHAM, AL 35296

 

BBVA SECURITIES INC.

1345 AVENUE OF THE AMERICAS 45TH FLOOR, NEW YORK, NY 10105-0302

Mailing Address: 1345 AVENUE OF THE AMERICAS, 45TH FLOOR, NEW YORK, NY 10105-0302

 

BBW CAPITAL MARKETS

1743 WAZEE ST., SUITE 250, DENVER, CO 80202

 

BC SECURITIES INC.

19 WALDEN DRIVE, SOUTH EASTON, MA 02375

 

BCC ADVISORY SERVICES, LLC

4685 MACARTHUR COURT, SUITE 370, NEWPORT BEACH, CA 92660

 

BCG SECURITIES, INC.

600 DELRAN PARKWAY, SUITE S, DELRAN, NJ 08075

 

BCMS CAPITAL ADVISORS LLC

30 BROAD ST., 29TH FLOOR, NEW YORK, NY 10004

Mailing Address: 30 BROAD ST., 29TH FLOOR, NEW YORK, NY 10004

 

BCP SECURITIES, LLC

289 GREENWICH AVENUE - 4TH FL, GREENWICH, CT 06830

 

BCS PLACEMENTS, LLC

71 MURRAY STREET, NO. 8, NEW YORK, NY 10007

 

BCW SECURITIES LLC

WESTPORT VIEW CORPORATE CENTER, 8 WRIGHT STREET, 1ST FLOOR, WESTPORT, CT 06880

 

BDA ADVISORS INC.

1270 AVENUE OF THE AMERICAS, SUITE 2310, NEW YORK, NY 10020

 

BDO CAPITAL ADVISORS, LLC

100 HIGH STREET, SUITE 900, BOSTON, MA 02110

Mailing Address: 3200 BRISTOL STREET, 4TH FLOOR, COSTA MESA, CA 92626

 

BDT & COMPANY, LLC

401 N. MICHIGAN AVE. SUITE 3100, CHICAGO, IL 60611-4250

 

BD|APCO

3501 N. GLENNWOOD CIRCLE, PROVO, UT 84604

 

BEACON GATE LLC

666 THIRD AVENUE, 8TH FLOOR, NEW YORK, NY 10017

 

BEACON HILL FINANCIAL CORPORATION

ONE INTERNATIONAL PLACE, SUITE 1400, BOSTON, MA 02110

 

BEACONSFIELD FINANCIAL SERVICES, INC.

SOUTHPOINTE INDUSTRIAL PARK, 160 TECHNOLOGY DR., SUITE 101, CANONSBURG, PA 15317

Mailing Address: SOUTHPOINT INDUSTRIAL PARK, 160 TECHNOLOGY DR., SUITE 101, CANONSBURG, PA 15317

 

BEANPOT FINANCIAL SERVICES, INC.

1073 GAGE STREET, SUITE 203, WINNETKA, IL 60093-1704

 

BEAR CREEK SECURITIES LLC

1200 17TH STREET SUITE 970, DENVER, CO 80202

 

BEARD FINANCIAL SERVICES, INC.

108 WEST WESTERN RESERVE ROAD, YOUNGSTOWN, OH 44514

 

BECHTEL FINANCING SERVICES, LLC

50 BEALE STREET, SAN FRANCISCO, CA 94105-1895

Mailing Address: P.O. BOX 193965, SAN FRANCISCO, CA 94119-3965

 

BEDMINSTER FINANCIAL GROUP, LIMITED

4920 YORK ROAD, SUITE 2DD1, PO BOX 295, HOLICONG, PA 18928-0295

 

BEDROK SECURITIES LLC

555 THEODORE FREMD AVENUE, C-301, RYE, NY 10580

 

BEECH HILL SECURITIES, INC.

880 3RD AVENUE 16TH FLOOR, NEW YORK, NY 10022-4730

 

BEEKMAN SECURITIES, INC.

733 THIRD AVENUE, NEW YORK, NY 10017

 

BEHRINGER SECURITIES LP

ONE ADDISON CIRCLE, 15601 DALLAS PARKWAY, SUITE 600, ADDISON, TX 75001

 

BEL AIR SECURITIES LLC

1999 AVENUE OF THE STARS, STE. 2800, LOS ANGELES, CA 90067

 

BELLE HAVEN INVESTMENTS, L.P.

1133 WESTCHESTER AVE., SUITE 221, WHITE PLAINS, NY 10604

 

BELLMARK PARTNERS, LLC

635 WEST LAKESIDE AVE, SUITE 606, CLEVELAND, OH 44113

 

BELMONT CAPITAL

115 EAST 57TH STREET, NEW YORK, NY 10022

 

BELVEDERE GLOBAL INVESTORS LLC

1896 MOUNTAIN VIEW DR, TIBURON, CA 94920

 

BENCHMARK INVESTMENTS, INC.

509 MAIN STREET, ARKADELPHIA, AR 71923

 

BENCHMARK SECURITIES LLC

206 S PARK AVE, SUITE A, WINTER PARK, FL 32789

 

BENDIGO SECURITIES, LLC

14 E. 44TH STREET, 5TH FLOOR, NEW YORK, NY 10017

 

BENEDETTO, GARTLAND & COMPANY, INC.

1180 AVENUE OF THE AMERICAS, 16TH FLOOR, NEW YORK, NY 10036

 

BENEFIT FINANCE SECURITIES, LLC

SIX CITYPLACE DRIVE, SUITE 400, ST. LOUIS, MO 63141-7164

 

BENEFIT FUNDING SERVICES, LLC

6301 OWENSMOUTH AVENUE, SUITE #750, WOODLAND HILLS, CA 91367

 

BENGAL PARTNERS LLC

3 PARKLANDS DRIVE, DARIEN, CT 06820

 

BENGUR BRYAN & CO., INC.

509 SOUTH EXETER STREET, SUITE 210, BALTIMORE, MD 21202

 

BENJAMIN & JEROLD BROKERAGE I, LLC

55 BROAD STREET, 28 FLOOR, NEW YORK, NY 10004

Mailing Address: 55 BROAD STREET, 28TH FLOOR, NEW YORK, NY 10004

 

BENJAMIN F. EDWARDS & COMPANY, INC.

ONE NORTH BRENTWOOD BLVD, SUITE 850, ST. LOUIS, MO 63105

 

BENJAMIN SECURITIES INVESTMENT COMPANY, INC.

3603 RIDGEVIEW DRIVE, MISSOURI CITY, TX 77459

 

BENJAMIN SECURITIES, INC.

378 SOUTH OYSTER BAY ROAD, HICKSVILLE, NY 11801-3509

 

BENTLEY SECURITIES CORPORATION

250 PARK AVENUE, SUITE 1101, NEW YORK, NY 10177

Mailing Address: 250 PARK AVENUE, SUITE 1101, NEW YORK, NY 10177

 

BERCHWOOD PARTNERS LLC

717 FIFTH AVENUE, 14TH FLOOR, NEW YORK, NY 10022

 

BERENBERG CAPITAL MARKETS LLC

255 STATE STREET, 9TH FLOOR, 9TH FLOOR, BOSTON, MA 02109

 

BERENSON & COMPANY, LLC

667 MADISON AVENUE- 4TH FLOOR, 667 MADISON AVENUE, NEW YORK, NY 10021

Mailing Address: 667 MADISON AVENUE-4TH FLOOR, NEW YORK, NY 10021

 

BERGHOFF & COMPANY, INC.

130 SOUTH CANAL STREET, SUITE 817, CHICAGO, IL 60606-4004

 

BERKERY NOYES SECURITIES, LLC

ONE LIBERTY PLAZA, 13TH FLOOR, NEW YORK, NY 10006

 

BERKSHIRE BRIDGE CAPITAL, LLC

2596 GRASSY SPRING PL, LAS VEGAS, NV 89135

 

BERKSHIRE CAPITAL SECURITIES LLC

535 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10022-4212

Mailing Address: 535 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10022-4212

 

BERMAN CAPITAL, LLC

2350 TAYLOR STREET, SAN FRANCISCO, CA 94133

 

BERNARD HEROLD & CO., INC.

805 3RD AVENUE, NEW YORK, NY 10022-7513

Mailing Address: 805 3RD AVENUE, 18TH FLOOR, NEW YORK, NY 10022-7513

 

BERNARDI SECURITIES, INC.

20 S CLARK ST, SUITE 2700, CHICAGO, IL 60603

 

BERRY-SHINO SECURITIES, INC.

15100 N. 78TH WAY, SUITE 100, SCOTTSDALE, AZ 85260

 

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

701 TAMA STREET, BUILDING B, MARION, IA 52302-0609

Mailing Address: P. O. BOX 609, MARION, IA 52302-0609

 

BERWYN FINANCIAL SERVICES CORP.

1189 LANCASTER AVE, BERWYN, PA 19312-1243

Mailing Address: 1189 LANCASTER AVE., BERWYN, PA 19312-1243

 

BESSEMER INVESTOR SERVICES, INC.

630 FIFTH AVENUE - 37TH FLOOR, NEW YORK, NY 10111-0333

 

BESTVEST INVESTMENTS, LTD.

600 NORTH JACKSON STREET, SUITE 305, MEDIA, PA 19063

 

BETA CAPITAL MANAGEMENT, L.P.

777 BRICKELL AVENUE, SUITE 1201, MIAMI, FL 33131

 

BETTERMENT SECURITIES

247 CENTRE ST., 5L, NEW YORK, NY 10013

 

BETTINGER & LEECH FINANCIAL CORP.

600 PALISADE AVENUE, ENGLEWOOD CLIFFS, NJ 07632

 

BEXIL SECURITIES LLC

11 HANOVER SQUARE, NEW YORK, NY 10005

 

BFP SECURITIES, LLC

6 CITYPLACE DRIVE, SUITE 400, ST. LOUIS, MO 63141

 

BFT FINANCIAL GROUP, LLC

2312 SCHOOL LANE, BEDFORD, TX 76021

 

BG STRATEGIC ADVISORS LLC

525 SOUTH FLAGLER DRIVE, SUITE 200, WEST PALM BEACH, FL 33401

 

BG WORLDWIDE SECURITIES, INC.

6301 OWENSMOUTH AVENUE, SUITE 750, WOODLAND HILLS, CA 91367

 

BGB SECURITIES, INC.

6862 ELM STREET, SUITE 820, MCLEAN, VA 22101

 

BGC FINANCIAL, L.P.

ONE SEAPORT PLAZA, 19TH FLOOR, NEW YORK, NY 10038

 

BHARGAVA CAPITAL

609 WHITE PINE ROAD, FRANKLIN LAKES, NJ 07417

 

BHIL DISTRIBUTORS, INC.

4041 N. HIGH STREET, SUITE 402, COLUMBUS, OH 43214

Mailing Address: 4041 N. HIGH STREET, SUITE 402, COLUMBUS, OH 43214

 

BHIRUD ASSOCIATES, INC.

6 THORNDAL CIRCLE, SUITE 205, DARIEN, CT 06820

 

BHK SECURITIES, LLC

2200 LAKESHORE DRIVE, SUITE 250, BIRMINGHAM, AL 35209

 

BIA CAPITAL STRATEGIES, LLC

15120 ENTERPRISE COURT, SUITE 100, CHANTILLY, VA 20151

Mailing Address: 15120 ENTERPRISE COURT, SUITE 100, CHANTILLY, VA 20151

 

BIC DISTRIBUTORS, LLC

8355 E HARTFORD DRIVE, SUITE 102, SCOTTSDALE, AZ 85255

 

BIDS TRADING L.P.

111 BROADWAY, SUITE 1603, NEW YORK, NY 10006

 

BIG SKY ENERGY CAPITAL, LLC

14406 MARSALA WAY, NAPLES, FL 34109

Mailing Address: 2338 IMMOKALEE RD., SUITE 423, NAPLES, FL 34110

 

BIGELOW & COMPANY

700 17TH STREET, SUITE 2400, DENVER, CO 80202

 

BIGELOW CAPITAL SECURITIES LLC

ONE HARBOUR PLACE, SUITE 215, PORTSMOUTH, NH 03801

 

BILL FEW SECURITIES, INC.

107 MT. NEBO POINTE, SUITE 200, PITTSBURGH, PA 15237

 

BILL PARKER AGENCY

4528 MILLRACE RD., SACRAMENTO, CA 95864-0826

Mailing Address: 4528 MILLRACE RD., SACRAMENTO, CA 95864

 

BILLOW BUTLER & COMPANY, L.L.C.

10 S. WACKER DRIVE SUITE 2050, CHICAGO, IL 60606-7411

 

BILTMORE INTERNATIONAL CORPORATION

1090 KING GEORGES POST ROAD, SUITE 203, EDISON, NJ 08837

 

BIONDO ASSET MANAGEMENT LLC

540 ROUTE 6 & 209, P.O. BOX 909, MILFORD, PA 18337

 

BIRCHWOOD SECURITIES CORP.

1900 MARKET ST, SUITE 623, PHILADELPHIA, PA 19103

Mailing Address: 106 NORTH LAKESIDE DRIVE EAST, MEDFORD, NJ 08055

 

BIRKELBACH & CO.

8080 CYPRESS HOLLOW COURT, PONTE VEDRA BEACH, FL 32082

 

BISHOP, ROSEN & CO., INC.

100 BROADWAY, NEW YORK, NY 10005

 

BISMARCK CAPITAL, LLC

745 FIFTH AVENUE, 31ST FLOOR, NEW YORK, NY 10151

 

BKD CORPORATE FINANCE, LLC

910 EAST ST. LOUIS STREET, SUITE 200, SPRINGFIELD, MO 65806

Mailing Address: P.O. BOX 2025, SPRINGFIELD, MO 65801-2025

 

BLACK OAK SECURITIES, INC.

205 S. WALNUT, ROCHESTER, IL 62563

 

BLACKARCH SECURITIES LLC

227 W. TRADE STREET, SUITE 2200, CHARLOTTE, NC 28202

 

BLACKBOOK CAPITAL LLC

420 LEXINGTON AVENUE, SUITE 2525, NEW YORK, NY 10170

 

BLACKHILL ADVISORS LP

2602 MCKINNEY, SUITE 400, DALLAS, TX 75204

Mailing Address: 2602 MCKINNEY AVENUE, SUITE 400, DALLAS, TX 75204

 

BLACKROCK CAPITAL MARKETS, LLC

55 EAST 52ND STREET, NEW YORK, NY 10055

Mailing Address: 55 EAST 52ND STREET, NEW YORK, NY 10055

 

BLACKROCK EXECUTION SERVICES

400 HOWARD STREET, SAN FRANCISCO, CA 94105-2204

 

BLACKROCK INVESTMENTS, LLC

55 EAST 52ND STREET, NEW YORK, NY 10055

Mailing Address: 40 EAST 52ND STREET, NEW YORK, NY 10022

 

BLACKSTONE ADVISORY PARTNERS L.P.

345 PARK AVENUE, NEW YORK, NY 10154-0191

 

BLACKTORCH SECURITIES, LLC

23505 SMITHTOWN ROAD, SUITE #110, EXCELSIOR, MN 55331

 

BLACKWALL CAPITAL MARKETS, INC.

100 WALL STREET, FLOOR 10, NEW YORK, NY 10005

 

BLAKESLEE AND BLAKESLEE INC.

1101 MARSH STREET, SAN LUIS OBISPO, CA 93401

 

BLAYLOCK ROBERT VAN, LLC

600 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10022

Mailing Address: 600 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10022

 

BLEY INVESTMENTS GROUP, INC.

4200 S. HULEN ST STE 519, FT. WORTH, TX 76109

Mailing Address: 4200 S. HULEN ST STE 519, FORT. WORTH, TX 76109

 

BLOCK ORDERS EXECUTION, LLC

450 SEVENTH AVENUE, 25TH FLOOR, NEW YORK, NY 10123

 

BLOCK-KELLY COMPANY

304 NORTH BROAD STREET, MONROE, GA 30655

Mailing Address: P.O. BOX 1005, MONROE, GA 30655

 

BLOOMBERG TRADEBOOK LLC

731 LEXINGTON AVENUE, NEW YORK, NY 10022

 

BLP ADVISORS, LLC

19 WELCH RD., LONDONDERRY, NH 03053

 

BLUE BELLE INVESTMENT CO., INC.

2001 KIRBY DRIVE, SUITE 909, HOUSTON, TX 77019

 

BLUE CAPITAL SECURITIES, INC.

29 BROADWAY, SUITE 1508, NEW YORK, NY 10006

 

BLUE CREEK SECURITIES, LLC

100 CHURCH STREET, SUITE 500, HUNTSVILLE, AL 35801

 

BLUE POINT SECURITIES INC.

C/O BUTTONWOOD BUSINESS SOLUTIONS, LLC., 30 BROAD STREET - 14TH FLOOR, NEW YORK, NY 10004

 

BLUE ROCK GLOBAL PARTNERS, INC.

445 EAST LAKE STREET, SUITE 120, WAYZATA, MN 55391

Mailing Address: 445 EAST LAKE STREET, SUITE 120, WAYZATA, MN 55391

 

BLUE SAND SECURITIES LLC

15210 N. SCOTTSDALE RD, STE. 250, SCOTTSDALE, AZ 85254

Mailing Address: 15210 N. SCOTTSDALE RD, SCOTTSDALE, AZ 85254

 

BLUE VASE SECURITIES, LLC

8 LIVINGSTON STREET, SUITE 10, RHINEBECK, NY 12572

 

BLUE VISTA CAPITAL, LLC

111 S. WACKER DR., SUITE 3300, CHICAGO, IL 60606-4719

Mailing Address: 111 S. WACKER DR., SUITE 3300, CHICAGO, IL 60606-4719

 

BLUEFIN RESEARCH PARTNERS, INC.

60 STATE STREET, SUITE 1020, BOSTON, MA 02109

 

BLUEROCK CAPITAL MARKETS LLC

11 FISH COVE ROAD, MEREDITH, NH 03253

Mailing Address: 11 FISH COVE ROAD, MEREDITH, NH 03253

 

BLUESTONE CAPITAL PARTNERS, LLC

1650 TYSONS BOULEVARD, SUITE 1530, MCLEAN, VA 22102

 

BLUESTONE INVESTMENT BANKING GROUP, LLC

3600 SOUTH YOSEMITE STREET - SUITE 600, DENVER, CO 80237

 

BMA SECURITIES

608 SILVER SPUR ROAD, SUITE 100, ROLLING HILLS ESTATES, CA 90274

 

BMO CAPITAL MARKETS CORP.

3 TIMES SQUARE, NEW YORK, NY 10036

 

BMO CAPITAL MARKETS GKST INC.

115 S. LASALLE, 37TH FLOOR, CHICAGO, IL 60603

 

BMO HARRIS FINANCIAL ADVISORS, INC.

311 WEST MONROE STREET, 14TH FLOOR, CHICAGO, IL 60606

Mailing Address: 311 WEST MONROE STREET, 14TH FLOOR, CHICAGO, IL 60606

 

BMO NESBITT BURNS SECURITIES LTD.

C/O LEGAL DEPT. 21 ST FLOOR 1 FIRST CANADIAN PLACE, M5X 1A1, TORONTO, ONTARIO, M5X 1A1 CANADA

Mailing Address: C/O LEGAL DEPT. 21ST FLOOR, 1 FIRST CANADIAN PLACE, M5X 1A1, TORONTO, ONTARIO, M5X 1A1 CANADA

 

BNP PARIBAS INVESTMENT SERVICES, LLC

201 S. BISCAYNE BLVD., SUITE 1800, MIAMI, FL 33131

 

BNP PARIBAS PRIME BROKERAGE, INC.

787 7TH AVENUE, NEW YORK, NY 10019

Mailing Address: 525 WASHINGTON BLVD, 5TH FLOOR, JERSEY CITY, NJ 07310

 

BNP PARIBAS SECURITIES CORP.

787 SEVENTH AVENUE, NEW YORK, NY 10019

Mailing Address: 525 WASHINGTON AVENUE, JERSEY CITY, NJ 07310

 

BNY MELLON CAPITAL MARKETS, LLC

32 OLD SLIP, 15TH FLOOR, NEW YORK, NY 10286

 

BOC INTERNATIONAL (USA) INC.

1270 AVE. OF THE AMERICAS - RM. 202, NEW YORK, NY 10020

Mailing Address: 1270 AVE. OF THE AMERICAS- RM 202, NEW YORK, NY 10020

 

BODELL OVERCASH ANDERSON & CO., INC.

FENTON BUILDING, SUITE 200, JAMESTOWN, NY 14701

Mailing Address: FENTON BUILDING, SUITE 200, PO BOX 1237, JAMESTOWN, NY 14702-1237

 

BODINGTON & COMPANY

50 CALIFORNIA ST, SAN FRANCISCO, CA 94111-0050

 

BOE SECURITIES INC.

2 PENN CENTER PLAZA, 1500 JFK BLVD., SUITE1815, PHILADELPHIA, PA 19102

 

BOENNING & SCATTERGOOD, INC.

4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300, WEST CONSHOHOCKEN, PA 19428-2979

 

BOFA DISTRIBUTORS, INC.

100 FEDERAL STREET, BOSTON, MA 02110

Mailing Address: 100 FEDERAL STREET, MA5-100-12-01, BOSTON, MA 02110

 

BOLTON GLOBAL CAPITAL

579 MAIN STREET, BOLTON, MA 01740

 

BOLTON SECURITIES CORPORATION

579 MAIN STREET, BOLTON, MA 01740

 

BOND LANE PARTNERS LLC

11726 SAN VICENTE BLVD SUITE 300, LOS ANGELES, CA 90049

 

BONDDESK TRADING LLC

777 THIRD AVE., FLOOR 14, NEW YORK, NY 10017

Mailing Address: 25 CORTE MADERA AVE., SUITE 100, MILL VALLEY, CA 94941

 

BONDS.COM, INC.

1500 BROADWAY, 31ST FLOOR, NEW YORK, NY 10036

 

BONWICK CAPITAL PARTNERS, LLC

1350 AVENUE OF THE AMERICAS, SUITE 351, NEW YORK, NY 10019

Mailing Address: 1350 AVENUE OF THE AMERICAS, 2ND FLOOR, NEW YORK, NY 10019

 

BOOMERANG CAPITAL LLC

9 OLD KINGS HIGHWAY SOUTH, 3RD FLOOR, DARIEN, CT 06820

 

BOSC, INC.

ONE WILLIAMS CENTER, PLAZA SOUTHEAST, TULSA, OK 74172

Mailing Address: P.O. BOX 2300, TULSA, OK 74192

 

BOSTON CAPITAL SECURITIES, INC.

ONE BOSTON PLACE, BOSTON, MA 02108

 

BOSTON EQUITY ADVISORS, LLC

21 YORK BROOK ROAD, CANTON, MA 02021

Mailing Address: P.O. BOX 311, SUITE 202, RANDOLPH, MA 02368

 

BOSTONIA GLOBAL SECURITIES, LLC

699 BOYLSTON STREET, SEVENTH FLOOR, BOSTON, MA 02116

Mailing Address: 699 BOYLSTON STREET, SEVENTH FLOOR, BOSTON, MA 02116

 

BOUCHEY & ASSOCIATES, INC.

19 KEMPTON PL. - APT. 8, SARATOGA SPRINGS, NY 12866

Mailing Address: 19 KEMPTON PL. - APT. 8, SARATOGA SPRINGS, NY 12866

 

BOURSA INVESTMENTS

311 FOURTH AVENUE SUITE #308, SAN DIEGO, CA 92101

 

BOWEN ADVISORS, INC.

120 LONGWATER DRIVE, SUITE 103, NORWELL, MA 02061

 

BOWERS SECURITIES INC.

C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET - SUITE 1704, NEW YORK, NY 10005

 

BOWNE PARK CAPITAL, INC.

170-06 CROCHERON AVENUE, 3F, FLUSHING, NY 11358-2265

 

BPU INVESTMENT MANAGEMENT INC.

ONE OXFORD CENTRE, 301 GRANT STREET, SUITE 3300, PITTSBURGH, PA 15219

 

BRADESCO SECURITIES, INC.

450 PARK AVENUE, 32ND FLOOR, NEW YORK, NY 10022

 

BRADLEY WOODS & CO. LTD.

805 THIRD AVE, 18TH FL., NEW YORK, NY 10022

 

BRADY WARE CORPORATE FINANCE, LLC

1 S. MAIN ST.,, SUITE 600, DAYTON, OH 45402

 

BRANDIS TALLMAN LLC

22 BATTERY STREET, SUITE 500, SAN FRANCISCO, CA 94111

 

BRANDON INVESTMENTS, INC.

5101 WHEELIS ROAD, SUITE 112, MEMPHIS, TN 38117

Mailing Address: P O BOX 770870, MEMPHIS, TN 38177-0870

 

BRANDT, KELLY & SIMMONS SECURITIES, LLC

28411 NORTHWESTERN HIGHWAY (#200), SOUTHFIELD, MI 48034

 

BRANDYWINE INVESTMENT SECURITIES, LLC

2 PONDS EDGE DRIVE, CHADDS FORD, PA 19317-9667

 

BRANT POINT CAPITAL, LLC

712 FIFTH AVE., 45TH FL., NEW YORK, NY 10019

Mailing Address: 712 FIFTH AVE., 45TH FLOOR, NEW YORK, NY 10019

 

BRASIL PLURAL SECURITIES LLC

545 MADISON AVENUE,, 8TH FLOOR, NEW YORK, NY 10022

 

BRATTLE ADVISORS LLC

TWO INTERNATIONAL PLACE, 18TH FLOOR, BOSTON, MA 02110

 

BRAUVIN SECURITIES, INC.

205 NORTH MICHIGAN AVENUE, SUITE 1900, CHICAGO, IL 60601

Mailing Address: 205 NORTH MICHIGAN AVENUE, SUIE 1900, CHICAGO, IL 60601

 

BRAVER STERN SECURITIES LLC

725 FIFTH AVENUE, 22ND FLOOR, NEW YORK, NY 10022

 

BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.

4123 MCCULLOUGH, SAN ANTONIO, TX 78212

 

BRAZOS SECURITIES, INC.

12400 COIT ROAD, SUITE 1040, DALLAS, TX 75251

Mailing Address: 6454 VICKERY BLVD., DALLAS, TX 75214

 

BREAN CAPITAL, LLC

1345 AVENUE OF THE AMERICAS, 29TH FLOOR, NEW YORK, NY 10105

 

BRECHLING ANDERSEN SECURITIES

ONE PARK PLAZA BLDG, 3250 WILSHIRE BLVD #941, LOS ANGELES, CA 90010-1502

Mailing Address: ONE PARK PLAZA BLDG., 3250 WILSHIRE BLVD #941, LOS ANGELES, CA 90010-1502

 

BRECKENRIDGE SECURITIES CORP.

945 E. PACES FERRY RD., STE. 1250, ATLANTA, GA 30326

 

BREN VENTURES LLC

590 MADISON AVENUE, 26TH FLOOR, NEW YORK, NY 10022

 

BRENDAN E. CRYAN AND COMPANY, L.L.C.

30 BROAD ST, 14TH FLOOR (SUITE 1416), NEW YORK, NY 10004

 

BRENTWOOD CAPITAL ADVISORS LLC

5000 MERIDIAN BLVD., SUITE 350, FRANKLIN, TN 37067

 

BREVAN HOWARD US LLC

590 MADISON AVENUE, FIFTH FLOOR, NEW YORK, NY 10022

Mailing Address: 590 MADISON AVENUE, NINTH FLOOR, NEW YORK, NY 10022

 

BRIAN COHN, INCORPORATED

5525 SHERIER PLACE, NW, WASHINGTON, DC 20016

 

BRIDGE 1 ADVISORS, LLC

6 LANDMARK SQUARE, SUITE 400, STAMFORD, CT 06901

 

BRIDGE CAPITAL ASSOCIATES, INC.

127 MAIN STREET, LILBURN, GA 30047

 

BRIDGE STREET SECURITIES, LLC

135 MAIN STREET, 12TH FLOOR, SAN FRANCISCO, CA 94105

Mailing Address: 27 SKYLINE TERRACE, MILL VALLEY, CA 94941

 

BRIDGEPORT PARTNERS, LLC

3700 S. EMERALD AVE, CHICAGO, IL 60609-1639

 

BRIDGEWATER JAMES LIMITED, LLC

ONE MARITIME PLAZA, SUITE 1600, SAN FRANCISCO, CA 94111

 

BRIDGEWOOD ADVISORS INC.

126 N. JEFFERSON ST., #330, MILWAUKEE, WI 53202

 

BRIGHTCHOICE FINANCIAL, LLC

618 CHURCH STREET, SUITE 430, NASHVILLE, TN 37219

 

BRIGHTON SECURITIES CORP.

1703 MONROE AVENUE, ROCHESTER, NY 14618-1487

 

BRILL SECURITIES, INC.

152 W 57TH STREET, 16TH FLOOR, NEW YORK, NY 10019

 

BRIMBERG & CO.

230 PARK AVE, SUITE 534, NEW YORK, NY 10169

 

BRINKER CAPITAL SECURITIES, INC.

1055 WESTLAKES DRIVE, SUITE 250, BERWYN, PA 19312

 

BRINSON PATRICK SECURITIES CORPORATION

1515 BROADWAY, 11TH FLOOR, NEW YORK, NY 10036

 

BRISTOL FINANCIAL SERVICES, INC

255 EXECUTIVE DRIVE, SUITE 209, PLAINVIEW, NY 11803

 

BRISTOL INVESTMENT GROUP, INC.

110 EAST 59TH STREET, 22TH FL., NEW YORK, NY 10022

 

BRITTANY CAPITAL GROUP, INC.

666 FIFTH AVENUE, 26TH FLOOR, NEW YORK, NY 10103

 

BRITTINGHAM, INC.

5809 KENNETT PIKE, WILMINGTON, DE 19807

 

BROADBAND CAPITAL MANAGEMENT, LLC

712 FIFTH AVENUE, 22ND FLOOR, NEW YORK, NY 10019

 

BROADHAVEN SECURITIES LLC

5215 OLD ORCHARD ROAD, SUITE 630, SKOKIE, IL 60077

 

BROADMARK CAPITAL, LLC

600 UNIVERSITY STREET, SUITE 2800, SEATTLE, WA 98101

 

BROADOAK PARTNERS, LLC

7272 WISCONSIN AVENUE, SUITE 320, BETHESDA, MD 20814

Mailing Address: 7272  WISCONSIN AVENUE, SUITE 320, BETHESDA, MD 20814

 

BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC

1981 MARCUS AVENUE, LAKE SUCCESS, NY 11042

 

BROADSPAN SECURITIES LLC

1450 BRICKELL AVENUE, SUITE 2620, MIAMI, FL 33131

 

BROADWAY DIRECT INVESTMENTS, LLC

3 PICKWICK PLAZA, 4TH FL, GREENWICH, CT 06830

 

BROCK SECURITIES LLC

622 THIRD AVENUE, FLOOR 12, NEW YORK, NY 10017

 

BROCKETT TAMNY & CO. INCORPORATED

444 SOUTH FLOWER STREET, SUITE 2350, LOS ANGELES, CA 90071

 

BROKER DEALER FINANCIAL SERVICES CORP.

140 SO. 68TH STREET, SUITE 2200, WEST DES MOINES, IA 50266

Mailing Address: PO BOX 71339, CLIVE, IA 50325-1339

 

BROKER/DEALER, INC.

2675 N. MAYFAIR ROAD SUITE 410, MILWAUKEE, WI 53226

Mailing Address: 2675 N MAYFAIR ROAD SUITE 410, MILWAUKEE, WI 53226

 

BROKERAGESELECT

364 WEST 117TH STREET, SUITE 5A, NEW YORK, NY 10026

 

BROKERBANK SECURITIES, INC.

SUITE 513 - 7825 WASHINGTON AVENUE, BLOOMINGTON / EDEN PRAIRIE, MN 55439

Mailing Address: 9484 PAINTERS RIDGE, SUITE 100, EDEN PRAIRIE, MN 55347-2831

 

BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC.

102 SOUTH EAST 13TH STREET, PANORA, IA 50216

 

BROOKFIELD PRIVATE ADVISORS LLC

4 WORLD FINANCIAL CENTER, 250 VESEY STREET, 15TH FLOOR, NEW YORK, NY 10281-1021

 

BROOKLIGHT PLACE SECURITIES, INC.

1200 JORIE BLVD., SUITE 210, OAK BROOK, IL 60523

 

BROOKLINE GROUP, LLC

2501 20TH PLACE SOUTH, SUITE 275, BIRMINGHAM, AL 35223

 

BROOKS, HOUGHTON SECURITIES, INC.

444 MADISON AVENUE, 25TH FLOOR, NEW YORK, NY 10022

 

BROOKVILLE CAPITAL PARTNERS

384 RXR PLAZA, UNIONDALE, NY 11556

 

BROOKWOOD ASSOCIATES, L.L.C.

15 PIEDMONT CENTER SUITE 820, ATLANTA, GA 30305

 

BROOKWOOD SECURITIES PARTNERS, LLC

72 CHERRY HILL DRIVE, BEVERLY, MA 01915

 

BROWN ADVISORY SECURITIES, LLC

901 SOUTH BOND STREET, SUITE 400, BALTIMORE, MD 21231-3340

Mailing Address: 901 SOUTH BOND STREET, SUITE 400, BALTIMORE, MD 21231

 

BROWN AND BROWN SECURITIES, INC.

4925 GREENVILLE AVENUE #990, DALLAS, TX 75206-4026

 

BROWN ASSOCIATES, INC.

819 BROAD STREET, CHATTANOOGA, TN 37402-2613

Mailing Address: P.O. BOX 11507, CHATTANOOGA, TN 37401-2507

 

BROWN BROTHERS HARRIMAN & CO.

140 BROADWAY, NEW YORK, NY 10005

 

BROWN, GIBBONS, LANG & COMPANY SECURITIES, INC.

1111 SUPERIOR AVENUE, STE. 900, CLEVELAND, OH 44114

Mailing Address: 1111 SUPERIOR AVENUE, SUITE 900, CLEVELAND, OH 44114

 

BROWN, LISLE/CUMMINGS, INC.

ONE TURKS HEAD PLACE - SUITE 800, PROVIDENCE, RI 02903-2273

 

BROWNSTONE INVESTMENT GROUP, LLC

505 FIFTH AVENUE, 10TH FLOOR, NEW YORK, NY 10017

 

BRUCE A. LEFAVI SECURITIES, INC.

2323 FOOTHILL DR., SUITE 100, SALT LAKE CITY, UT 84109

 

BRUDERMAN BROTHERS, INC.

64 BIRCH HILL RD, LOCUST VALLEY, NY 11560

 

BRYAN FUNDING, INC.

125 TECHNOLOGY DRIVE, SUITE 105, CANONSBURG, PA 15317-9557

 

BRYAN GARNIER SECURITIES, LLC

750 LEXINGTON AVENUE, 16TH FLOOR, NEW YORK, NY 10022

 

BRYANT PARK CAPITAL SECURITIES, INC.

489 FIFTH AVENUE, 27TH FLOOR, NEW YORK, NY 10017

 

BSG MARKETS LLC

712 FIFTH AVENUE, NEW YORK, NY 10019

 

BSP SECURITIES, LLC

1380 WEST PACES FERRY RD., SUITE 2060, ATLANTA, GA 30327

 

BTG PACTUAL US CAPITAL, LLC

601 LEXINGTON AVENUE, 57TH FLOOR, NEW YORK, NY 10022-6831

Mailing Address: 601 LEXINGTON AVENUE, NEW YORK, NY 10022-6831

 

BTIG, LLC

600 MONTGOMERY STREET, 6TH FLOOR, SAN FRANCISCO, CA 94111

 

BTMU SECURITIES, INC.

1251 AVENUE OF THE AMERICAS, 12TH FLOOR, NEW YORK, NY 10020

 

BTS SECURITIES CORPORATION

420 BEDFORD ST-SUITE 340, LEXINGTON, MA 02420

 

BUCK KWASHA SECURITIES LLC

485 LEXINGTON AVENUE, 10TH FLOOR, NEW YORK, NY 10017-2652

Mailing Address: 485 LEXINGTON AVENE, 10TH FLOOR, NEW YORK, NY 10017-2652

 

BUCKMAN, BUCKMAN & REID, INC.

174 PATTERSON AVENUE, SHREWSBURY, NJ 07702

 

BUCKRAM SECURITIES LTD

21 CEDAR SWAMP ROAD, SUITE 4, GLEN COVE, NY 11542

 

BUELL SECURITIES CORP.

200 GLASTONBURY BOULEVARD, SUITE 102, GLASTONBURY, CT 06033

Mailing Address: 200 GLASTONBURY BOULEVARD, SUITE 102, GLASTONBURY, CT 06033

 

BUETER AND COMPANY, INC.

355 E. CAMPUS VIEW BLVD. SUITE 115, SUITE 115, COLUMBUS, OH 43235

 

BUILDER ADVISOR GROUP, LLC

2001 UNION STREET, SUITE 490, SAN FRANCISCO, CA 94123

 

BUILDING CAPITAL LLC

39 BROADWAY, SUITE 3300, NEW YORK, NY 10006-3019

 

BULGER PARTNERS, LLC

75 PARK PLAZA, BOSTON, MA 02116

 

BULL & BEAR BROKERAGE SERVICES, INC.

6817 SOUTHPOINT PARKWAY, SUITE 1003, JACKSONVILLE, FL 32216

 

BULLARO SECURITIES CORP.

25-19 STEINWAY STREET, ASTORIA, NY 11103

 

BULLISH BOB BAGLEY SECURITIES, INC.

2535-A CEDAR SPRINGS, DALLAS, TX 75201

 

BULLTICK SECURITIES, LLC

701 BRICKELL AVENUE, SUITE 2550, MIAMI, FL 33131

 

BULLTICK, LLC

701 BRICKELL AVE., SUITE 2550, MIAMI, FL 33131

Mailing Address: 701 BRICKELL AVENUE SUITE 2550, SUITE 2550, MIAMI, FL 33131

 

BURCH & COMPANY, INC

4151 N. MULBERRY DRIVE, SUITE 235, KANSAS CITY, MO 64116

 

BURKE & QUICK PARTNERS LLC

333 EARLE OVINGTON BLVD, SUITE 230, UNIONDALE, NY 11553

 

BURKE, LAWTON, BREWER & BURKE, LLC

516 N BETHLEHEM PIKE, AMBLER, PA 19002

Mailing Address: P.O. BOX 950, SPRING HOUSE, PA 19477

 

BURNHAM & FLOWER FINANCIAL, INC.

315 SOUTH KALAMAZOO MALL, KALAMAZOO, MI 49007

 

BURNHAM HILL PARTNERS LLC

C/O DAVID MACK, 501 MADISON AVENUE, SUITE 501, NEW YORK, NY 10022

 

BURNHAM SECURITIES INC.

1325 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY 10019

Mailing Address: 1325 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY 10019

 

BURRILL SECURITIES

ONE EMBARCADERO CENTER, SUITE 2700, SAN FRANCISCO, CA 94111

 

BUSADA ADVISORY SERVICES, INC.

2860 N. CYPRESS CIRCLE, WICHITA, KS 67226-2126

 

BUTLER MUNI, LLC

3160 CROW CANYON ROAD, STE #270, SAN RAMON, CA 94583

 

BUTTONWOOD PARTNERS, INC.

701 DEMING WAY, SUITE 100, MADISON, WI 53717

 

BWK TRINITY CAPITAL SECURITIES LLC

11755 WILSHIRE BLVD., SUITE 2450, LOS ANGELES, CA 90025




# A B C D E F G H I J K L M N O P Q R S T U V W XYZ  

 
 

C & CO/PRINCERIDGE LLC

1633 BROADWAY, 28TH FLOOR, NEW YORK, NY 10019

 

C C F INVESTMENTS, INC.

1041 FOUNDERS ROW, GREENSBORO, GA 30642

 

C. A. BOTZUM & CO.

505 SOUTH MAIN STREET, SUITE 875, ORANGE, CA 92868-4509

 

C. E. GAYE & SONS SECURITIES LTD.

75 JACKSON AVE., STE. 206, SYOSSET, NY 11791-3124

 

C. G. MENK & ASSOCIATES, INC.

7502 CONNELLEY DRIVE, SUITE 104, HANOVER, MD 21076

 

C. L. KING & ASSOCIATES, INC.

NINE ELK STREET, ALBANY, NY 12207

 

C. R. DAVIS & COMPANY

939 CLOCKTOWER DRIVE, SUITE A, SPRINGFIELD, IL 62704-1303

 

C.K. COOPER & COMPANY, INC.

4 PARK PLAZA, SUITE 1900, IRVINE, CA 92614

 

C.P. BAKER SECURITIES INCORPORATED

280 SUMMER STREET, 9TH FLOOR, BOSTON, MA 02210

 

CA FUNDS GROUP, INC.

526 CRESENT BLVD. #213, GLEN ELLYN, IL 60137

 

CABOT LODGE SECURITIES LLC

44 WALL STREET, SUITE 401, NEW YORK, NY 10005

 

CABRERA CAPITAL MARKETS, LLC

10 SOUTH LA SALLE STREET, SUITE 1050, CHICAGO, IL 60603

 

CABRILLO BROKER, L.L.C

4330 LA JOLLA VILLAGE DRIVE, SUITE 270, SAN DIEGO, CA 92122

 

CACHEMATRIX BROKER/DEALER LLC

44 COOK STREET, 8TH FLOOR, DENVER, CO 80206

 

CADARET, GRANT & CO., INC.

ONE LINCOLN CENTER, 110 W. FAYETTE ST. 5TH FLOOR, SYRACUSE, NY 13202

Mailing Address: 200 VALLEY ROAD-SUITE 106, MT. ARLINGTON, NJ 07856

 

CADENA SECURITIES SERVICES, LLC.

636 7TH AVENUE NORTH, SAINT PETERSBURG, FL 33701

 

CADWYN POINT PARTNERS LLC

26 POINT ROAD, NORWALK, CT 06854

 

CAHN CAPITAL CORP.

820 SECOND AVENUE, NEW YORK, NY 10017

 

CAIN BROTHERS & COMPANY, LLC

360 MADISON AVENUE, 5TH FLOOR, NEW YORK, NY 10017

 

CAIS CAPITAL LLC

598 MADISON AVENUE, 11TH FLOOR, NEW YORK, NY 10022

 

CALAMOS FINANCIAL SERVICES LLC

2020 CALAMOS COURT, NAPERVILLE, IL 60563-2787

 

CALDWELL INTERNATIONAL SECURITIES

7635 FM 32, FISCHER, TX 78623

 

CALDWELL SECURITIES, INCORPORATED

30 LIBERTY SHIP WAY #3200, SAUSALITO, CA 94965-3327

Mailing Address: PO BOX 190, SAUSALITO, CA 94966-0190

 

CALES INVESTMENTS, INC.

300 NORTH LINCOLN STREET, DENVER, CO 80203-3929

Mailing Address: 300 NORTH LINCOLN ST., DENVER, CO 80203-3929

 

CALLAHAN FINANCIAL SERVICES, INC.

1001 CONNECTICUT AVE. NW, SUITE 1001, WASHINGTON, DC 20036

 

CALLAWAY FINANCIAL SERVICES, INC.

721 N. FIELDER RD. #C, ARLINGTON, TX 76012

Mailing Address: 721 N FIELDER RD #C, ARLINGTON, TX 76012

 

CALTON & ASSOCIATES, INC.

14497 N. DALE MABRY HWY STE. 215, TAMPA, FL 33618

 

CALVERT INVESTMENT DISTRIBUTORS, INC.

4550 MONTGOMERY AVENUE - SUITE 1000N, BETHESDA, MD 20814

 

CAMBRIA CAPITAL, LLC

488 E. WINCHESTER ST, SUITE 200, SALT LAKE CITY, UT 84107

Mailing Address: 488 E. WINCHESTER ST., SUITE 200, SALT LAKE CITY, UT 84107

 

CAMBRIDGE INTERNATIONAL PARTNERS INC.

780 THIRD AVENUE - 7TH FLOOR, NEW YORK, NY 10017-2024

 

CAMBRIDGE INTERNATIONAL SECURITIES, INC.

518 RIVERSIDE AVENUE, WESTPORT, CT 06880

 

CAMBRIDGE INVESTMENT RESEARCH, INC.

1776 PLEASANT PLAIN RD., FAIRFIELD, IA 52556-8757

 

CAMDEN FINANCIAL SERVICES

2361 CAMPUS DR., SUITE 275, IRVINE, CA 92612

Mailing Address: 2361 CAMPUS DR, SUITE 275, IRVINE, CA 92612

 

CAMERON, MURPHY & SPANGLER, INC.

170 SOUTH OAKLAND AVENUE, PASADENA, CA 91101-2509

 

CAMMACK LARHETTE BROKERAGE, INC.

65 WILLIAM STREET - SUITE 100, WELLESLEY, MA 02481

 

CAMPBELL FINANCIAL SERVICES, INC.

2850 QUARRY LAKE DRIVE, BALTIMORE, MD 21209

 

CAMPBELL LUTYENS & CO. INC.

1270 AVENUE OF THE AMERICAS, 29TH FLOOR, NEW YORK, NY 10020

 

CANACCORD GENUITY INC.

350 MADISON AVENUE, NEW YORK, NY 10017

Mailing Address: 99 HIGH STREET, BOSTON, MA 02110

 

CANACCORD WEALTH MANAGEMENT

609 GRANVILLE ST., SUITE 2200, VANCOUVER, V7Y 1H2 CANADA

Mailing Address: P.O. BOX 10337, PACIFIC CENTRE, VANCOUVER, V7Y 1H2 CANADA

 

CANAM INVESTOR SERVICES, LLC

88 PINE STREET, 20TH FLOOR, NEW YORK, NY 10005-1801

 

CANDLEWOOD SECURITIES, LLC

526 SUPERIOR AVENUE E. SUITE 1200, CLEVELAND, OH 44114

 

CANNON SECURITIES, INC.

649 SOUTH MILLEDGE AVE., SUITE 6, ATHENS, GA 30605

Mailing Address: 649 SOUTH MILLEDGE AVE, SUITE 6, ATHENS, GA 30605

 

CANTELLA & CO., INC.

101 FEDERAL STREET, 13TH FLOOR, BOSTON, MA 02110

 

CANTERBURY CONSULTING INCORPORATED

660 NEWPORT CENTER DRIVE-SUITE 300, NEWPORT BEACH, CA 92660

Mailing Address: 660 NEWPORT CTR DR-STE. 300, NEWPORT BEACH, CA 92660

 

CANTONE RESEARCH INC.

766 SHREWSBURY AVENUE, SUITE E- 401, TINTON FALLS, NJ 07724

Mailing Address: 766 SHREWSBURY AVENUE, TINTON FALLS, NJ 07724

 

CANTOR FITZGERALD & CO.

110 EAST 59TH STREET, 4TH FLOOR, NEW YORK, NY 10022

 

CAPE FEAR SECURITIES, INC.

822 ANCIENT COURT, 2ND FLOOR, FAYETTEVILLE, NC 28312-8105

 

CAPE SECURITIES INC.

2005 PENNSYLVANIA AVENUE, MCDONOUGH, GA 30253

 

CAPFI PARTNERS, LLC

2445 M STREET NW, 2ND FLOOR, WASHINGTON, DC 20037

 

CAPITAL & CREDIT INTERNATIONAL, INC.

14600 N.E. 5TH COURT, MIAMI, FL 33161

 

CAPITAL & ESTATE MANAGEMENT, INC.

7143 MARINER BLVD., SPRING HILL, FL 34609

 

CAPITAL ASSET ADVISORS, INC.

1029 FRIENDLY ROAD, OYSTER BAY, NY 11771

 

CAPITAL BROKERAGE CORPORATION

6620 WEST BROAD STREET, BUILDING 2, RICHMOND, VA 23230

 

CAPITAL CITY SECURITIES, LLC

1335 DUBLIN RD., SUITE 122-D, COLUMBUS, OH 43215

 

CAPITAL DIRECTIONS, INC.

8038 ANNE COURT, ORLAND PARK, IL 60462

 

CAPITAL DYNAMICS BROKER DEALER LLC

645 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10022

 

CAPITAL FINANCIAL SERVICES, INC.

#1 NORTH MAIN STREET, MINOT, ND 58703

 

CAPITAL GROWTH SECURITIES LLC

1212 AVENUE OF THE AMERICAS, SUITE 1601, NEW YORK, NY 10036

Mailing Address: PO BOX 5117, NEW YORK, NY 10185

 

CAPITAL GUARDIAN, LLC

1355 GREENWOOD CLIFF, SUITE 250, CHARLOTTE, NC 28204

 

CAPITAL HILL GROUP, INC.

5 TUDOR CITY PLACE, APT. 1315, NEW YORK, NY 10017

 

CAPITAL INSTITUTIONAL SERVICES, INC.

1601 ELM STREET, SUITE 3900, DALLAS, TX 75201

 

CAPITAL INVESTMENT BROKERAGE, INC.

17 GLENWOOD AVENUE, RALEIGH, NC 27603

Mailing Address: P.O. BOX 32249, RALEIGH, NC 27622

 

CAPITAL INVESTMENT GROUP, INC.

17 GLENWOOD AVE, RALEIGH, NC 27603

Mailing Address: P.O. BOX 32249, RALEIGH, NC 27622

 

CAPITAL MANAGEMENT OF THE CAROLINAS, LLC

1520 SOUTH BOULEVARD, SUITE 230, CHARLOTTE, NC 28203

 

CAPITAL MANAGEMENT PARTNERS, INC.

1100 NORTH FOURTH STREET, SUITE 141, FAIRFIELD, IA 52556

 

CAPITAL MANAGEMENT SECURITIES, INC.

7900 XERXES AVE S. #500, MINNEAPOLIS, MN 55431-1120

Mailing Address: 7900 XERXES AVENUE S #500, MINNEAPOLIS, MN 55431-1120

 

CAPITAL ONE INVESTMENT SERVICES LLC

265 BROAD HOLLOW ROAD, MELVILLE, NY 11747

 

CAPITAL ONE SHAREBUILDER, INC.

83 SOUTH KING STREET, SUITE 700, SEATTLE, WA 98104

 

CAPITAL ONE SOUTHCOAST, INC

201 ST. CHARLES AVENUE, SUITE 1830, NEW ORLEANS, LA 70130

 

CAPITAL PATH SECURITIES, LLC

1533 ROCKY POINT ROAD, MIDDLE ISLAND, NY 11953

 

CAPITAL PORTFOLIO MANAGEMENT, INC.

2205 YORK ROAD, SUITE 203, TIMONIUM, MD 21093

 

CAPITAL RESEARCH BROKERAGE SERVICES, LLC

15 S. RAYMOND AVENUE, SUITE 200, PASADENA, CA 91105

 

CAPITAL SECURITIES INVESTMENT CORPORATION

2021 MIDWEST ROAD-STE. 104, OAK BROOK, IL 60523-1336

 

CAPITAL SYNERGY PARTNERS

4400 MACARTHUR BLVD., SUITE 230, NEWPORT BEACH, CA 92660

 

CAPITAL TECHNOLOGY, INC.

46 TORY HILL LANE, ROWAYTON, CT 06853

 

CAPITALVALUE ADVISORS, LLC

188 INVERNESS DRIVE WEST, SUITE 100, ENGLEWOOD, CO 80111

 

CAPITOL SECURITIES MANAGEMENT, INC.

100 CONCOURSE BLVD, SUITE 101, GLEN ALLEN, VA 23059

 

CAPNET SECURITIES CORPORATION

15721 PARK ROW, SUITE 100, HOUSTON, TX 77084

 

CAPPELLO CAPITAL CORP.

100 WILSHIRE BLVD., SUITE 1200, SANTA MONICA, CA 90401

 

CAPROCK SECURITIES, INC.

4601 50TH STREET, SUITE 202, LUBBOCK, TX 79414-3518

 

CAPSTONE ASSET PLANNING COMPANY

3700 WEST SAM HOUSTON PARKWAY SOUTH, SUITE 250, HOUSTON, TX 77042

 

CAPSTONE CAPITAL MARKETS LLC

176 FEDERAL STREET, 3RD FLOOR, BOSTON, MA 02110

 

CAPTRUST FINANCIAL ADVISORS

4208  SIX FORKS ROAD, SUITE 1700, RALEIGH, NC 27609

Mailing Address: 4208 SIX FORKS ROAD, SUITE 1700, RALEIGH, NC 27609

 

CAPWEALTH INVESTMENT SERVICES, LLC

3000 MERIDIAN BLVD, SUITE 250, FRANKLIN, TN 37067

 

CARDINAL INVESTMENTS, INC.

1600 NORTH BELT WEST, BELLEVILLE, IL 62226-5923

 

CAREY FINANCIAL, LLC

50 ROCKEFELLER PLAZA, 2ND FLOOR, NEW YORK, NY 10020

 

CAREY, THOMAS, HOOVER, & BREAULT, INC.

8080 E. CENTRAL, SUITE 200, WICHITA, KS 67206

 

CARL M. HENNIG, INC.

206 NORTH MAIN STREET, OSHKOSH, WI 54901

Mailing Address: P O BOX 1069, OSHKOSH, WI 54903-1069

 

CARL MARKS SECURITIES LLC

900 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY 10022

Mailing Address: 900 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY 10022

 

CARL P. SHERR & CO., LLC

446 MAIN STREET, WORCESTER, MA 01608-2393

Mailing Address: 446 MAIN ST, WORCESTER, MA 01608-2393

 

CARNEGIE, INC.

20 WEST 55TH STREET, NEW YORK, NY 10019-5373

 

CARNES CAPITAL CORPORATION

8889 PELICAN BAY BOULEVARD, SUITE 500, NAPLES, FL 34108-7512

 

CAROLINA CAPITAL MARKETS, INC.

400 MEADOWMONT VILLAGE CIR., SUITE 429, CHAPEL HILL, NC 27517

 

CAROLINA FINANCIAL SECURITIES, LLC

185 WEST MAIN STREET, BREVARD, NC 28712

Mailing Address: PO BOX 1076, BREVARD, NC 28712

 

CAROLINA SECURITIES, INC.

1225 CRESCENT GREEN, SUITE 115, CARY, NC 27518

 

CAROLINAS INVESTMENT CONSULTING LLC

5605 CARNEGIE BOULEVARD - SUITE 400, CHARLOTTE, NC 28209

 

CARR SECURITIES CORPORATION

14 VANDERVENTER AVENUE, SUITE 210, PORT WASHINGTON, NY 11050

Mailing Address: 14 VANDERVENTER AVENUE, PORT WASHINGTON, NY 11050

 

CARR, RIGGS & INGRAM TRANSACTION ADVISORS, LLC

1117 BOLL WEEVIL CIRCLE, ENTERPRISE, AL 36330-1371

 

CARREDEN GROUP, INC.

1100 MORAGA WAY, SUITE 209, MORAGA, CA 94556

 

CARRINGTON INVESTMENT SERVICES, LLC

7 GREENWICH OFFICE PARK, 599 W. PUTNAM AVE., GREENWICH, CT 06830

 

CARTER CAPITAL CORPORATION

167 OLD POST ROAD, SOUTHPORT, CT 06490

 

CARTER, TERRY & COMPANY, INC.

3060 PEACHTREE ROAD SUITE 1400, ATLANTA, GA 30305

 

CARTHAGE GROUP INC.

196 EAST MAIN STREET, HUNTINGTON, NY 11743

Mailing Address: P.O. BOX 523, HUNTINGTON, NY 11743

 

CARTY & COMPANY, INC.

6263 POPLAR AVENUE, SUITE 800, MEMPHIS, TN 38119

Mailing Address: P.O. BOX 17527, MEMPHIS, TN 38187-0527

 

CARVER CROSS SECURITIES CORP.

152 PONDFIELD ROAD, BRONXVILLE, NY 10708

Mailing Address: P.O. BOX 223, BRONXVILLE, NY 10708

 

CARY STREET PARTNERS LLC

1210 EAST CARY STREET, SUITE 300, RICHMOND, VA 23219

 

CASCADE FINANCIAL MANAGEMENT, INC.

950 17TH STREET, SUITE 950, DENVER, CO 80202

 

CASCADE INVESTMENT GROUP, INC.

90 S. CASCADE AVENUE, SUITE 1250, COLORADO SPRINGS, CO 80903

 

CASCADE PARTNERS BD, LLC

29100 NORTHWESTERN HWY., SUITE 405, SOUTHFIELD, MI 48034-1081

 

CASCADIA CAPITAL, LLC

1000 2ND AVENUE, SUITE 1200, SEATTLE, WA 98104

 

CASGRAIN & COMPANY (USA) LIMITED

1200 MCGILL COLLEGE AVENUE, 21ST FLOOR, MONTREAL QUEBEC, H3B 4G7 CANADA

Mailing Address: 1200 MCGILL COLLEGE AVENUE, 21ST FLOOR, MONTREAL, QUEBEC, H3B 4G7 CANADA

 

CASIMIR CAPITAL L.P.

546 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10036

 

CASSEL SALPETER & CO., LLC

801 BRICKELL AVENUE, SUITE 650, MIAMI, FL 33131

 

CASTLE CREEK FINANCIAL LLC

6051 EL TORDO, RANCHO SANTA FE, CA 92067

Mailing Address: P.O. BOX 1329, RANCHO SANTA FE, CA 92067

 

CASTLEOAK SECURITIES, LP

110 EAST 59TH STREET, 2ND FLOOR, NEW YORK, NY 10022

 

CATALYST FINANCIAL

225 N.E. MIZNER BLVD., SUITE 400, BOCA RATON, FL 33432

 

CATAPULT ADVISORS LLC

135 MAIN STREET, SUITE 1300, SAN FRANCISCO, CA 94105

 

CATHAY SECURITIES, INC.

202 CANAL ST, SUITE 403, NEW YORK, NY 10013

 

CATO CAPITAL, LLC

31 WOODLAND STREET 11-A, HARTFORD, CT 06105

Mailing Address: 31 WOODLAND STREET 11-A, HARTFORD, CT 06105

 

CAYMUS SECURITIES LLC

3490 PIEDMONT ROAD, SUITE 1040, ATLANTA, GA 30305

 

CB REALTY SALES, INC.

5402 EAST LINCOLN DRIVE, SCOTTSDALE, AZ 85253

Mailing Address: 5402 EAST LINCOLN DRIVE ATTN: JUNE MAZZA, SCOTTSDALE, AZ 85253

 

CBG FINANCIAL GROUP, INC.

2101 NW CORPORATE BLVD, SUITE 402, BOCA RATON, FL 33431

 

CBIS FINANCIAL SERVICES, INC.

20 NORTH WACKER DRIVE, SUITE 2000, CHICAGO, IL 60606-3002

 

CBIZ FINANCIAL SOLUTIONS, INC.

6050 OAK TREE BLVD, SUITE 500, CLEVELAND, OH 44131

 

CBRE CAPITAL ADVISORS, INC.

2100 MCKINNEY AVENUE, SUITE 900, DALLAS, TX 75201

 

CC SECURITIES, LLC

130 WEST 42ND STREET, SUITE 1050, NEW YORK, NY 10036

 

CCA CAPITAL LLC

ONE BOSTON PLACE, 201 WASHINGTON ST., SUITE 3825, BOSTON, MA 02108

 

CCB INTERNATIONAL OVERSEAS (USA) INC.

1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

 

CCG SECURITIES, LLC

120 EAST DE LA GUERRA STREET, SANTA BARBARA, CA 93101

 

CCM SECURITIES, LLC

440 S. LASALLE STREET, SUITE 900, CHICAGO, IL 60605

 

CCO INVESTMENT SERVICES CORP.

770 LEGACY PLACE, MLP240, DEDHAM, MA 02026

Mailing Address: 725 CANTON STREET, EDWARD P. CAHILLANE - MCN220, NORWOOD, MA 02062

 

CCS TRANSACTIONS, LLC

33 SOUTH SIXTH STREET, SUITE 4750, MINNEAPOLIS, MN 55402

 

CD FUNDING SECURITIES, LLC

425 WALNUT STREET, SUITE 1100, CINCINNATI, OH 45202

 

CDK FINANCIAL SERVICES, LLC

405 PARK AVENUE, 11TH FLOOR, NEW YORK, NY 10022

Mailing Address: 405 PARK AVENUE, 11TH FLOOR, NEW YORK, NY 10022

 

CE CAPITAL ADVISORS, INC.

293 BOSTON POST RD., WEST, SUITE 500, MARLBOROUGH, MA 01752

 

CEA ATLANTIC ADVISORS, LLC

101 EAST KENNEDY BOULEVARD; SUITE 3300, TAMPA, FL 33602

 

CEDAR CREEK SECURITIES, INC.

309 N WATER STREET, SUITE 400, MILWAUKEE, WI 53202

 

CEDAR POINT CAPITAL, LLC

5354 PARKDALE DRIVE, SUITE 100, ST. LOUIS PARK, MN 55416

 

CELADON FINANCIAL GROUP LLC

19 CENTER STREET, CHATHAM, NJ 07928-2599

 

CENTARA CAPITAL SECURITIES, INC.

LA JOLLA COMMONS TOWER, 4747 EXECUTIVE DRIVE SUITE 450, SAN DIEGO, CA 92121

 

CENTAURUS FINANCIAL, INC.

2300 E. KATELLA AVENUE, SUITE #200, ANAHEIM, CA 92806

 

CENTENIUM ADVISORS, LLC

420 LEXINGTON AVENUE, SUITE 2216, NEW YORK, NY 10170

 

CENTENNIAL SECURITIES COMPANY, LLC

3075 CHARLEVOIX DRIVE SE, GRAND RAPIDS, MI 49546

 

CENTER STREET SECURITIES, INC.

204-A DONELSON PIKE, NASHVILLE, TN 37214

 

CENTERBOARD SECURITIES, LLC

140 WEST 57TH STREET, 11TH FLOOR, NEW YORK, NY 10019

 

CENTERPOINT M&A ADVISORS, INC.

21550 OXNARD STREET, SUITE 960, WOODLAND HILLS, CA 91367

 

CENTERPRISE CAPITAL, LLC

30 SOUTH WACKER DRIVE, SUITE 1330, CHICAGO, IL 60606

Mailing Address: C/O UHY ADVISORS, INC, 30 S. WACKER, SUITE 1330, CHICAGO, IL 60606

 

CENTERRE CAPITAL LLC

1839 LAKE ST. LOUIS BOULEVARD, LAKE ST. LOUIS, MO 63367

 

CENTERVIEW PARTNERS LLC

31 WEST 52ND STREET, 22ND FLOOR, NEW YORK, NY 10019

 

CENTRAL SECURITIES, LLC

9090 DEADMAN HILL ROAD, CASHMERE, WA 98815

 

CENTRAL STATES CAPITAL MARKETS, LLC

4200 W 83RD STREET, SUITE 101, PRAIRIE VILLAGE, KS 66208

 

CENTRE CAPITAL ADVISORS, LLC

10 ELSKIP LANE, GREENWICH, CT 06831

 

CENTURION SECURITIES CORPORATION

319 LAFAYETTE ST., WASHINGTON, MO 63090

 

CENTURY SECURITIES ASSOCIATES, INC.

ONE FINANCIAL PLAZA 501 NORTH BROADWAY, ST. LOUIS, MO 63102

 

CERES CAPITAL ADVISORS

3010 E. CAMELBACK ROAD, SUITE 100, PHOENIX, AZ 85016-4416

 

CEROS FINANCIAL SERVICES, INC.

1445 RESEARCH BOULEVARD, SUITE 530, ROCKVILLE, MD 20850

 

CERTIGROUP, INC

8302 GULF OF MEXICO BLVD, MARATHON, FL 33050

Mailing Address: 8302 GULF OF MEXICO BLVD., MARATHON, FL 33050

 

CERTUSSECURITIES, INC.

1100 ABERNATHY ROAD, SUITE 400, ATLANTA, GA 30328

 

CETERA ADVISOR NETWORKS LLC

200 N. SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, CA 90245-5672

 

CETERA ADVISORS LLC

4600 SOUTH SYRACUSE, SUITE 600, DENVER, CO 80237

 

CETERA FINANCIAL SPECIALISTS LLC

200 NORTH MARTINGALE ROAD, SEVENTH FLOOR, SCHAUMBURG, IL 60173

 

CETERA INVESTMENT SERVICES LLC

400 FIRST ST. S. SUITE 300, ST. CLOUD, MN 56302

Mailing Address: P.O. BOX 283, ST. CLOUD, MN 56302-0283

 

CF GLOBAL TRADING, LLC

99 PARK AVENUE, SUITE 1710, NEW YORK, NY 10016

 

CFD INVESTMENTS, INC.

2704 S GOYER RD, KOKOMO, IN 46902

Mailing Address: P.O. BOX 2244, KOKOMO, IN 46904-2244

 

CFG CAPITAL MARKETS, LLC

1422 CLARKVIEW ROAD, 5TH FLOOR, BALTIMORE, MD 21209

 

CFR-INC.

18804 NE 106TH STREET, REDMOND, WA 98052

 

CFS SECURITIES, INC.

3190 WHITNEY AVENUE BUILDING 6, HAMDEN, CT 06518

 

CFT SECURITIES, LLC

379 THORNALL STREET, 6TH FLOOR, EDISON, NJ 08837

 

CG COMPASS (USA) LLC

135 EAST 57TH STREET, 30TH FLOOR, NEW YORK, NY 10022

 

CGA SECURITIES, LLC

9690 DEERECO ROAD, SUITE 250, TIMONIUM, MD 21093

 

CGI MERCHANT CAPITAL, LLC

1395 BRICKELL AVE, SUITE 800, MIAMI, FL 33131

 

CGIS SECURITIES LLC

990 BISCAYNE BLVD, SUITE 0-901, MIAMI, FL 33132

 

CHAFFE SECURITIES, INC.

201 ST. CHARLES AVENUE, SUITE 1410, NEW ORLEANS, LA 70170-1410

 

CHALLENGER CAPITAL GROUP, LTD.

2525 MCKINNON ST., SUITE 300, DALLAS, TX 75201

 

CHAMPION CAPITAL CORPORATION

141 WATERMAN AVE, SUITE 100, MOUNT DORA, FL 32757

 

CHAMPLAIN ADVISORS, LLC

779 NORTH STREET, GREENWICH, CT 06831

 

CHANNEL CAPITAL GROUP LLC

330 MADISON AVENUE, 10TH FLOOR, NEW YORK, NY 10017

 

CHAPIN, DAVIS

2 VILLAGE SQUARE, SUITE 200, BALTIMORE, MD 21210

 

CHARDAN CAPITAL MARKETS LLC

17 STATE STREET, SUITE 1600, NEW YORK, NY 10004

 

CHARLES JORDAN & CO., LLC

805 3RD AVENUE, 18TH FLOOR, NEW YORK, NY 10022

 

CHARLES RIVER BROKERAGE, LLC

7 NEW ENGLAND EXECUTIVE PARK, 2ND FLOOR, BURLINGTON, MA 01803

 

CHARLES SCHWAB & CO., INC.

211 MAIN STREET, SAN FRANCISCO, CA 94105

Mailing Address: 211 MAIN STREET, SF211MN-05-305, SAN FRANCISCO, CA 94105

 

CHARLES VISTA LLC

201 EDWARD CURRY AVENUE, SUITE 103, STATEN ISLAND, NY 10314

Mailing Address: 201 EDWARD CURRY AVENUE, SUITE 1820, STATEN ISLAND, NY 10314

 

CHARLES W. PACE SECURITIES GROUP, INC.

4650 COLE AVENUE, #115, DALLAS, TX 75205

 

CHART GROUP ADVISORS, LLC

75 ROCKEFELLER PLAZA, 14TH FLOOR, NEW YORK, NY 10019

 

CHARTER CAPITAL MANAGEMENT, INC.

2525 N. MAYFAIR ROAD, SUITE 210, WAUWATOSA, WI 53226

 

CHARTER OAK ASSET MANAGEMENT, INC.

1520 HIGHLAND AVENUE, CHESHIRE, CT 06410-1276

 

CHARTWELL ADVISORS, LLC

888 SEVENTH AVENUE-40TH FLOOR, NEW YORK, NY 10019

 

CHATSWORTH SECURITIES, LLC

95 EAST PUTNAM AVENUE, GREENWICH, CT 06830

 

CHAUNER SECURITIES, INC.

666 DUNDEE ROAD, SUITE 903, NORTHBROOK, IL 60062-2735

Mailing Address: 666 DUNDEE ROAD, SUITE 903, NORTHBROOK, IL 60062-2735

 

CHEEVERS & COMPANY INC.

440 SOUTH LASALLE STREET, SUITE #710, CHICAGO, IL 60605

 

CHELSEA FINANCIAL SERVICES

242 MAIN STREET, STATEN ISLAND, NY 10307

 

CHERRY TREE & ASSOCIATES, LLC

301 CARLSON PARKWAY, SUITE103, MINNETONKA, MN 55305

Mailing Address: 301 CARLSON PARKWAY, SUITE 103, MINNETONKA, MN 55305

 

CHERTOFF CAPITAL, LLC

1399 NEW YORK AVENUE, N.W., SUITE 900, WASHINGTON, DC 20005

 

CHESSIECAP SECURITIES, INC.

7911 SHERWOOD AVENUE, TOWSON, MD 21204

Mailing Address: 3 BETHESDA METRO CENTER, SUITE 700, BETHESDA, MD 20814

 

CHESTER HARRIS & COMPANY, INCORPORATED

222 MAMARONECK AVENUE, WHITE PLAINS, NY 10605-1316

Mailing Address: P.O. BOX 668, WHITE PLAINS, NY 10602

 

CHESTNUT EXPLORATION PARTNERS, INC.

2201 N. CENTRAL EXPRESSWAY, SUITE 240, RICHARDSON, TX 75080

 

CHESTNUT SECURITIES, INC.

ONE FINANCIAL CENTER, 24TH FLOOR, BOSTON, MA 02111

 

CHEVAL CAPITAL, INC.

901 N. PITT STREET-110, ALEXANDRIA, VA 22314

 

CHICAGO ANALYTIC TRADING COMPANY, LLC

4415 WEST HARRISON STREET, SUITE 237, HILLSIDE, IL 60162

 

CHICKASAW SECURITIES, LLC

6075 POPLAR AVENUE, SUITE 402, MEMPHIS, TN 38119

 

CHILDS ADVISORY PARTNERS LLC

3438 PEACHTREE ROAD, PHIPPS TOWER, SUITE 1400, ATLANTA, GA 30326

 

CHILIAN PARTNERS, L.P.

1701 S. FLAGLER DRIVE, SUITE 1001, WEST PALM BEACH, FL 33401

Mailing Address: P.O. BOX 2685, PALM BEACH, FL 33480

 

CHOICETRADE

197 STATE ROUTE 18, SUITE 3000, EAST BRUNSWICK, NJ 08816

 

CHRISTIAN FINANCIAL SERVICES LLC

10916 WEST HALF MOON PASS, LITTLETON, CO 80127

Mailing Address: P.O. BOX 270164, LITTLETON, CO 80127

 

CHRISTOPHER WEIL & COMPANY, INC.

12555 HIGH BLUFF DRIVE, SUITE 180, SAN DIEGO, CA 92130

 

CHRYSALIS CAPITAL GROUP, LLC

131 FRANKLIN STREET, SAN FRANCISCO, CA 94102

 

CHURCH, GREGORY, ADAMS SECURITIES CORPORATION

658 CLAIREMONT AVENUE, DECATUR, GA 30030

 

CHURCHILL CAPITAL USA, INC.

1270 AVENUE OF THE AMERICAS, SUITE 1910, NEW YORK, NY 10020-1700

 

CHURCHILL FINANCIAL, LLC

295 N. HUBBARDS LANE, SUITE 203, LOUISVILLE, KY 40207

 

CHURCHILL STATESIDE SECURITIES, LLC

3560 LENOX ROAD, SUITE 2800, ATLANTA, GA 30326-4276

 

CIBC WORLD MARKETS CORP.

425 LEXINGTON AVENUE, NEW YORK, NY 10017

 

CICC US SECURITIES, INC.

350 PARK AVENUE, 28TH FLOOR, NEW YORK, NY 10022

 

CICERONE SECURITIES, LLC

150 EAST 52ND STREET,, 11TH FLOOR, NEW YORK, NY 10022

 

CIG SECURITIES

1000 TOWN CENTER, SUITE 2500, SOUTHFIELD, MI 48075

 

CIGNA BENEFITS FINANCING, INC.

900 COTTAGE GROVE RD., WILDE BUILDING-A4COL, BLOOMFIELD, CT 06002

Mailing Address: 900 COTTAGE GROVE RD, WILDE BUILDING-A4COL, BLOOMFIELD, CT 06002

 

CIM SECURITIES, LLC

5975 S. QUEBEC ST., SUITE 270, CENTENNIAL, CO 80111

 

CIMB SECURITIES (USA), INC.

540 MADISON AVENUE, 11TH FLOOR, NEW YORK, NY 10022

 

CINS, LLC

400 LINDEN AVENUE, SUITE 1, WILMETTE, IL 60091

 

CIRRUS RESEARCH, LLC

303 SOUTH BROADWAY, SUITE 212, TARRYTOWN, NY 10591

 

CIT CAPITAL SECURITIES LLC

11 WEST 42ND STREET, 7TH FLOOR, NEW YORK, NY 10036

 

CITADEL SECURITIES LLC

131 SOUTH DEARBORN STREET, 32ND FLOOR, CHICAGO, IL 60603

 

CITATION FINANCIAL GROUP, L.P.

120 BROADWAY, 17TH FLOOR, NEW YORK, NY 10271

Mailing Address: 120 BROADWAY, NEW YORK, NY 10271

 

CITCO SECURITIES, INC.

180 DUNCAN MILL ROAD, SUITE 600, TORONTO, ON, M3B 1Z6 CANADA

 

CITI INTERNATIONAL FINANCIAL SERVICES LLC

SANTA MARINA I BUILDING SUITE 200, 400 ST C, REXCO PARK, GUAYNABO, PR 00968

Mailing Address: P.O. BOX 70263, SAN JUAN, PR 00936-8263

 

CITIC SECURITIES INTERNATIONAL USA, LLC

12/F, 510 MADISON AVENUE, NEW YORK, NY 10022

 

CITICORP SECURITIES SERVICES, INC.

390 - 388 GREENWICH STREET, 388 GREENWICH STREET, NEW YORK, NY 10013

Mailing Address: REGISTRATION DEPARTMENT, ONE COURT SQUARE - 19TH FLOOR, LONG ISLAND CITY, NY 11120

 

CITIGROUP GLOBAL MARKETS INC.

390 - 388 GREENWICH STREET, NEW YORK, NY 10013-2396

Mailing Address: REGISTRATION DEPARTMENT, ONE COURT SQUARE 19TH FLOOR, LONG ISLAND CITY, NY 11120

 

CITY CAPITAL ADVISORS, LLC

444 NORTH MICHIGAN AVENUE, SUITE 3200, CHICAGO, IL 60611

 

CITY NATIONAL SECURITIES, INC.

400 NORTH ROXBURY DRIVE, SUITE 700, BEVERLY HILLS, CA 90210

 

CITY SECURITIES CORPORATION

30 SOUTH MERIDIAN STREET, SUITE 600, INDIANAPOLIS, IN 46204

 

CJK SECURITIES, INC.

2780 S. JONES BLVD, SUITE 130, LAS VEGAS, NV 89146

 

CJS SECURITIES, INC.

50 MAIN STREET, SUITE 325, WHITE PLAINS, NY 10606

 

CKS SECURITIES LLC

6263 SCOTTSDALE ROAD, SUITE 390, SCOTTSDALE, AZ 85250

Mailing Address: 6263 SCOTTSDALE ROAD, SUITE 390, SCOTTSDALE, AZ 85250

 

CLANCY FINANCIAL SERVICES, INC.

40 WALL STREET, 30TH FLOOR, NEW YORK, NY 10005

 

CLARENDON INSURANCE AGENCY, INC.

ONE SUN LIFE EXECUTIVE PARK, WELLESLEY HILLS, MA 02481

 

CLARK DODGE & CO., INC.

2 GANNETT DRIVE, SUITE 200, WHITE PLAINS, NY 10604

Mailing Address: 2 GANNETT DRIVE, SUITE 200, WHITE PLAINS, NY 10604

 

CLARK NOBIL & CO.

2500 E. HALLANDALE BEACH BLVD. #701, HALLANDALE, FL 33009

Mailing Address: P.O. BOX 1797, HALLANDALE, FL 33008-1797

 

CLARK SECURITIES, INC.

706 GREEN VALLEY RD, SUITE 500, GREENSBORO, NC 27408

 

CLARKESON RESEARCH INC.

19 TOWNSEND SQUARE, OYSTER BAY, NY 11771

 

CLARKSON CAPITAL MARKETS

597 FIFTH AVENUE, 8TH FLOOR, NEW YORK, NY 10017

 

CLARY INVESTMENT AND INSURANCE PLANNING CORP.

43 BELMONT STREET, SO. EASTON, MA 02375

Mailing Address: P.O. BOX 275, NO. EASTON, MA 02356

 

CLASSIC, LLC

1220 28TH AVE N, FARGO, ND 58102

 

CLAYTON LOWELL, & CONGER INC

2123 MAIN STREET, PO BOX 459, NEW WOODSTOCK, NY 13122

Mailing Address: 2123 MAIN STREET, PO BOX 459, NEW WOODSTOCK, NY 13122

 

CLEAN ENERGY CAPITAL SECURITIES LLC

711 LOUISIANA STREET, SUITE 2160, HOUSTON, TX 77002

 

CLEARSIGHT CAPITAL ADVISORS, INC

1650 TYSONS BLVD., SUITE 220, MCLEAN, VA 22102

 

CLEARVIEW TRADING ADVISORS, INC.

114 WEST 47TH ST,, SUITE 1712, NEW YORK, NY 10036

 

CLEARY GULL INC.

100 EAST WISCONSIN AVE., MILWAUKEE, WI 53202-3590

 

CLEVELAND HAUSWIRTH INVESTMENT MANAGEMENT, INC.

243 E. BUFFALO STREET, MILWAUKEE, WI 53202

 

CLEVELAND RESEARCH COMPANY LLC

1375 E 9TH STREET, SUITE 2700, CLEVELAND, OH 44114

Mailing Address: 1375 E 9TH STREET, SUITE 2700, CLEVELAND, OH 44144

 

CLFS SECURITIES, INC.

925 EUCLID AVENUE, SUITE 645, CLEVELAND, OH 44115

 

CLG INVESTMENT COMPANY, INC.

10 GLENVILLE STREET - 3RD FLOOR, GREENWICH, CT 06831

 

CLIENT ONE SECURITIES LLC

11460 TOMAHAWK CREEK PARKWAY, LEAWOOD, KS 66211

 

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

220 S. SIXTH STREET, SUITE 300, MINNEAPOLIS, MN 55402-4505

 

CLINGER & CO., INC.

6505 CLAWSON ST., HOUSTON, TX 77055-7103

 

CLSA AMERICAS, LLC

1301 AVENUE OF THE AMERICAS, 15TH FLOOR, NEW YORK, NY 10019

 

CMP EQUITIES, INC.

6400 FLYING CLOUD DRIVE, SUITE 270, EDEN PRAIRIE, MN 55344

 

CMS INVESTMENT RESOURCES, LLC

308 E. LANCASTER AVENUE, SUITE 300, WYNNEWOOD, PA 19096-2145

 

CNA INVESTOR SERVICES, INC.

333 S. WABASH, FLOOR 42S, CHICAGO, IL 60604

 

CNBS

7200 WEST 132ND STREET, SUITE 240, OVERLAND PARK, KS 66213

 

CND FINANCIAL LTD.

7350 CIRCLE OAK DR., BULVERDE, TX 78163

 

CNL SECURITIES CORP.

450 SOUTH ORANGE AVENUE, ORLANDO, FL 32801

Mailing Address: P.O BOX 4920, ORLANDO, FL 32802-4920

 

CNS SECURITIES, LLC

1651 N. COLLINS, SUITE 218, RICHARDSON, TX 75080

Mailing Address: 1651 N. COLLINS, SUITE 218, RICHARDSON, TX 75080

 

COADY DIEMAR PARTNERS, LLC

87 MAIN STREET, PEAPACK, NJ 07977

Mailing Address: PO BOX 305, PEAPACK, NJ 07977

 

COASTAL EQUITIES, INC.

1201 N. ORANGE STREET, SUITE 729, WILMINGTON, DE 19801

Mailing Address: 1201 N ORANGE STREET, SUITE 729, WILMINGTON, DE 19801

 

COASTAL SECURITIES, INC.

920 MEMORIAL CITY WAY, 11TH FLOOR, HOUSTON, TX 77024

 

COBALT CAPITAL, INC.

210 WYMORE ROAD, WINTER PARK, FL 32789

 

COBRA TRADING, INC.

825 MARKET STREET, SUITE 240, ALLEN, TX 75013

 

COBURN & MEREDITH, INC.

1 OLD MILL LANE, SIMSBURY, CT 06070

Mailing Address: 1 OLD MILL LANE, SIMSBURY, CT 06070

 

COBURN GROUP, LLC

1826 W. NEWPORT AVE., CHICAGO, IL 60657

 

CODE ADVISORS LLC

101 SECOND STREET, SUITE 2225, SAN FRANCISCO, CA 94105

 

COGENT ALTERNATIVE STRATEGIES, INC.

3801 PGA BOULEVARD, SUITE 600, PALM BEACH GARDENS, FL 33410

 

COGNIENT SECURITIES, LLC

205 N. MICHIGAN AVE., SUITE 2000, CHICAGO, IL 60601

 

COHEN & STEERS SECURITIES, LLC

280 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10017

 

COHEN FINANCIAL EQUITIES LLC

TWO NORTH LASALLE STREET; SUITE 800, CHICAGO, IL 60602

 

COKER & PALMER

1667 LELIA DRIVE, JACKSON, MS 39216

 

COLCHESTER PARTNERS LLC

175 FEDERAL STREET, BOSTON, MA 02110

 

COLDSTREAM SECURITIES, INC.

ONE 100TH AVENUE NE SUITE 102, BELLEVUE, WA 98004

 

COLE CAPITAL CORPORATION

2325 E. CAMELBACK RD., SUITE 1100, PHOENIX, AZ 85016

 

COLLINS & COMPANY, LLC

100 LARKSPUR LANDING SUITE 102, LARKSPUR, CA 94939-1764

 

COLLINS/BAY ISLAND SECURITIES, LLC

300 S SPRING ST, SUITE 300, ASPEN, CO 81611

 

COLONIAL SECURITIES, INC.

41 ELIZABETH STREET, SUITE 502, NEW YORK, NY 10013

 

COLONNADE SECURITIES LLC

125 S. WACKER DRIVE, SUITE 3020, CHICAGO, IL 60606-4422

Mailing Address: 125 S WACKER DR, SUITE 3020, CHICAGO, IL 60606-4422

 

COLONY PARK FINANCIAL SERVICES LLC.

4350 GEORGETOWN SQUARE, SUITE 757, DUNWOODY, GA 30338

 

COLORADO FINANCIAL SERVICE CORPORATION

304 INVERNESS WAY SOUTH, SUITE 355, CENTENNIAL, CO 80112

 

COLTIN SECURITIES, LLC

415 MADISON AVENUE 14TH FLOOR, SUITE 1413, NEW YORK, NY 10017

 

COLUMBIA CAPITAL SECURITIES, INC.

1100 GLENDON AVENUE, SUITE 850, LOS ANGELES, CA 90024

 

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

225 FRANKLIN STREET, BOSTON, MA 02110

Mailing Address: 225 FRANKLIN STREET, BX 29 20661, BOSTON, MA 02110

 

COLUMBIA WEST CAPITAL, LLC ("CWC")

14624 N. SCOTTSDALE ROAD, SUITE 124, SCOTTSDALE, AZ 85254

 

COMERICA SECURITIES

201 W. FORT STREET, DETROIT, MI 48226

Mailing Address: P.O. BOX 75000, DETROIT, MI 48275-3137

 

COMMERCE BROKERAGE SERVICES, INC.

8000 FORSYTH BLVD, SUITE 1200, ST. LOUIS, MO 63105-1707

Mailing Address: P.O. BOX 16891, ST. LOUIS, MO 63105-1491

 

COMMERCE ONE FINANCIAL INC.

515 RXR PLAZA, UNIONDALE, NY 11556

 

COMMERCE SECURITIES CORPORATION

710 NO. POST OAK RD., SUITE 400, HOUSTON, TX 77024

 

COMMERCE STREET CAPITAL, LLC

1445 ROSS AVE. SUITE 2700, DALLAS, TX 75202

Mailing Address: 1445 ROSS AVE. SUITE 2700, DALLAS, TX 75202

 

COMMERZ MARKETS LLC

2 WORLD FINANCIAL CENTER, NEW YORK, NY 10281

 

COMMONFUND SECURITIES, INC.

15 OLD DANBURY ROAD, WILTON, CT 06897

Mailing Address: P.O. BOX 812, WILTON, CT 06897-0812

 

COMMONWEALTH ADVISORS, INC.

1017 MUMMA ROAD, SUITE 302, LEMOYNE, PA 17043

 

COMMONWEALTH AUSTRALIA SECURITIES LLC

599 LEXINGTON AVENUE, 17TH FL, NEW YORK, NY 10022

 

COMMONWEALTH CAPITAL SECURITIES CORP.

17755 US HIGHWAY 19 N, SUITE 400, CLEARWATER, FL 33764

Mailing Address: 17555 US HIGHWAY 19 N, SUITE 400, CLEARWATER, FL 33764

 

COMMONWEALTH FINANCIAL GROUP, INC.

38 COHASSET LANE, CHERRY HILL, NJ 08003

 

COMMONWEALTH FINANCIAL NETWORK

29 SAWYER ROAD, WALTHAM, MA 02453-3483

 

COMMONWEALTH PHARMA SECURITIES LLC

33 BROAD STREET, SUITE 1100, BOSTON, MA 02109-4230

Mailing Address: 33 BROAD STREET, SUITE 1100, BOSTON, MA 02109-4230

 

COMPAK SECURITIES, INC.

1801 DOVE STREET, NEWPORT BEACH, CA 92660

 

COMPASS POINT RESEARCH & TRADING, LLC

3000 K STREET, NW, SUITE 340, WASHINGTON, DC 20007

 

COMPASS SECURITIES CORPORATION

50 BRAINTREE HILL PARK, SUITE 105, BRAINTREE, MA 02184-8734

 

COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC.

2001 ROUTE 46, SUITE 506, PARSIPPANY, NJ 07054

 

COMSTOCK PARTNERS, L.L.C.

3193 BENEDICT CANYON DR., BEVERLY HILLS, CA 90210

 

CON AM SECURITIES, INC.

3990 RUFFIN ROAD, SUITE 100, SAN DIEGO, CA 92123-1826

 

CONCEPT CAPITAL MARKETS, LLC

1010 FRANKLIN AVENUE - SUITE 303, GARDEN CITY, NY 11530-5942

 

CONCORDE INVESTMENT SERVICES, LLC

1120 EAST LONG LAKE ROAD, SUITE 100, TROY, MI 48085

 

CONDERA SECURITIES, LLC

1330 POST OAK BLVD,, STE 1000, HOUSTON, TX 77056

 

CONFIDENTIAL MANAGEMENT FINANCIAL SERVICES, INC.

1700 WEST BIG BEAVER, SUITE 320, TROY, MI 48084

 

CONIFER CAPITAL PARTNERS, LLC

ONE FERRY BUILDING, SUITE 255, SAN FRANCISCO, CA 94111

 

CONIFER SECURITIES LLC

ONE FERRY BUILDING, SUITE 255, SAN FRANCISCO, CA 94111

Mailing Address: ONE FERRY BUILDING, SUITE 255, SAN FRANCISCO, CA 94111

 

CONNELL SECURITIES LLC

200 CONNELL DRIVE, BERKELEY HEIGHTS, NJ 07922

 

CONNERS & CO., INC.

1 WEST FOURTH STREET, SUITE 2800, CINCINNATI, OH 45202-3843

 

CONNING INVESTMENT PRODUCTS, INC.

ONE FINANCIAL PLAZA, 755 MAIN STREET, HARTFORD, CT 06103-2627

Mailing Address: ONE FINANCIAL PLAZA, HARTFORD, CT 06103-2627

 

CONNOR CAPITAL INVESTMENTS, LLC

161 NORTH CLARK STREET, SUITE 4700, CHICAGO, IL 60601

 

CONOVER SECURITIES CORPORATION

155 108TH AVE NE, SUITE 725, BELLEVUE, WA 98004

Mailing Address: P.O BOX 90007, BELLEVUE, WA 98009

 

CONSENSUS SECURITIES LLC

73 NEWBURY STREET, BOSTON, MA 02116-2550

 

CONSILIUM PARTNERS LLC

20 WILLIAM ST., G50, WELLESLEY, MA 02481

 

CONSOLIDATED FINANCIAL INVESTMENTS, INC.

222 NORTH MERAMEC AVENUE, CLAYTON, MO 63105-3702

 

CONSOLIDATED SECURITIES

1901 ROXBOROUGH ROAD, SUITE 118, CHARLOTTE, NC 28211

 

CONSTANS CRESCENT GLOBAL LLC

40 RICHARDS AVENUE, 3RD FLOOR, NORWALK, CT 06854

 

CONSTELLATION WEALTH ADVISORS LLC

505 FIFTH AVE, 19TH FLOOR, NEW YORK, NY 10017

 

CONSULTIVA SECURITIES, INC.

CITY VIEW PLAZA, TOWER 1, SUITE 801, GUAYNABO, PR 00968

 

CONTINENTAL INVESTORS SERVICES, INC.

1330 BROADWAY STREET, LONGVIEW, WA 98632-7552

Mailing Address: P.O. BOX 888, LONGVIEW, WA 98632-7552

 

CONTINUITY PARTNERS GROUP, LLC

1776 PLEASANT PLAIN ROAD, FAIRFIELD, IA 52556

 

CONVERGENT SECURITIES, LLC

1111 BRICKELL AVENUE, SUITE 1100, MIAMI, FL 33131

 

CONVERGEX EXECUTION SOLUTIONS LLC

1633 BROADWAY, 48TH FLOOR, NEW YORK, NY 10019

 

CONVERGEX PRIME SERVICES LLC

30000 MILL CREEK AVENUE, SUITE 200, ALPHARETTA, GA 30022

 

COOK PINE SECURITIES LLC

73 ARCH STREET, GREENWICH, CT 06830

 

COOMBE FINANCIAL SERVICES, INC.

6872 ROUTE 209, WAWARSING, NY 12489

 

COOPER MALONE MCCLAIN, INC.

7701 E. KELLOGG, SUITE 700, WICHITA, KS 67207-1706

Mailing Address: P.O. BOX 781684, WICHITA, KS 67278-1684

 

COOPERATIVE OF AMERICAN PHYSICIANS INSURANCE SERVICES, INC.

333 SOUTH HOPE STREET, 8TH FLOOR, LOS ANGELES, CA 90071

 

COORDINATED CAPITAL SECURITIES, INC.

704 RIVER PLACE COMMERCE CENTER III, MADISON, WI 53716

 

COR CLEARING LLC

9300 UNDERWOOD AVE, SUITE 400, OMAHA, NE 68114

 

CORBY CAPITAL MARKETS, INC.

10 HIGH ST., 6TH FLOOR, BOSTON, MA 02110

 

CORE FINANCIAL, LLC

1515 LAKE SHORE DRIVE, COLUMBUS, OH 43204

 

CORECAP INVESTMENTS, INC.

4000 TOWN CENTER, 11TH FLOOR, SOUTHFIELD, MI 48075

 

CORESTONE DISTRIBUTORS, LLC

555 EAST LANCASTER AVENUE SUITE 110, RADNOR, PA 19087

 

CORINTHIAN PARTNERS, L.L.C.

10 EAST 53RD STREET, 28TH FLOOR, NEW YORK, NY 10022

 

CORMARK SECURITIES (USA) LIMITED

SUITE 2800 ROYAL BANK PLAZA SOUTH TOWER, TORONTO, M5J 2J2 CANADA

 

CORNERSTONE CAPITAL CORPORATION

655 METRO PLACE, SUITE 720, DUBLIN, OH 43017

 

CORNERSTONE FINANCIAL SERVICES, INC.

325 EAST MAIN STREET, GREENFIELD, IN 46140

 

CORNWALL PARTNERS, LLC

12806 TOUCHSTONE PLACE, PALM BEACH GARDENS, FL 33418

Mailing Address: 191 GREAT HILL ROAD, BOX 192, CORNWALL, CT 06753

 

CORONADO INVESTMENTS, LLC

18029 CALLE AMBIENTE, SUITE 519, RANCHO SANTA FE, CA 92067

Mailing Address: PO BOX 5020, PMB 1111, RANCHO SANTA FE, CA 92067

 

CORPORATE DEVELOPMENT CAPITAL, LLC

14680 STERLING ROAD, SUITE 2000, COLORADO SPRINGS, CO 80921-2617

 

CORPORATE FINANCE SECURITIES, INC.

24461 RIDGE ROUTE, SUITE A200, LAGUNA HILLS, CA 92653

 

CORPORATE FUEL SECURITIES LLC

119 FIFTH AVENUE, 7TH FLOOR, NEW YORK, NY 10003

 

CORPORATE INVESTMENTS GROUP, INC.

238 W CERMAK ROAD, SUITE 3A, CHICAGO, IL 60616

 

CORRELL CO. INVESTMENT SERVICES CORP.

9655 SOUTH 78TH AVENUE, HICKORY HILLS, IL 60457-2211

 

COSSE' INTERNATIONAL SECURITIES, INC.

1301 5TH AVENUE #3024, SEATTLE, WA 98101

 

COUGHLIN & COMPANY, INC.

140 E. 19TH AVENUE - SUITE 700, DENVER, CO 80203-0135

 

COUNTRY CAPITAL MANAGEMENT COMPANY

1705 TOWANDA AVENUE, SECOND FLOOR, BLOOMINGTON, IL 61701

Mailing Address: P.O. BOX 2222, BLOOMINGTON, IL 61702-2222

 

COUNTRY CLUB FINANCIAL SERVICES, INC.

414 NICHOLS ROAD, KANSAS CITY, MO 64112

 

COURTLANDT SECURITIES CORPORATION

3991 MACARTHUR BLVD., SUITE 125, NEWPORT BEACH, CA 92660

Mailing Address: P.O. BOX 11929, NEWPORT BEACH, CA 92658-1929

 

COVA CAPITAL PARTNERS LLC

380 LEXINGTON AVENUE, SUITE #2020, NEW YORK, NY 10168

Mailing Address: C/O EDWARD T. GIBSTEIN, 72 THE GLEN, GLEN HEAD, NY 11545

 

COVENTRY CAPITAL, INC.

1635 W FIRST STREET SUITE 104, GRANITE CITY, IL 62040-1838

Mailing Address: THREE FIRST NATIONAL PLAZA, 70 WEST MADISON STREET #1400, CHICAGO, IL 60602

 

COVENTRY SECURITIES, LLC

7111 VALLEY GREEN ROAD, FORT WASHINGTON, PA 19034

 

COVIEW CAPITAL, INC.

780 THIRD AVENUE, SUITE 3104, NEW YORK, NY 10017

 

COVINGTON ASSOCIATES, LLC

265 FRANKLIN STREET, 3RD FLOOR, BOSTON, MA 02110

 

COWEN AND COMPANY

599 LEXINGTON AVENUE, 20TH FLOOR, NEW YORK, NY 10022

 

COWEN CAPITAL LLC

599 LEXINGTON AVE, 21 FLOOR, NEW YORK, NY 10022

 

COWEN EQUITY FINANCE LP

599 LEXINGTON AVE, NEW YORK, NY 10022

 

COWEN SECURITIES LLC

1301 6TH AVENUE, 44TH FLOOR, NEW YORK, NY 10019

 

CP CAPITAL SECURITIES

1428 BRICKELL AVENUE, SUITE 600, MIAMI, FL 33131

 

CP COGENT SECURITIES LP

2101 CEDAR SPRINGS RD STE 1200, DALLAS, TX 75201

 

CP INVESTMENTS, LLC

2000 AVENUE OF THE STARS, 11TH FLOOR, LOS ANGELES, CA 90067-4700

 

CPIBD LLC

825 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY 10022

 

CPIM SECURITIES LLC

100 MAIN STREET, SUITE 430, CONCORD, MA 01742

 

CPS FINANCIAL & INSURANCE SERVICES, INC.

4400 MACARTHUR BLVD., SUITE 800, NEWPORT BEACH, CA 92660

 

CQ SOLUTIONS, LLC

121 EAST 18TH STREET, 5TH FLOOR, NEW YORK, NY 10003

 

CRAIG SCOTT CAPITAL, LLC

1225 RXR PLAZA, 12TH FLOOR, EAST TOWER, UNIONDALE, NY 11556

 

CRAIG-HALLUM CAPITAL GROUP LLC

222 SOUTH NINTH ST, STE 350, MINNEAPOLIS, MN 55402

 

CREATIVE INVESTOR SERVICES, INC.

4 BURRITTS LANDING, WESTPORT, CT 06880

 

CREDICORP SECURITIES, INC.

121 ALHAMBRA PLAZA, SUITE 1200, CORAL GABLES, FL 33134

 

CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.

1301 AVENUE OF THE AMERICAS, 15TH FLOOR, NEW YORK, NY 10019

 

CREDIT AGRICOLE SECURITIES (USA) INC.

1301 AVENUE OF THE AMERICAS - 15TH FLOOR, NEW YORK, NY 10019

 

CREDIT SUISSE PRIME SECURITIES SERVICES (USA) LLC

11 MADISON AVENUE, NEW YORK, NY 10010-3629

Mailing Address: ONE MADISON AVENUE, NEW YORK, NY 10010-3629

 

CREDIT SUISSE SECURITIES (USA) LLC

11 MADISON AVENUE, 24TH FLOOR, NEW YORK, NY 10010

 

CREDITEX SECURITIES CORPORATION

875 THIRD AVENUE, 29TH FLOOR, NEW YORK, NY 10022

 

CREO CAPITAL SECURITIES, LLC

12400 WILSHIRE BLVD., SUITE 1100, LOS ANGELES, CA 90025

Mailing Address: 12400 WILSHIRE BLVD., SUITE 1100, LOS ANGELES, CA 90025

 

CRESAP, INC.

259 N. RADNOR-CHESTER RD. STE. 230, RADNOR, PA 19087

 

CRESCENT SECURITIES GROUP, INC.

8750 N. CENTRAL EXPRESSWAY, SUITE 750, DALLAS, TX 75231

 

CRESSMAN ESSER SECURITIES, INC.

700 EAST DIEHL ROAD-STE 140, NAPERVILLE, IL 60563-1478

Mailing Address: 700 EAST DIEHL RD. - SUITE 140, NAPERVILLE, IL 60563-1478

 

CRESTONE SECURITIES LLC

1050 WALNUT STREET, SUITE 402, BOULDER, CO 80302

 

CREWS & ASSOCIATES, INC.

521 PRESIDENT CLINTON AVENUE, SUITE 800, LITTLE ROCK, AR 72201-1729

Mailing Address: P.O. BOX 1696, LITTLE ROCK, AR 72203-1696

 

CRI SECURITIES, LLC

400 ROBERT STREET NORTH, ST. PAUL, MN 55101-2098

 

CRITO CAPITAL LLC

61 HERMIT LANE, WESTPORT, CT 06880

 

CROFT & BENDER, LLC

4200 NORTHSIDE PKWY, BUILDING ONE, SUITE 100, ATLANTA, GA 30327

 

CRONIN & CO., INC.

800 NICOLLET MALL  SUITE 2520, MINNEAPOLIS, MN 55402

Mailing Address: 800 NICOLLET MALL  #2520, MINNEAPOLIS, MN 55402

 

CROSS BORDER PRIVATE CAPITAL, L.L.C.

445 PARK AVENUE, 9TH FLOOR, NEW YORK, NY 10022

 

CROSS POINT CAPITAL LLC

4428 RT 27, BLDG C UNIT 1, KINGSTON, NJ 08528

Mailing Address: P.O. BOX 89, KINGSTON, NJ 08528-0089

 

CROSS RESEARCH

374 MILLBURN AVENUE, #302, MILLBURN, NJ 07041

 

CROSSBOW INVESTMENTS L.L.C

1430 BROADWAY, SUITE 901, NEW YORK, NY 10018

 

CROSSTREE CAPITAL SECURITIES, LLC

4301 ANCHOR PARKWAY, SUITE 450, TAMPA, FL 33634

 

CROWELL, WEEDON & CO.

624 SOUTH GRAND AVENUE, LOS ANGELES, CA 90017

Mailing Address: P.O. BOX 54843, 624 SO. GRAND AVE. SUITE 2510, LOS ANGELES, CA 90054-0843

 

CROWN CAPITAL SECURITIES, L.P.

725 TOWN & COUNTRY ROAD, SUITE 530, ORANGE, CA 92868

 

CRT CAPITAL GROUP LLC

262 HARBOR DRIVE, STAMFORD, CT 06902

 

CRUCIBLE CAPITAL GROUP, INC.

27 WHITEHALL STREET, 5TH FLOOR, NEW YORK, NY 10004

 

CRUTCHFIELD SECURITIES, L.L.C.

2700 POST OAK BOULEVARD, SUITE 975, HOUSTON, TX 77056

 

CSCA CAPITAL ADVISORS, LLC

800 THIRD AVENUE, 25TH FLOOR, NEW YORK, NY 10022

 

CSG CAPITAL ADVISORS, LLC

109 E. CHURCH STREET, SUITE 425, ORLANDO, FL 32801

 

CSP SECURITIES, LP

13355 NOEL ROAD, SUITE 1050, DALLAS, TX 75240

 

CSSC BROKERAGE SERVICES, INC.

755 WEST BIG BEAVER ROAD, SUITE 2000, TROY, MI 48084

 

CTL SECURITIES LLC

500 FIFTH AVE, SUITE 4830, NEW YORK, NY 10110

 

CU INVESTMENT SOLUTIONS LLC

8500 W. 110TH STREET, SUITE 650, OVERLAND PARK, KS 66210

 

CUE CAPITAL LIMITED PARTNERSHIP

800 FIFTH AVENUE, 18TH FLOOR, NEW YORK, NY 10065

 

CULLEN INVESTMENT GROUP, LTD.

1404 SOUTH COLLEGE RD., LAFAYETTE, LA 70503

Mailing Address: PO BOX 53669, LAFAYETTE, LA 70505-3669

 

CUNA BROKERAGE SERVICES, INC.

2000 HERITAGE WAY, WAVERLY, IA 50677

 

CURBSTONE FINANCIAL MANAGEMENT CORPORATION

741 CHESTNUT STREET, MANCHESTER, NH 03104

 

CURIAN CLEARING, LLC

7601 TECHNOLOGY WAY, 5TH FLOOR, DENVER, CO 80237

 

CURRAN ADVISORY SERVICES

30 SOUTH PEARL STREET, 9TH FLOOR, ALBANY, NY 12207

 

CURREN & COMPANY

1900 MAIN ST, SUITE 325, IRVINE, CA 92614

 

CURTIS SECURITIES, LLC

ONE LIBERTY PLACE, 1650 MARKET STREET, SUITE 4400, PHILADELPHIA, PA 19103

 

CURTISWOOD CAPITAL, LLC

104 WOODMONT BLVD, SUITE 200, NASHVILLE, TN 37205

 

CUSHMAN & WAKEFIELD SECURITIES, INC.

1290 AVENUE OF THE AMERICAS, 7TH FLOOR, NEW YORK, NY 10104

 

CUSO FINANCIAL SERVICES, L.P.

10150 MEANLEY DRIVE, 1ST FLOOR, SAN DIEGO, CA 92131

 

CUTTER & COMPANY, INC.

15415 CLAYTON ROAD, BALLWIN, MO 63011

 

CUTTONE & CO., INC.

111 BROADWAY 10TH FLOOR, NEW YORK, NY 10006

 

CUTWATER ASSET MANAGEMENT

113 KING STREET, ARMONK, NY 10504-1610

 

CV BROKERAGE, INC

300 CONSHOHOCKEN STATE ROAD, SUITE 200, WEST CONSHOHOCKEN, PA 19428

 

CVF SECURITIES, INC.

343 MILLBURN AVE, SUITE 208, MILLBURN, NJ 07041

 

CW SECURITIES, LLC

8848 CEDAR SPRINGS LANE, SUITE 201, KNOXVILLE, TN 37923

 

CWS INVESTMENTS

14 CORPORATE PLAZA, SUITE 210, NEWPORT BEACH, CA 92660

 

CYPRESS ALTS

3924 BROOKFIELD AVENUE, LOUISVILLE, KY 40207

 

CYPRESS ASSOCIATES

52 VANDERBILT AVENUE, SUITE 902, NEW YORK, NY 10017

 

CYPRESS CAPITAL CORPORATION

BAYSIDE PLAZA - 188 THE EMBARCADERO, SUITE 420, SAN FRANCISCO, CA 94105





# A B C D E F G H I J K L M N O P Q R S T U V W XYZ  

 

D. B. MCKENNA & CO., INC.

207 WEST MAIN STREET, BENNINGTON, VT 05201-2108

 

D. WECKSTEIN & CO., INC.

230 PARK AVENUE, SUITE 1516, NEW YORK, NY 10169

Mailing Address: 230 PARK AVE-STE. 1516, NEW YORK, NY 10169

 

D.A. DAVIDSON & CO.

8 THIRD STREET NORTH, GREAT FALLS, MT 59401-3104

Mailing Address: P.O. BOX 5015, GREAT FALLS, MT 59403-5015

 

D.E. SHAW SECURITIES, L.L.C.

1166 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY 10036

 

D.H. HILL SECURITIES, LLLP

7821 FM 1960 E. SUITE B, HUMBLE, TX 77346

Mailing Address: 7821 FM 1960 E., SUITE B, HUMBLE, TX 77346

 

D.M. KELLY & COMPANY

3900 INGERSOLL AVENUE, SUITE 300, DES MOINES, IA 50312

 

D/B/A ATWOOD CAPITAL PARTNERS

515 MADISON AVENUE, 35TH FLOOR, NEW YORK, NY 10022

 

D/B/A PALAZZO

145 WEST 57TH STREET, 17TH FLOOR, NEW YORK, NY 10019

Mailing Address: 145 WEST 57TH STREET, 17TH FLOOR, NEW YORK, NY 10010

 

DABBAH SECURITIES CORP.

6 EAST 46TH STREET, SUITE 300, NEW YORK, NY 10017

 

DAEWOO SECURITIES (AMERICA) INC.

600 LEXINGTON AVENUE, SUITE 301, NEW YORK, NY 10022

 

DAG SECURITIES INC.

C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10006

 

DAIWA CAPITAL MARKETS AMERICA INC.

FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY 10005-3538

 

DAK CAPITAL, LLC

195 ROUTE 17 SOUTH, ROCHELLE PARK, NJ 07662

 

DAKOTA SECURITIES INTERNATIONAL, INC.

7241 SW 63 AVENUE, SUITE 101A, MIAMI, FL 33143

 

DALMORE GROUP LLC

525 GREEN PLACE, WOODMERE, NY 11598

 

DALTON STRATEGIC INVESTMENT SERVICES INC.

26 N. WASHINGTON STREET, KNIGHTSTOWN, IN 46148

 

DANE EQUITIES, INC.

ONE ALLIANCE CENTER, 350 LENOX RD STE. 1700, ATLANTA, GA 30326

 

DANSKE MARKETS INC

280 PARK AVENUE, 35TH FLOOR, NEW YORK, NY 10017

 

DAROTH CAPITAL ADVISORS LLC

130 EAST 59TH ST., 12TH FLOOR, NEW YORK, NY 10022

 

DART EXECUTIONS, LLC

350 NORTH ORLEANS STREET, 2N, CHICAGO, IL 60654

 

DART, PAPESH & COMPANY, INCORPORATED

4572 S. HAGADORN ROAD, SUITE 2-C, EAST LANSING, MI 48823-5385

 

DARWOOD ASSOCIATES INCORPORATED

284 U.S. HIGHWAY 206, UNIT D3, HILLSBOROUGH, NJ 08844

 

DAUTRICH, SEILER FINANCIAL SERVICES, INC.

397 DOGWOOD LANE, NAZARETH, PA 18064

 

DAVENPORT & COMPANY LLC

ONE JAMES CENTER, 901 E. CARY STREET, RICHMOND, VA 23219

Mailing Address: P.O. BOX 85678, RICHMOND, VA 23285-5678

 

DAVID A. NOYES & COMPANY

209 SOUTH LA SALLE STREET, 12TH FLOOR, CHICAGO, IL 60604-1203

 

DAVID HARRIS & CO., INC.

222 MAMARONECK AVENUE, WHITE PLAINS, NY 10605

Mailing Address: P.O. BOX 668, WHITE PLAINS, NY 10602

 

DAVID LERNER ASSOCIATES, INC.

477 JERICHO TPKE, P.O.BOX 9006, SYOSSET, NY 11791-9006

 

DAVINCI CAPITAL MANAGEMENT INC.

801 CAMBRIDGE ST., CAMBRIDGE, MA 02141

Mailing Address: 801 CAMBRIDGE ST., CAMBRIDGE, MA 02141

 

DAVIS DISTRIBUTORS, LLC

3601 E. BRITANNIA DRIVE, TUCSON, AZ 85706

Mailing Address: 2949 EAST ELVIRA ROAD, SUITE 101, TUCSON, AZ 85756

 

DAVIS SECURITIES LLC

1375 BROADWAY, 10TH FLOOR, NEW YORK, NY 10018

 

DAVY SECURITIES

DAVY HOUSE, 49 DAWSON STREET, DUBLIN 2, D2 IRELAND

 

DAWNTREADER CAPITAL LLC

214 EAST 78TH STREET, NEW YORK, NY 10075

 

DAWSON JAMES SECURITIES, INC.

1 NORTH FEDERAL HIGHWAY, SUITE 500, BOCA RATON, FL 33432

 

DBA THE DELTA COMPANY

901 NE LOOP 410, SUITE 711, SAN ANTONIO, TX 78209

 

DBS VICKERS SECURITIES (USA) INC.

777 THIRD AVE, SUITE 26A, NEW YORK, NY 10017

Mailing Address: 777 THIRD AVENUE, SUITE 26A, NEW YORK, NY 10017

 

DCM BROKERS, LLC

626 W. JACKSON, SUITE 600, CHICAGO, IL 60661

Mailing Address: 626 W. JACKSON, SUITE 600, CHICAGO, IL 60661

 

DCMB SECURITIES LLC

1800 AUGUSTA, STE 107, HOUSTON, TX 77057

 

DE GUARDIOLA ADVISORS, INC.

1 NORTH CLEMATIS STREET, SUITE 307, WEST PALM BEACH, FL 33401

Mailing Address: 12 LAGOMAR ROAD, PALM BEACH, FL 10022

 

DE ROUTE

545 WASHINGTON BOULEVARD, JERSEY CITY, NJ 07310

 

DEALERWEB INC.

2200 PLAZA FIVE, HARBORSIDE FINANCIAL CENTER, JERSEY CITY, NJ 07311

 

DEAN BRADLEY OSBORNE PARTNERS LLC

ONE EMBARCADERO CENTER, STE 3700, SAN FRANCISCO, CA 94111

Mailing Address: ONE EMBARCADERO, STE 3700, SAN FRANCISCO, CA 94111

 

DEARBORN CAPITAL MARKETS GROUP, LLC

3065 EAST CORPORATE EDGE DRIVE, SUITE 101, GERMANTOWN, TN 38138

 

DECADE SECURITIES CORP.

13555 BISHOPS COURT, BROOKFIELD, WI 53005

 

DECOSIMO CORPORATE FINANCE, LLC

SUITE 902, TALLAN FINANCIAL CENTER, CHATTANOOGA, TN 37402

 

DEEP ATS, LLC

3225 SMOKY RIDGE ROAD, AUSTIN, TX 78730

 

DEER ISLE CAPITAL, LLC

THE FISK BUILDING, 250 WEST 57TH STREET, SUITE 620, NEW YORK, NY 10107

 

DEFCOM ADVISORS, LLC

6817 DELOACHE AVE., DALLAS, TX 75225

 

DEFILIPPO CAPITALE PARTNERS LLC

520 BROADWAY STE 350, SANTA MONICA, CA 90401

 

DELANEY EQUITY GROUP LLC

2401 PGA BLVD, SUITE 280-A, PALM BEACH GARDENS, FL 33410

 

DELAWARE DISTRIBUTORS, L.P.

2005 MARKET ST, 9TH FLOOR, PHILADELPHIA, PA 19103

Mailing Address: 2005 MARKET STREET, 9TH FLOOR, PHILADELPHIA, PA 19103

 

DELOITTE CORPORATE FINANCE LLC

200 RENAISSANCE CENTER - SUITE 3900, DETROIT, MI 48243-1900

 

DELPHX SERVICES CORPORATION

5 GREAT VALLEY PARKWAY, MALVERN, PA 19355

 

DELTA TRUST INVESTMENTS, INC.

11700 CANTRELL ROAD, LITTLE ROCK, AR 72212

Mailing Address: P O BOX 17607, LITTLE ROCK, AR 72222

 

DEMATTEO MONNESS LLC

780 THIRD AVENUE (45TH FLOOR), NEW YORK, NY 10017

 

DEMETER ADVISORY GROUP, LLC

220 HALLECK STREET, SUITE 110, SAN FRANCISCO, CA 94129

 

DEMPSEY FINANCIAL NETWORK, INC.

2951 PIEDMONT ROAD NE, SUITE 200, ATLANTA, GA 30305-2786

 

DEMPSEY LORD SMITH, LLC

901 N BROAD STREET, SUITE 400, ROME, GA 30161

 

DENNING & COMPANY LLC

ONE CALIFORNIA STREET, SUITE 2800, SAN FRANCISCO, CA 94111

 

DERMOTT W. CLANCY CORP.

C/O LAW OFFICE OF DONNA H. CLANCY, 40 WALL STREET, 30TH FLOOR, NEW YORK, NY 10005

 

DESILVA & PHILLIPS CORPORATE FINANCE LLC

475 PARK AVENUE SOUTH, NEW YORK, NY 10016

 

DESJARDINS SECURITIES INTERNATIONAL INC

1170 PEEL STREET, SUITE 300, MONTREAL, QUEBEC, H3B 0A9 CANADA

 

DESON & CO.

945 ENCORVADO STREET, LAS VEGAS, NV 89138

 

DESPAIN FINANCIAL CORPORATION

502 WEST MAIN STREET, COLLINSVILLE, IL 62234-3019

 

DESTINY CAPITAL SECURITIES CORPORATION

14142 DENVER WEST PARKWAY - SUITE 290, GOLDEN, CO 80401-3127

Mailing Address: 14142 DENVER WEST PARKWAY-SUITE 290, GOLDEN, CO 80401-3127

 

DESTRA CAPITAL INVESTMENTS LLC

901 WARRENVILLE ROAD, SUITE 15, LISLE, IL 60532

 

DETWILER FENTON & CO.

100 HIGH STREET, 28TH FLOOR, BOSTON, MA 02110

 

DETWILER FENTON WEALTH MANAGEMENT INC

100 HIGH STREET, STE 2800, BOSTON, MA 02110

Mailing Address: 100 HIGH STREET, BOSTON, MA 02110

 

DEUTSCHE BANK SECURITIES INC.

60 WALL STREET, NEW YORK, NY 10005

Mailing Address: 60 WALL STREET, NYC60-3712, NEW YORK, NY 10005

 

DEVELOPMENT CORPORATION FOR ISRAEL

575 LEXINGTON AVENUE, NEW YORK, NY 10022

 

DEVENIR, LLC

7701 FRANCE AVENUE S., SUITE 670, MINNEAPOLIS, MN 55435

 

DFA SECURITIES LLC

6300 BEE CAVE ROAD, AUSTIN, TX 78746

Mailing Address: 6300 BEE CAVE ROARD, AUSTIN, TX 78746

 

DFP EQUITIES, INC.

501 PENNSYLVANIA PARKWAY, SUITE 155, INDIANAPOLIS, IN 46280

Mailing Address: P.O. BOX 80154, INDIANAPOLIS, IN 46280

 

DFPG INVESTMENTS, INC.

406 W. SOUTH JORDAN PKWY, STE 240, SOUTH JORDAN, UT 84095

 

DH FREDERICK SECURITIES, INC.

5000 BIRCH ST., SUITE 3000; WEST TOWER, NEWPORT BEACH, CA 92660

 

DIAMANT INVESTMENT CORPORATION

170 MASON STREET, GREENWICH, CT 06830-6642

 

DILLON - GAGE SECURITIES, INC.

15301 DALLAS PKWY SUITE 200, ADDISON, TX 75001

Mailing Address: 15301 DALLAS PARKWAY SUITE 200, ADDISON, TX 75001

 

DINOSAUR SECURITIES, L.L.C.

470 PARK AVE SOUTH, 9TH FLOOR, NEW YORK, NY 10016

Mailing Address: 470 PARK AVENUE SOUTH, 9TH FLOOR, NEW YORK, NY 10016

 

DIRECT ACCESS PARTNERS LLC

DIRECT ACCESS PARTNERS, LLC, 40 WALL STREET, 42ND FLOOR, NEW YORK, NY 10005

Mailing Address: DIRECT ACCESS PARTNERS,LLC, 40 WALL STREET, 42ND FLOOR, NEW YORK, NY 10005

 

DIRECTED SERVICES LLC

ONE ORANGE WAY, ATTN. COMPLIANCE C2N, WINDSOR, CT 06095

 

DISCERN SECURITIES, INC.

100 PINE STREET, SUITE 1850, SAN FRANCISCO, CA 94111

 

DISCOUNT MUNICIPAL BOND CORP.

1901 FIRST AVE #217J, SAN DIEGO, CA 92101

 

DISCOVERY GROUP HOLDING COMPANY, LLC

191 NORTH WACKER DRIVE, STE 1685, CHICAGO, IL 60606

 

DITTO TRADE, INC.

200 W. MONROE, #1675, CHICAGO, IL 60606

 

DIVERSIFIED CAPITAL CORPORATION

2 BISCAYNE BOULEVARD, SUITE #1742, MIAMI, FL 33131

 

DIVERSIFIED INVESTORS SECURITIES CORP.

440 MAMARONECK AVENUE, HARRISON, NY 10528

 

DIVERSIFIED RESOURCES, LLC

70 JEFFERSON BLVD., WARWICK, RI 02888

 

DIVERSIFIED SECURITIES, INCORPORATED

6700 E. PACIFIC COAST HWY-150, LONG BEACH, CA 90803

Mailing Address: P. O. BOX 357, LONG BEACH, CA 90801

 

DIVIDEND CAPITAL SECURITIES, LLC

518 17TH STREET, 12TH FLOOR, DENVER, CO 80202

 

DIVINE CAPITAL MARKETS LLC

39 BROADWAY, 36TH FLOOR, NEW YORK, NY 10006

 

DLS CAPITAL PARTNERS, INC.

7700 GREENWAY TOWNHOUSE B1, DALLAS, TX 75209

 

DLX FINANCIAL GROUP, LLC

4143 TAMARACK DRIVE, MEDFORD, OR 97504-9299

 

DME SECURITIES, LLC

44 WALL STREET - 12TH FLOOR, NEW YORK, NY 10005

 

DMG SECURITIES, INC.

746 WALKER ROAD, SUITE 10, GREAT FALLS, VA 22066-2643

 

DNB MARKETS, INC.

200 PARK AVENUE, NEW YORK, NY 10166-0396

 

DOFT & CO., INC.

55 EAST 59TH STREET, 12TH FLOOR, NEW YORK, NY 10022

 

DOLE CAPITAL, LLC

1188 BISHOP STREET, SUITE 1901, HONOLULU, HI 96813

 

DOMESTIC FINANCIAL SERVICES, INC.

5220 HOLLYWOOD AVENUE, SHREVEPORT, LA 71109-7717

Mailing Address: 5220 HOLLYWOOD AVENUE, SHREVEPORT, LA 71109-7717

 

DOMINICK & DOMINICK LLC

150 EAST 52ND STREET, NEW YORK, NY 10022

Mailing Address: 150 EAST 52 STREET, 3RD FLOOR, NEW YORK CITY, NY 10022

 

DOMINION INVESTOR SERVICES, INC.

9000 HIGHWAY 2147 WEST, SUITE 201, HORSESHOE BAY, TX 78657

Mailing Address: P. O. BOX 4768, HORSESHOE BAY, TX 78657

 

DOMINION PARTNERS, L.C.

4801COX ROAD, STE 104, GLEN ALLEN, VA 23060

 

DON ALEXANDER INVESTMENTS, INC.

1301 WEST 22ND STREET - SUITE 713, OAK BROOK, IL 60523

Mailing Address: 1301 WEST 22ND STREET, SUITE 713, OAK BROOK, IL 60523

 

DONEGAL SECURITIES, INC.

20 WALNUT STREET, #12, WELLESLEY, MA 02481

 

DONNELLY PENMAN & PARTNERS

17160 KERCHEVAL AVENUE, GROSSE POINTE, MI 48230

 

DORIC CORPORATION

191 POST ROAD WEST, WESTPORT, CT 06880

 

DORN & CO., INC.

216 EAST WASHINGTON AVENUE, FERGUS FALLS, MN 56537-2812

 

DORSEY & COMPANY, INC.

511 GRAVIER STREET, NEW ORLEANS, LA 70130-2701

 

DOUBLE EAGLE SECURITIES OF AMERICA, INC.

6610 N. UNIVERSITY DRIVE, SUITE 250, TAMARAC, FL 33321

 

DOUGHERTY & COMPANY LLC

90 SOUTH SEVENTH ST-STE 4300, MINNEAPOLIS, MN 55402-4108

 

DOUGLAS & CO. MUNICIPALS, INC.

14 EAST 60TH ST., NEW YORK, NY 10022

 

DOUGLAS SCOTT SECURITIES, INC.

3820 AMERICAN DRIVE, SUITE 300, PLANO, TX 75075

 

DOWLING & PARTNERS SECURITIES LLC

190 FARMINGTON AVENUE, FARMINGTON, CT 06032

 

DOWNER & COMPANY

60 STATE STREET, 11TH FLOOR, BOSTON, MA 02109

 

DOWNSTATE SECURITIES GROUP, INC.

259 INDIAN ROCKS ROAD NO., BELLEAIR BLUFFS, FL 33770-1729

 

DOYLE, INC.

C/O MAC CONSULTING GROUP INC., 44 WALL STREET, 12TH FL., NEW YORK, NY 10005

 

DPEC CAPITAL, INC.

135 FIFTH AVE. 10TH FLOOR, NEW YORK, NY 10010

 

DRAGONFLY CAPITAL PARTNERS, LLC

1310 S. TRYON ST., SUITE 109, CHARLOTTE, NC 28203

 

DRESNER INVESTMENT SERVICES, INC.

20 NORTH CLARK STE- STE 3550, CHICAGO, IL 60602

Mailing Address: 20 NORTH CLARK ST- STE 3550, CHICAGO, IL 60602

 

DREXEL HAMILTON, LLC

2000 MARKET STREET, SUITE 780, PHILADELPHIA, PA 19103

 

DRIEHAUS SECURITIES LLC

25 EAST ERIE ST, CHICAGO, IL 60611-2703

 

DRJ CAPITAL ADVISORS, LLC

131A STONY CIRCLE, SUITE 500, SANTA ROSA, CA 95401

 

DRU STOCK, INC.

57 FOX LEDGE ROAD, KINNELON, NJ 07405

Mailing Address: 57 FOX LEDGE ROAD, KINNELON, NJ 07405

 

DSIL INVESTMENT SERVICES LLC

532 BROADWAY, 9TH FLOOR, NEW YORK, NY 10012-3939

 

DSRM BROKERAGE, LLC

2130 MAIN STREET, SUITE 210, HUNTINGTON BEACH, CA 92648

 

DST MARKET SERVICES, LLC

920 2ND AVE SOUTH SUITE 700, MINNEAPOLIS, MN 55402-4007

 

DT SECURITIES, LTD.

10061 RIVERSIDE DRIVE SUITE 874, TOLUCA LAKE, CA 91602

Mailing Address: 4647 ARCOLA AVE., TOLUCA LAKE, CA 91602

 

DU PASQUIER & CO., INC.

ONE BATTERY PARK PLAZA, NEW YORK, NY 10004

 

DUBEAU CAPITAL USA, INC.

405-5600, BOUL. DES GALERIES, QUEBEC CITY, QC G2K 2H6 CANADA

 

DUFF & PHELPS SECURITIES LLC

311 S. WACKER DRIVE, SUITE 4200, CHICAGO, IL 60606

 

DUNCAN-WILLIAMS, INC.

6750 POPLAR A VENUE - SUITE 300, MEMPHIS (SHELBY), TN 38138-7424

Mailing Address: 6750 POPLAR AVENUE - SUIITE 300, MEMPHIS (SHELBY), TN 38138-7424

 

DUNDEE SECURITIES INC.

1 ADELAIDE STREET EAST, SUITE 2100, TORONTO, M5C 2V9 CANADA

 

DUNES SECURITIES CORPORATION

6 QUEENS FOLLY ROAD, HILTON HEAD ISLAND, SC 29928

Mailing Address: P.O. BOX 21326, HILTON HEAD ISLAND, SC 29925

 

DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.

10251 VISTA SORRENTO PARKWAY, SUITE 200, SAN DIEGO, CA 92121

Mailing Address: P.O. BOX 910309, SAN DIEGO, CA 92191

 

DUNIYA TRADE, INC.

6301 OWENSMOUTH AVENUE, SUITE 750, WOODLAND HILLS, CA 91367

 

DUNN RUSH & CO. LLC

225 FRANKLIN STREET, 26TH FLOOR, BOSTON, MA 02110

 

DUPONT CAPITAL MANAGEMENT MARKETING CORPORATION

DELAWARE CORPORATE CENTER, ONE RIGHTER PARKWAY, SUITE 3200, WILMINGTON, DE 19803-1534

 

DUPREE & COMPANY, INC.

125 SOUTH MILL STREET, LEXINGTON, KY 40507-1683

Mailing Address: P. O. BOX 1149, LEXINGTON, KY 40588-1149

 

DUXBURY FINANCIAL LLC

310 COURT STREET, SUITE 102, PLYMOUTH, MA 02360

 

DVB CAPITAL MARKETS LLC

609 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10017

 

DWM FINANCE LLC

750 WASHINGTON BLVD, 5TH FLOOR, STAMFORD, CT 06901

 

DWS INVESTMENTS DISTRIBUTORS, INC

222 SOUTH RIVERSIDE PLAZA, CHICAGO, IL 60606-5808

Mailing Address: 60 WALL STREET, 23RD FLOOR, NEW YORK, NY 10005

 

DYNAMEX TRADING, LLC

2 RECTOR STREET, SUITE 1103, NEW YORK, NY 10006

 

DYNASTY CAPITAL PARTNERS, INC.

5445 DTC PARKWAY, SUITE 940, GREENWOOD VILLAGE, CO 80111

 

DZ FINANCIAL MARKETS LLC

609 FIFTH AVENUE, NEW YORK, NY 10017

Mailing Address: 609 FIFTH AVE, NEW YORK, NY 10017





# A B C D E F G H I J K L M N O P Q R S T U V W XYZ  

 

E D & F MAN CAPITAL MARKETS INC.

140 EAST 45TH STREET, 42ND FLOOR, NEW YORK, NY 10017

 

E&A ADVISORS, LLC

5960 FAIRVIEW ROAD, SUITE 400, CHARLOTTE, NC 28210

 

E&J SECURITIES CORP.

C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

 

E*TRADE CLEARING LLC

HARBORSIDE FINANCIAL CENTER, 34 EXCHANGE PLACE, PLAZA II - 4TH FLOOR, JERSEY CITY, NJ 07311

Mailing Address: 1271 AVENUE OF THE AMERICAS, 14TH FLOOR, NEW YORK, NY 10020

 

E*TRADE SECURITIES LLC

1271 AVENUE OF THE AMERICAS, 14TH FLOOR, NEW YORK, NY 10020

 

E-SPECTRUM ADVISORS LLC

5956 SHERRY LANE, SUITE 900, DALLAS, TX 75225

 

E-W INVESTMENTS, INC.

205 E. LAS TUNAS DRIVE, SAN GABRIEL, CA 91776

 

E. E. POWELL & COMPANY INC.

200 NORTHPOINTE CIRCLE, SUITE 304, SEVEN FIELDS, PA 16046

 

E. MAGNUS OPPENHEIM & CO. INC.

14 EAST 38TH STREET / 7TH FLOOR, NEW YORK, NY 10016-0005

 

E.J. DE LA ROSA & CO., INC.

10866 WILSHIRE BLVD., PENTHOUSE SUITE 1650, LOS ANGELES, CA 90024

 

E.K. WALLACE SECURITIES LLC

270 LAFAYETTE ST. SUITE 1204, NEW YORK, NY 10012

 

E.L.K. CAPITAL ADVISORS, LLC

1033 SKOKIE BOULEVARD, SUITE 430, NORTHBROOK, IL 60062

 

E.S. FINANCIAL SERVICES, INC.

1395 BRICKELL AVE, SUITE 490, MIAMI, FL 33131

Mailing Address: 1395 BRICKELL AVE 4TH FLOOR, MIAMI, FL 33131

 

E1 ASSET MANAGEMENT, INC.

44 WALL STREET, 9TH FLOOR, NEW YORK, NY 10005

 

EA MARKETS SECURITIES LLC

120 W 45TH ST., 30TH FLOOR, NEW YORK, NY 10036

 

EAGLE EQUITIES, INC.

400 CRAIN HIGHWAY S.W., GLEN BURNIE, MD 21061-3645

Mailing Address: 400 CRAIN HWY S.W., GLEN BURNIE, MD 21061

 

EAGLE FUND DISTRIBUTORS, INC.

880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716

 

EAGLE LEDGE CAPITAL, LLC

747 N. DARTMOUTH AVE., CLOVIS, CA 93611

 

EAGLE ONE INVESTMENTS, LLC

401 WESTVIEW COURT, WASHINGTON, IA 52353-0886

Mailing Address: P.O. BOX 886, WASHINGTON, IA 52353-0886

 

EARLYBIRDCAPITAL, INC.

ONE HUNTINGTON QUADRANGLE, SUITE 4C18, MELVILLE, NY 11747

 

EAST / WEST SECURITIES CORP.

100 PINE STREET # 500, SAN FRANCISCO, CA 94111

 

EAST SHORE PARTNERS, INC.

150 MOTOR PARKWAY, STE 202, HAUPPAUGE, NY 11788

 

EAST WIND SECURITIES, LLC

1010 AVENUE OF THE AMERICAS, SUITE 300, NEW YORK, NY 10018

 

EASTGATE SECURITIES, LLC

61 BROADWAY, SUITE 2825, NEW YORK, NY 10006

 

EASTON INVESTMENT SERVICES, LLC

320 E 90TH DRIVE, MERRILLVILLE, IN 46410-7188

 

EATON PARTNERS, LLC

131 ROWAYTON AVENUE, ROWAYTON, CT 06853

 

EATON VANCE DISTRIBUTORS, INC.

TWO INTERNATIONAL PLACE, BOSTON, MA 02110

 

EBH SECURITIES, INC.

6525 E. 82ND ST. SUITE 209, INDIANAPOLIS, IN 46250

Mailing Address: 6525 E. 82ND ST  SUITE 209, INDIANAPOLIS, IN 46250

 

ECA SECURITIES, LLC

15260 VENTURA BLVD., 20TH FLOOR, SHERMAN OAKS, CA 91403

 

ECHELON CAPITAL

1500 ROSECRANS AVENUE, SUITE 315, MANHATTAN BEACH, CA 90266

 

ECLYPSE SECURITIES LLC

3424 PEACHTREE ROAD NE, SUITE 1725, ATLANTA, GA 30326

 

ECM SECURITIES CORP.

4740 PEACH STREET, ERIE, PA 16509-2008

 

ECOBAN SECURITIES CORPORATION

521 FIFTH AVENUE SUITE 630, NEW YORK, NY 10175

 

ECONOMY SECURITIES, INCORPORATED

1301 MORTENSEN LANE, EVANSVILLE, IN 47715

 

EDELMAN & CO., LTD.

627 EAST BAY POINT ROAD, BAYSIDE, WI 53217

Mailing Address: 333 WEST BROWN DEER ROAD, MILWAUKEE, WI 53217

 

EDGE CORPORATE FINANCE, LLC

1380 W. PACES FERRY RD., SUITE 1000, ATLANTA, GA 30327

Mailing Address: 1380 W. PACES FERRY RD., SUITE 1000, ATLANTA, GA 30327

 

EDGELINE CAPITAL, LLC.

11726 SAN VICENTE BLVD., SUITE 610, LOS ANGELES, CA 90049

 

EDGEMONT CAPITAL PARTNERS, L.P.

570 LEXINGTON AVENUE, 29TH FLOOR, NEW YORK, NY 10022

 

EDGEPOINT CAPITAL ADVISORS LLC

3700 PARK EAST DRIVE SUITE 160, BEACHWOOD, OH 44122

Mailing Address: 3700 PARK EAST DRIVE, SUITE 160, BEACHWOOD, OH 44122

 

EDGEVIEW CAPITAL SECURITIES, LLC

201 S. COLLEGE STREET, SUITE 2400, CHARLOTTE, NC 28244

 

EDGEWATER CAPITAL, LLC

6 HUTTON CENTRE DRIVE, #860, SOUTH COAST METRO, CA 92707

 

EDGEWOOD SERVICES, INC.

FEDERATED INVESTORS TOWER, 1001 LIBERTY AVENUE, PITTSBURGH, PA 15222-3779

 

EDI FINANCIAL, INC.

12221 MERIT DRIVE, SUITE 1020, DALLAS, TX 75251-2207

 

EDWARD JONES

12555 MANCHESTER ROAD, ST. LOUIS, MO 63131-3729

 

EDWIN C. BLITZ INVESTMENTS, INC.

191 WAUKEGAN ROAD #101, NORTHFIELD, IL 60093

 

EFC FINANCIAL SERVICES, LLC

50 MILLSTONE RD., BLDG 400 STE 300, EAST WINDSOR, NJ 08520

Mailing Address: 50 MILLSTONE ROAD, BLDG 400 STE 300, EAST WINDSOR, NJ 08520

 

EFG CAPITAL INTERNATIONAL

701 BRICKELL AVE, 9TH FLOOR & SUITE 1350, MIAMI, FL 33131-2867

 

EHRENBERG CHESLER SECURITIES, INC

7373 BROADWAY, SUITE 108, SAN ANTONIO, TX 78209

Mailing Address: 223 JUSTIN ROAD, MURPHY, TX 75094

 

EIDE BAILLY SECURITIES, LLC

4310 17TH AVENUE S, FARGO, ND 58108-2545

Mailing Address: PO BOX 2545, FARGO, ND 58108-2545

 

EIGHT PINES SECURITIES LLC

77 W. WACKER DRIVE, SUITE 4000, CHICAGO, IL 60601-1842

 

EJ STERLING INC

39 BROADWAY, 1910, NEW YORK, NY 10006

 

EK RILEY INVESTMENTS, LLC

1420 5TH AVENUE SUITE 3300, SEATTLE, WA 98101

Mailing Address: 1420 5TH AVENUE SUITE 3300, SEATTLE, WA 98101

 

ELARA SECURITIES, INC.

477 MADISON AVE., SUITE 220, NEW YORK, NY 10022

 

ELECTRONIC BROKERAGE SYSTEMS, LLC

180 W. ADAMS ST., 6TH FLOOR, CHICAGO, IL 60603

Mailing Address: 180 W. ADAMS ST., 6TH FLOOR, 6TH FLOOR, LAKE ZURICH, IL 60603

 

ELECTRONIC TRANSACTION CLEARING, INC.

660 S. FIGUEROA STREET  SUITE 1450, LOS ANGELES, CA 90017

Mailing Address: 660 S. FIGUEROA STREET  SUITE 1450, LOS ANGELES, CA 90017

 

ELEVATION, LLC

214 N. TRYON STREET, SUITE 3010, CHARLOTTE, NC 28202

 

ELLIOTT DAVIS BROKERAGE SERVICES, LLC

124 VERDAE BLVD, SUITE 504, GREENVILLE, SC 29607

 

ELM CAPITAL USA LIMITED

136 SLOANE STREET, LONDON, SW1X 9AY UNITED KINGDOM

 

ELMCORE SECURITIES LLC

3900 PARADISE ROAD, SUITE 101, LAS VEGAS, NV 89169

 

ELTEKON SECURITIES, LLC

900 S. CAPITAL OF TEXAS HWY, SUITE 160, WEST LAKE HILLS, TX 78746

 

EM SECURITIES LLC

162 FIFTH AVENUE, 8TH FLOOR, NEW YORK, NY 10010

Mailing Address: 162 FIFTH AVENUE, NEW YORK, NY 10010

 

EMCOR SECURITIES INC.

400 MADISON AVENUE, SUITE 8A, NEW YORK, NY 10017

 

EMERALD POINT CAPITAL, LLC

420 LEXINGTON AVENUE, SUITE 1718, NEW YORK, NY 10170

 

EMERGENT FINANCIAL GROUP, INC.

3600 AMERICAN BOULEVARD W., SUITE 670, BLOOMINGTON, MN 55431

Mailing Address: 3600 AMERICAN BOULEVARD W., SUITE 670, BLOOMINGTON, MN 55431

 

EMERGING GROWTH EQUITIES, LTD.

1150 FIRST AVE, PARK VIEW TOWER, SUITE 600, KING OF PRUSSIA, PA 19406-2816

 

EMERGING MANAGER ADVISORS LLC

130 EAST 59TH STREET, 11TH FLOOR, ATT: PAUL ECKEL, NEW YORK, NY 10022-1302

 

EMERSON EQUITY LLC

155 BOVET ROAD, SUITE 725, SAN MATEO, CA 94402

Mailing Address: 155 BOVET ROAD, SUITE 725, SAN MATEO, CA 94402

 

EMG CAPITAL LLC

1450 BRICKELL AVE, SUITE 3090, MIAMI, FL 33131-2649

 

EMMET & CO, INC.

12 PEAPACK ROAD, FAR HILLS, NJ 07931

Mailing Address: P.O. BOX 160, FAR HILLS, NJ 07931

 

EMPIRE ASSET MANAGEMENT COMPANY

2 RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006

 

EMPIRE EXECUTIONS, INC.

C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

 

EMPIRE INVESTMENT INC.

136-20 38TH AVE., SUITE 9E, FLUSHING, NY 11354

 

EMPIRIC DISTRIBUTORS, INC.

6300 BRIDGEPOINT PARKWAY, BUILDING 2, SUITE 105, AUSTIN, TX 78730

Mailing Address: 6300 BRIDGEPOINT PARKWAY, BUILDING II, SUITE 105, AUSTIN, TX 78730

 

EMPIRICAL RESEARCH PARTNERS LLC

565 FIFTH AVENUE, 25TH FLOOR, NEW YORK, NY 10017

 

EMPLOYEE BENEFITS INVESTMENT GROUP, INC.

261 WEST CAUSEWAY APPROACH, MANDEVILLE, LA 70448

Mailing Address: P. O. BOX 1260, MANDEVILLE, LA 70470

 

ENCLAVE CAPITAL LLC

19 W 44TH STREET, SUITE 1700, NEW YORK, NY 10036

 

ENDEAVOR CAPITAL

30 BROAD STREET, 26TH FLOOR, NEW YORK, NY 10004

 

ENERECAP PARTNERS, LLC

1718 PEACHTREE STREET, NW, SUITE 900, ATLANTA, GA 30309

 

ENERGY CAPITAL SOLUTIONS LLC

2651 NORTH HARWOOD, SUITE 410, DALLAS, TX 75201

 

ENERGY HUNTER SECURITIES, INC.

777 POST OAK BLVD, SUITE 910, HOUSTON, TX 77056

 

ENERGYNET.COM, INC.

7201 I-40 WEST SUITE 319, AMARILLO, TX 79106

 

ENGLAND SECURITIES, LLC

888 17TH STREET, NW, SUITE 304, WASHINGTON, DC 20006

 

ENLACE MARKETS, INC.

115 BROADWAY SUITE 1303, NEW YORK, NY 10005

 

ENNIS KNUPP SECONDARY MARKET SERVICES, LLC

10 S. RIVERSIDE PLAZA, SUITE 1600, CHICAGO, IL 60606

 

ENSEMBLE FINANCIAL SERVICES, INC.

179 SULLY'S TRAIL, SUITE 200, PITTSFORD, NY 14534

Mailing Address: 179 SULLY'S TRAIL, SUITE 200, PITTSFORD, NY 14534-4599

 

ENSTREAM CAPITAL SECURITIES, LLC

100 CRESCENT COURT, STE. 700, DALLAS, TX 75201

 

ENTERPRISE EQUITIES, INC.

10227 WINCOPIN CIRCLE, SUITE 800, COLUMBIA, MD 21044

 

ENTRUST SECURITIES LLC

375 PARK AVENUE, 24TH FLOOR, NEW YORK, NY 10152

 

ENVOY SECURITIES, LLC

4194 ROYAL PINE DRIVE, COLORADO SPRINGS, CO 80920

 

EP SECURITIES, LLC

275 MADISON AVE, 40TH FLOOR, NEW YORK, NY 10016

 

EPOCH SECURITIES, INC.

132 TURNPIKE ROAD, SUITE 210, SOUTHBOROUGH, MA 01772

Mailing Address: 30 HUDSON STREET, 27TH FLOOR, JERSEY CITY, NJ 07302-4699

 

EQUABLE SECURITIES CORPORATION

330 NORTH 121ST STREET, MILWAUKEE, WI 53226-3895

 

EQUIBASE CAPITAL MARKETS, LLC

1200 NORTH ASHLAND AVENUE; SUITE 600, CHICAGO, IL 60622

 

EQUIBOND, INC.

1801 CENTURY PARK EAST, STE. 1470, LOS ANGELES, CA 90067

 

EQUIFINANCIAL LLC

1717 NORTH BAYSHORE DRIVE, SUITE 217, MIAMI, FL 33132

 

EQUILEND

17 STATE STREET, 9TH FLOOR, NEW YORK, NY 10004

 

EQUILIBRIUM CAPITAL SERVICES, LLC

1331 NW LOVEJOY ST., #850, PORTLAND, OR 97209

 

EQUINOX GROUP DISTRIBUTORS, LLC

47 HULFISH STREET, SUITE 510, PRINCETON, NJ 08542

 

EQUINOX SECURITIES, INC.

760 S. ROCHESTER AVE., SUITE E, ONTARIO, CA 91761

 

EQUITY INVESTMENT SERVICES, INC

3916 RIVENDALE COURT, ST. LOUIS, MO 63034

Mailing Address: P. O. BOX 28338, ST. LOUIS, MO 63146

 

EQUITY SERVICES, INC.

ONE NATIONAL LIFE DRIVE, MONTPELIER, VT 05604

 

EQUUS FINANCIAL CONSULTING LLC

78 PINE ST., SUITE 101, NEW CANAAN, CT 06840

 

ERNST & YOUNG CAPITAL ADVISORS, LLC

155 N. WACKER DRIVE, CHICAGO, IL 60606

 

ERNST & YOUNG CORPORATE FINANCE (CANADA) INC.

222 BAY STREET, ERNST & YOUNG TOWER, TORONTO, M5K 1J7 ONTARIO, CANADA

 

ERNST CAPITAL SECURITIES, LLC

101 S. REID STREET, SUITE 209, SIOUX FALLS, SD 57103

 

EROOM SECURITIES L.L.C.

440 S. LASALLE STREET, SUITE 2118, CHICAGO, IL 60605

 

ESL INVESTMENT SERVICES, LLC

225 CHESTNUT STREET, ROCHESTER, NY 14604-2424

 

ESPOSITO SECURITIES, LLC

300 CRESCENT COURT, SUITE 650, DALLAS, TX 75201

 

ESSEX FINANCIAL SERVICES, INC.

176 WESTBROOK ROAD, ESSEX, CT 06426

Mailing Address: P.O. BOX 999, ESSEX, CT 06426-0999

 

ESSEX NATIONAL SECURITIES, LLC

550 GATEWAY DRIVE, SUITE 210, NAPA, CA 94558

 

ESSEX RADEZ LLC

440 S. LASALLE #1111, CHICAGO, IL 60605-1028

 

ESSEX SECURITIES LLC

218 BOSTON STREET, SUITE 101, TOPSFIELD, MA 01983

 

ESTRADA HINOJOSA & COMPANY, INC.

1717 MAIN STREET LB 47, SUITE 4700, DALLAS, TX 75201-7361

Mailing Address: 1717 MAIN STREET LB 47, DALLAS, TX 75201-7361

 

ETC BROKERAGE SERVICES, LLC

225 BURNS ROAD, ELYRIA, OH 44035

 

EULAV SECURITIES LLC

7 TIMES SQUARE, 21ST FLOOR, NEW YORK, NY 10036

 

EUREKA CAPITAL MARKETS, LLC

23 CORPORATE PLAZA, SUITE 125, NEWPORT BEACH, CA 92660

 

EUREKACAP PARTNERS, INC.

673 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10022

 

EURO PACIFIC CAPITAL, INC.

88 POST ROAD WEST, 3RD FLOOR, WESTPORT, CT 06880

 

EURO-AMERICAN EQUITIES, INC.

4327 FOREST AVENUE S.E., MERCER ISLAND, WA 98040

Mailing Address: 4327 FOREST AVENUE S.E., MERCER ISLAND, WA 98040

 

EUROCONSULT CAPITAL, LLC

23 BERKELEY SQUARE, LONDON, W1J 6HE UNITED KINGDOM

Mailing Address: 767 THIRD AVENUE, 19TH FLOOR, NEW YORK, NY 10017

 

EVENTURELINK SECURITIES INC.

1522 W. MANCHESTER AVENUE, LOS ANGELES, CA 90047

 

EVERCORE GROUP L.L.C.

55 EAST 52ND STREET, 38TH FLOOR, NEW YORK, NY 10055

Mailing Address: 55 EAST 52ND STREET, 38TH FLOOR, NEW YORK, NY 10055

 

EVERENCE SECURITIES, INC.

1110 NORTH MAIN STREET, GOSHEN, IN 46528

Mailing Address: P.O. BOX 483, GOSHEN, IN 46527

 

EVERTRADE DIRECT BROKERAGE, INC.

8300 EAGER RD, SUITE 700, ST. LOUIS, MO 63144

 

EVOLUTION CAPITAL ADVISORS, LLC

1100 DEXTER AVENUE, SUITE #100, SEATTLE, WA 98109

 

EWING BEMISS & CO.

901 EAST BYRD STREET SUITE 1500, RICHMOND, VA 23219-4033

 

EXANE, INC.

640 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10019

 

EXCEL SECURITIES & ASSOCIATES, INC.

200 CANAL VIEW BLVD., STE. 204, ROCHESTER, NY 14623

 

EXECUTION ACCESS, LLC

ONE LIBERTY PLAZA, 51ST FLOOR, NEW YORK, NY 10006

 

EXECUTIVE SERVICES SECURITIES, LLC

3445 PEACHTREE ROAD NE, SUITE 200, ATLANTA, GA 30326-1156

 

EXEMPLAR CAPITAL, LLC

4 FANEUIL HALL MARKETPLACE, SOUTH BUILDING, 3RD FLOOR, SUITE 4005, BOSTON, MA 02109-6102

Mailing Address: 4 FANEUIL HALL MARKETPLACE, SOUTH BUILDING, 3RD FLOOR, SUITE 4005, BOSTON, MA 02109-6120

 

EXOTIX USA INC.

444 MADISON AVENUE, 36TH FLOOR, NEW YORK, NY 10022

 

EXTENSION ADVISORS, LLC

4015 HILLSBORO PIKE, SUITE 214, NASHVILLE, TN 37215

 

EZE CASTLE TRANSACTION SERVICES LLC

12 FARNSWORTH ST., 6TH FLOOR, BOSTON, MA 02210





# A B C D E F G H I J K L M N O P Q R S T U V W XYZ  

 

FACTSET DATA SYSTEMS, INC.

601 MERRITT 7, NORWALK, CT 06851

 

FAIRFAX SECURITIES CORPORATION

98 SAN JACINTO BLVD STE 2020, AUSTIN, TX 78701

Mailing Address: 1718 CROMWELL HL, AUSTIN, TX 78703

 

FAIRFIELD RESEARCH SECURITIES CORPORATION

65 LOCUST AVENUE, NEW CANAAN, CT 06840

Mailing Address: P.O. BOX 125, NEW CANAAN, CT 06840-0125

 

FAIRHOLME DISTRIBUTORS, LLC

899 CASSATT ROAD, 400 BERWYN PARK, BERWYN, PA 19312

 

FAIRMOUNT PARTNERS LP

100 FOUR FALLS CORPORATE CENTER, SUITE 660, WEST CONSHOHOCKEN, PA 19248

 

FAIRPORT CAPITAL, INC.

14358 N. FRANK LLOYD WRIGHT BLVD, SUITE B-14, SCOTTSDALE, AZ 85260

 

FAIRVIEW SECURITIES, INC.

8 PRISCILLA LANE, DARIEN, CT 06820

 

FALCON RESEARCH, INC.

1230 SOUTH MYRTLE AVE, SUITE 401, CLEARWATER, FL 33756

 

FALCON SQUARE CAPITAL, LLC

4000 WESTCHASE BLVD, SUITE 310, RALEIGH, NC 27607

 

FALCONBRIDGE CAPITAL MARKETS, LLC

301 SOUTH COLLEGE STREET, SUITE 3310, CHARLOTTE, NC 28202

 

FALKENBERG CAPITAL CORPORATION

600 SOUTH CHERRY ST., SUITE 1108, DENVER, CO 80246-1710

 

FALLBROOK CAPITAL SECURITIES CORP.

26610 AGOURA ROAD, SUITE 120, CALABASAS, CA 91302

 

FAMILY INVESTORS COMPANY

265 SOUTH AVENUE, FANWOOD, NJ 07023

Mailing Address: 265 SOUTH AVENUE, P. O. BOX 100, FANWOOD, NJ 07023

 

FAMILY MANAGEMENT SECURITIES, LLC

485 MADISON AVENUE- 19TH FLOOR, NEW YORK, NY 10022

Mailing Address: 485 MADISON AVE-19TH FLOOR, NEW YORK, NY 10022

 

FAP USA, L.P.

55 EAST 52ND STREET, 34TH FLOOR, PARK AVENUE PLAZA, NEW YORK, NY 10055

 

FAR HILLS GROUP, LLC.

1180 AVENUE OF THE AMERICAS 18TH FLOOR, NEW YORK, NY 10036

 

FARINA & ASSOCIATES, INC.

C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

 

FARMERS FINANCIAL SOLUTIONS, LLC

30801 AGOURA RD., BLDG 1, AGOURA HILLS, CA 91301-2054

 

FARRELL MARSH & CO.

191 HUGHES ROAD, KING OF PRUSSIA, PA 19406

 

FAS CORP.

4747 WEST 135TH STREET, SUITE 100, LEAWOOD, KS 66224

 

FATOR SECURITIES LLC

500 FIFTH AVE., SUITE 1520, NEW YORK, NY 10110

 

FAVER SECURITIES, LLC

112 DAISY FARMS DRIVE, NEW ROCHELLE, NY 10804

 

FB EQUITY SALES CORPORATION OF MICHIGAN

7373 W. SAGINAW HIGHWAY, LANSING, MI 48917

 

FBL MARKETING SERVICES, LLC

5400 UNIVERSITY AVENUE, WEST DES MOINES, IA 50266

 

FBN SECURITIES, INC.

120 BROADWAY, 10TH FLOOR, NEW YORK, NY 10271

 

FBR CAPITAL MARKETS & CO.

1001 19TH STREET NORTH, ARLINGTON, VA 22209

 

FBT INVESTMENTS, INC.

909 POYDRAS, SUITE 2250, NEW ORLEANS, LA 70112

Mailing Address: 909 POYDRAS ST, SUITE 2250, NEW ORLEANS, LA 70112

 

FCC INVESTMENTS, INC.

2829 WESTOWN PARKWAY, SUITE 100, WEST DES MOINES, IA 50266

 

FCG ADVISORS, LLC

ONE MAIN STREET #202, CHATHAM, NJ 07928

 

FCS SECURITIES

417 E 90TH ST STE 8C, NEW YORK, NY 10128-5175

 

FD CAPITAL ADVISORS BD, LLC

600 PEACHTREE STREET, NE, SUITE 1950, ATLANTA, GA 30308

 

FDX CAPITAL LLC

515 MADISON AVENUE, 24TH FLOOR, NEW YORK, NY 10022

 

FED MUTUAL FINANCIAL SERVICES, INC.

3750 W. DEERFIELD RD, RIVERWOODS, IL 60015-3541

Mailing Address: 3750 WEST DEERFIELD ROAD, RIVERWOODS, IL 60015-3541

 

FEDERATED SECURITIES CORP.

FEDERATED INVESTORS TOWER, 1001 LIBERTY AVENUE, PITTSBURGH, PA 15222-3779

 

FEDERATED SECURITIES, INC.

680 PARK AVENUE, HUNTINGTON, NY 11743

Mailing Address: P.O. BOX 2679, HUNTINGTON STATION, NY 11746-0531

 

FEF DISTRIBUTORS, LLC

1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105-4300

 

FELDMAN, INGARDONA & CO.

2001 BUTTERFIELD ROAD, SUITE 170, DOWNERS GROVE, IL 60515

 

FELDSTEIN FINANCIAL GROUP, LLC

45 SEMINARY AVENUE, CHESTER, NJ 07930

 

FELIX INVESTMENTS LLC

17 STATE STREET, 26TH FLOOR, NEW YORK, NY 10004

 

FELLS POINT RESEARCH LLC

600 WYNDHURST AVENUE, SUITE 300, BALTIMORE, MD 21210

 

FELTL & COMPANY

2100 LASALLE PLAZA, 800 LASALLE AVENUE, MINNEAPOLIS, MN 55402

 

FENIMORE SECURITIES, INC.

384 NORTH GRAND STREET-BOX 399, COBLESKILL, NY 12043

Mailing Address: 384 NORTH GRAND STREET - BOX 399, COBLESKILL, NY 12043

 

FENIX SECURITIES, LLC

14 WALL STREET, 20TH FLOOR, NEW YORK, NY 10005

 

FENNEBRESQUE & CO., LLC

550 SOUTH CALDWELL STREET, SUITE 755, CHARLOTTE, NC 28202

 

FENWICK SECURITIES, INC.

5217 LOVERS LANE, KALAMAZOO, MI 49002-1559

 

FERGHANA SECURITIES, INC.

420 LEXINGTON AVENUE- SUITE 2740, NEW YORK, NY 10170

Mailing Address: 420 LEXINGTON AVENUE - SUITE 2740, NEW YORK, NY 10170

 

FERGUSON & BREWER SECURITIES

7052 SKYWAY, PARADISE, CA 95969

 

FERRETTI GROUP, INC.

C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

 

FFC CAPITAL ADVISORS, LLC

400 POYDRAS STREET, SUITE 2430, NEW ORLEANS, LA 70130

 

FG ADVISORS, LLC

1 LITTLE WEST 12TH STREET, NEW YORK, NY 10014

 

FG CAPITAL LC

7701 FORSYTH BLVD., ST. LOUIS, MO 63105-1820

Mailing Address: 7701 FORSYTH BLVD., SUITE 750, ST. LOUIS, MO 63105-1820

 

FGC SECURITIES, LLC

12 DESBROSSES STREET, NEW YORK, NY 10013

 

FIDELITY BROKERAGE SERVICES LLC

900 SALEM STREET, SMITHFIELD, RI 02917

Mailing Address: ONE DESTINY WAY, MAIL ZONE:  WA1M, WESTLAKE, TX 76092

 

FIDELITY DISTRIBUTORS CORPORATION

100 SALEM STREET, SMITHFIELD, RI 02917

Mailing Address: ONE DESTINY WAY, MAIL ZONE WA1M, WESTLAKE, TX 76262

 

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.

500 SALEM STREET, SMITHFIELD, RI 02917

Mailing Address: ONE DESTINY WAY, MAIL ZONE WA1M, WESTLAKE, TX 76262

 

FIDUCIARY ADVISORS, LLC

1500 MARKET STREET, SUITE 3310E, PHILADELPHIA, PA 19102

 

FIDUS SECURITIES, LLC

121 WEST TRADE STREET, SUITE 1800, CHARLOTTE, NC 28202

 

FIELDPOINT PRIVATE SECURITIES, LLC

257 RIVERSIDE AVE., 1ST FLOOR, WESTPORT, CT 06880

 

FIELDSTONE SERVICES CORP.

1177 AVENUE OF THE AMERICAS, NEW YORK, NY 10036-2714

 

FIFTH THIRD SECURITIES, INC.

34 FOUNTAIN SQUARE PLAZA, MD 10AT42, CINCINNATI, OH 45202

Mailing Address: 38 FOUNTAIN SQUARE PLAZA, MD 10AT42, CINCINNATI, OH 45263

 

FIG PARTNERS, LLC

1175 PEACHTREE ST NE, SUITE 2250, ATLANTA, GA 30361

 

FIMCO SECURITIES GROUP, INC.

10624 N PORT WASHINGTON RD - SUITE 206, MEQUON, WI 53092

 

FIMERIS INC.

1515 BROADWAY, 12TH FLOOR, NEW YORK, NY 10036

 

FINANCE 500, INC.

19762 MACARTHUR BLVD. #200, IRVINE, CA 92612

Mailing Address: 19762 MACARTHUR BLVD, SUITE 200, IRVINE, CA 92612

 

FINANCIAL ADVISERS OF AMERICA, LLC

1930 PALOMAR POINT WAY, SUITE 104, CARLSBAD, CA 92008

 

FINANCIAL AMERICA SECURITIES, INC.

1325 CARNEGIE AVE, CLEVELAND, OH 44115

 

FINANCIAL GOAL SECURITIES, INC.

35-900 BOB HOPE DRIVE, SUITE 202, RANCHO MIRAGE, CA 92270

 

FINANCIAL NORTHEASTERN SECURITIES, INC.

100 PASSAIC AVENUE, FAIRFIELD, NJ 07004

 

FINANCIAL PARADIGMS, INC.

4900 WOODWAY, SUITE 550, HOUSTON, TX 77056

 

FINANCIAL PLANNING CONSULTANTS, INC.

14500 S. OUTER 40 ROAD SUITE 201, CHESTERFIELD, MO 63017-5736

 

FINANCIAL PRODUCTS, LLC

1140 BROADWAY, SUITE 1606, NEW YORK, NY 10001

 

FINANCIAL SCIENCES, INC.

21 MILK STREET, 2ND FL, BOSTON, MA 02109

 

FINANCIAL SECURITY MANAGEMENT, INCORPORATED

575 LYNNHAVEN PARKWAY, SUITE 310, VIRGINIA BEACH, VA 23452

 

FINANCIAL SERVICES OF NEW ENGLAND

108 FOWLER RD., ORRINGON, ME 04474-9629

Mailing Address: 108 FOWLER RD., ORRINGTON, ME 04474-9629

 

FINANCIAL STRATEGIES FP, LLC

515 PROVIDENCE HIGHWAY, SUITE 103, DEDHAM, MA 02026

 

FINANCIAL TELESIS INC

4340 REDWOOD HIGHWAY, SUITE B60, SAN RAFAEL, CA 94903

 

FINANCIAL WEST GROUP

4510 E. THOUSAND OAKS BLVD., WESTLAKE VILLAGE, CA 91362

Mailing Address: P.O. BOX 5123, THOUSAND OAKS, CA 91359-5123

 

FINANCORP GROUP INTERNATIONAL CORPORATION

10 E. 53 STREET, 25TH FLOOR, NEW YORK, NY 10022

 

FINANTIA USA LTD

950 THIRD AVENUE, 28TH FLOOR, NEW YORK, NY 10022

 

FINPRO CAPITAL ADVISORS, INC.

20 CHURCH STREET, LIBERTY CORNER, NJ 07938

Mailing Address: P O BOX 323, LIBERTY CORNER, NJ 07938

 

FINSEC, LLC

600 MADISON AVE., 2ND. FLOORF, NEW YORK, NY 10022

Mailing Address: 600 MADISON AVE., 2ND. FLOOR, NEW YORK, NY 10022

 

FINTECH SECURITIES

1530 DUNWOODY VILLAGE PARKWAY, SUITE 108, ATLANTA, GA 30338

 

FINTEGRA, LLC

6120 EARLE BROWN DRIVE, SUITE 550, MINNEAPOLIS, MN 55430

 

FIRST ALLIED SECURITIES, INC.

655 WEST BROADWAY 12TH FLOOR, SAN DIEGO, CA 92101

Mailing Address: P.O. BOX 85549, SAN DIEGO, CA 92186-5549

 

FIRST AMERICAN CAPITAL AND TRADING CORPORATION

2600 NORTH MILITARY TRAIL, SUITE 290, BOCA RATON, FL 33431

 

FIRST AMERICAN MUNICIPALS, INC.

606 CORPORATE DRIVE, LANGHORNE, PA 19047-8013

 

FIRST AMERICAN SECURITIES, INC.

1624 HARMON PLACE, SUITE 218, MINNEAPOLIS, MN 55403

 

FIRST ANALYSIS SECURITIES CORPORATION

ONE SOUTH WACKER DRIVE, SUITE 3900, CHICAGO, IL 60606

 

FIRST ASSET FINANCIAL INC.

110 EAST IRON AVE, SALINA, KS 67401

Mailing Address: P.O. BOX 1364, SALINA, KS 67402-1364

 

FIRST BALLANTYNE, LLC

13950 BALLANTYNE CORPORATE PLACE, SUITE 185, CHARLOTTE, NC 28277-2747

 

FIRST BANK PUERTO RICO SECURITIES, CORP.

1519 PONCE DE LEON AVENUE, STOP 23, 2ND FLOOR, SAN JUAN, PR 00908

Mailing Address: P.O. BOX 9146, SAN JUAN, PR 00908-0146

 

FIRST BANKERS' BANC SECURITIES, INC

1714 DEER TRACKS TRAIL, SUITE 110, ST. LOUIS, MO 63131

 

FIRST BERMUDA SECURITIES LTD.

MAXWELL R ROBERTS BUILDING 1 CHURCH STREET, HAMILTON, HM 11 BERMUDA

Mailing Address: MAXWELL R. ROBERTS BUILDING 1 CHURCH STREET, HAMILTON, HM 11 BERMUDA

 

FIRST BEVERAGE ADVISORS, LLC

1301 AVE. OF THE AMERICAS, 41 ST FLOOR, NEW YORK, NY 10019

 

FIRST BROKERAGE AMERICA, L.L.C.

135 N MERAMEC, CLAYTON, MO 63105

Mailing Address: 135 N. MERAMEC, CLAYTON, MO 63105

 

FIRST BROKERS SECURITIES LLC

HARBORSIDE FINANCIAL CENTER, PLAZA FIVE, SUITE 1500, JERSEY CITY, NJ 07311

 

FIRST CANTERBURY SECURITIES, INC.

12989 JUPITER ROAD, SUITE 203, DALLAS, TX 75238-3212

 

FIRST CAPITAL EQUITIES,LTD.

175 GREAT NECK ROAD, SUITE 250, GREAT NECK, NY 11021

 

FIRST CHICAGO ADVISORS, INC.

200 W. MADISON, SUITE 2650, CHICAGO, IL 60606

Mailing Address: 32 OTIS ROAD, BARRINGTON, IL 60010

 

FIRST CITIZENS FINANCIAL PLUS, INC.

2017 ST. JOHN AVE. SUITE A, DYERSBURG, TN 38024

Mailing Address: PO BOX 370, DYERSBURG, TN 38025-0370

 

FIRST CITIZENS INVESTOR SERVICES, INC.

4300 SIX FORKS ROAD, RALEIGH, NC 27609

Mailing Address: P.O. BOX 27131, RALEIGH, NC 27611-7131

 

FIRST CITIZENS SECURITIES CORPORATION

1230 MAIN STREET, COLUMBIA, SC 29201

 

FIRST CLEARING, LLC

ONE NORTH JEFFERSON AVENUE, MAIL CODE:  H0004-095, ST. LOUIS, MO 63103

 

FIRST COMMAND FINANCIAL PLANNING, INC.

1 FIRSTCOMM PLAZA, FORT WORTH, TX 76109

Mailing Address: P.O. BOX 2387, FORT WORTH, TX 76113

 

FIRST COMMONWEALTH SECURITIES CORPORATION

1650 JONESBORO ROAD, ATLANTA, GA 30315

 

FIRST DALLAS SECURITIES INCORPORATED

2905 MAPLE AVENUE, DALLAS, TX 75201

 

FIRST DOMINION CAPITAL CORP.

8730 STONY POINT PARKWAY, BUILDING III, SUITE 205, RICHMOND, VA 23235

Mailing Address: 8730 STONY POINT PARKWAY, SUITE 205, RICHMOND, VA 23235

 

FIRST EMPIRE SECURITIES, INC.

100 MOTOR PARKWAY, HAUPPAUGE, NY 11788

Mailing Address: 100 MOTOR PARKWAY, SECOND FLOOR, HAUPPAUGE, NY 11788

 

FIRST EQUITY CAPITAL SECURITIES, INC.

2 OAKLAWN RD, SHORT HILLS, NJ 07078

 

FIRST FINANCIAL EQUITY CORPORATION

7373 N. SCOTTSDALE ROAD, STE D120, SCOTTSDALE, AZ 85253

 

FIRST FINANCIAL SECURITIES OF AMERICA, INC.

11811 NORTH FREEWAY, STE. 900, HOUSTON, TX 77060

Mailing Address: PO BOX 670329, HOUSTON, TX 77267-0329

 

FIRST FLORIDA SECURITIES, INC.

11660 NIGHT HERON DRIVE, NAPLES, FL 34119

 

FIRST GEORGETOWN SECURITIES, INC.

1700 DIAGONAL RD., # 200, ALEXANDRIA, VA 22314

 

FIRST HEARTLAND CAPITAL, INC.

1839 LAKE ST. LOUIS BLVD., LAKE ST. LOUIS, MO 63367

Mailing Address: 1839 LAKE ST. LOUIS BLVD, LAKE ST. LOUIS, MO 63367

 

FIRST HONOLULU SECURITIES, INC.

900 FORT STREET, STE. 950, HONOLULU, HI 96813-3710

Mailing Address: 900 FORT STREET, SUITE 950, HONOLULU, HI 96813-3710

 

FIRST ILLINOIS SECURITIES INC.

22 HERITAGE DRIVE #105, BOURBONNAIS, IL 60914-2501

Mailing Address: PO BOX 777, BOURBONNAIS, IL 60914-0777

 

FIRST INDEPENDENT FINANCIAL SERVICES, INC.

6660 SHERIDAN RD., SUITE 260, TULSA, OK 74133-1766

Mailing Address: 6660 SHERIDAN RD., SUITE 260, TULSA, OK 74133-1766

 

FIRST INTEGRITY CAPITAL PARTNERS CORP.

330 CLEMATIS STREET, #210, WEST PALM BEACH, FL 33401

 

FIRST INVESTORS CORPORATION

55 BROADWAY, 4TH FLOOR, NEW YORK, NY 10006

 

FIRST KENTUCKY SECURITIES CORPORATION

305 ANN STREET, STE 400, FRANKFORT, KY 40601

Mailing Address: P.O. BOX 554, FRANKFORT, KY 40602-0554

 

FIRST LIBERTIES FINANCIAL

369 LEXINGTON AVENUE, SUITE 311, NEW YORK, NY 10017

 

FIRST LONDON SECURITIES CORPORATION

2603 FAIRMOUNT ST, DALLAS, TX 75201

 

FIRST MAN INVESTMENT SECURITIES CORP.

580 WHITE PLAINS ROAD, TARRYTOWN, NY 10591

 

FIRST MANHATTAN CO

399 PARK AVENUE, NEW YORK, NY 10022

 

FIRST MIDSTATE INCORPORATED

306 N. MAIN STREET, BLOOMINGTON, IL 61701

Mailing Address: P.O. BOX 3367, BLOOMINGTON, IL 61702-3367

 

FIRST MIDWEST SECURITIES, INC.

207 W. JEFFERSON STREET, SUITE 102, BLOOMINGTON, IL 61701

 

FIRST MUTUAL PLANNING CORP.

7370 SO. ORIOLE BOULEVARD, SUITE 601C, DELRAY BEACH, FL 33446

 

FIRST NATIONAL CAPITAL MARKETS

1620 DODGE STREET, 10TH FLOOR, MAIL STOP 1104, OMAHA, NE 68197

 

FIRST NEW YORK SECURITIES L.L.C.

90 PARK AVENUE, 5TH FLOOR, NEW YORK, NY 10016

 

FIRST PUBLIC, LLC

12007 RESEARCH BLVD, AUSTIN, TX 78759

 

FIRST REPUBLIC SECURITIES COMPANY, LLC

111 PINE STREET, 7TH FLOOR, SAN FRANCISCO, CA 94111

Mailing Address: 111 PINE STREET, SAN FRANCISCO, CA 94111

 

FIRST RESEARCH FINANCIAL

4315 BRIARGROVE LANE, DALLAS, TX 75287

 

FIRST SAVINGS SECURITIES, INC.

2 WALNUT STREET, DANVILLE, PA 17821

 

FIRST SECURITIES NORTHWEST, INC.

18824 SE MILDRED ST, MILWAUKIE, OR 97267

 

FIRST SOUTH CAROLINA SECURITIES, INC.

6300 ST. ANDREWS ROAD, SUITE B, COLUMBIA, SC 29212

Mailing Address: P.O. BOX 21969, COLUMBIA, SC 29221

 

FIRST SOUTHEAST INVESTOR SERVICES, INC.

2430 MALL DRIVE, SUITE 200, CHARLESTON, SC 29406

Mailing Address: 2440 MALL DRIVE, CHARLESTON, SC 29406

 

FIRST SOUTHERN SECURITIES, LLC.

1720 WINDWARD CONCOURSE, SUITE 115, ALPHARETTA, GA 30005

 

FIRST SOUTHWEST COMPANY

325 N. ST. PAUL ST., SUITE 800, DALLAS, TX 75201-4652

 

FIRST STATE FINANCIAL MANAGEMENT, INC.

225 EAST COLUMBIA, FARMINGTON, MO 63640

 

FIRST STATE SECURITIES, INC.

7136 S. YALE #300, TULSA, OK 74136-6315

 

FIRST TENNESSEE BROKERAGE, INC.

165 MADISON AVENUE, 14TH FLOOR, MEMPHIS, TN 38103

 

FIRST TRUST PORTFOLIOS L.P.

120 E. LIBERTY DRIVE, SUITE 400, WHEATON, IL 60187

 

FIRST TRYON SECURITIES, LLC

1355 GREENWOOD CLIFF, SUITE 401, CHARLOTTE, NC 28204

 

FIRST WASHINGTON CORPORATION

601 UNION ST - SUITE 3701, SEATTLE, WA 98101

 

FIRST WESTERN ADVISORS

6440 S MILLROCK DR, STE 150, HOLLADAY, UT 84121

Mailing Address: 6440 S MILLROCK DR, STE 150, HOLLADAY, UT 84121

 

FIRST WESTERN SECURITIES, INC.

669 AIRPORT FREEWAY #409, HURST, TX 76053

 

FIRST WILSHIRE SECURITIES, INC.

1214 EAST GREEN STREET, SUITE 104, PASADENA, CA 91106-3171

 

FIRST WINSTON SECURITIES, INC.

121-E REYNOLDA VILLAGE, WINSTON-SALEM, NC 27106

 

FIRSTENERGY CAPITAL (USA) CORP.

1100, 311-6TH AVENUE S.W., CALGARY, CALGARY, AB, T2P 3H2 CANADA

Mailing Address: 1100-311-6TH AVENUE S.W., CALGARY, T2P 3H2 CANADA

 

FIRSTMERIT FINANCIAL SERVICES, INC

3 CASCADE PLAZA, AKRON, OH 44308

 

FIRSTRADE SECURITIES INC.

133-25 37TH AVENUE, FLUSHING, NY 11354

 

FITZGIBBON TOIGO & CO. LLC

412 PARK STREET, UPPER MONTCLAIR, NJ 07043

 

FIVE MILE CAPITAL SECURITIES LLC

THREE STAMFORD PLAZA, 301 TRESSER BOULVARD, 12TH FLOOR, STAMFORD, CT 06901

 

FIVE PRIME ADVISORS, LLC

1540 BROADWAY, SUITE 1010, NEW YORK, NY 10036

Mailing Address: 790 RIVERSIDE DRIVE 6A, NEW YORK, NY 10032

 

FIVE STAR INVESTMENT SERVICES, INC.

55 N. MAIN STREET, WARSAW, NY 14569

 

FIXCENTER, LLC

2156 42ND STREET, ASTORIA, NY 11105

Mailing Address: 40 WALL STREET, 28TH FLOOR, NEW YORK, NY 10005

 

FIXED INCOME CAPITAL PARTNERS, LLC

221 W FRONT ST, WHEATON, IL 60187

 

FLEXTRADE LLC

111 GREAT NECK ROAD, GREAT NECK, NY 11021

Mailing Address: 111 GREAT NECK ROAD, SUITE 314, GREAT NECK, NY 11021

 

FLI INVESTORS, LLC

1 JERICHO PLAZA - SUITE 201, JERICHO, NY 11753-1673

Mailing Address: 1 JERICHO PLAZA - SUITE 201, JERICHO, NY 11753-1673

 

FLORIDA ATLANTIC SECURITIES CORP.

9130 SOUTH DADELAND BLVD., SUITE 1628, MIAMI, FL 33156

Mailing Address: 9130 SOUTH HIGHDADELAND BLVD, UITE 1628, MIAMI, FL 33156

 

FLORIDA INVESTMENT ADVISORS

601 BAYSHORE BLVD., SUITE 960, TAMPA, FL 33606

 

FMG DISTRIBUTORS, INC.

501 MERRITT 7, PENTHOUSE, NORWALK, CT 06851

Mailing Address: 501 MERRITT 7., PENTHOUSE, NORWALK, CT 06851

 

FMI CAPITAL ADVISORS, INC.

210 UNIVERSITY BLVD., SUITE 800, DENVER, CO 80206

 

FMN CAPITAL CORPORATION

26041 ACERO, MISSION VIEJO, CA 92691

 

FMSBONDS, INC.

4775 TECHNOLOGY WAY, BOCA RATON, FL 33431

 

FMV CAPITAL MARKETS, LLC

3333 MICHELSON DR.# 900, IRVINE, CA 92612

 

FNBB CAPITAL MARKETS, LLC

600 UNIVERSITY PARK PLACE, SUITE 380, BIRMINGHAM, AL 35209

 

FOCALPOINT SECURITIES, LLC

11150 SANTA MONICA BLVD, SUITE 1550, LOS ANGELES, CA 90025

 

FOCUS SECURITIES LLC

3353 PEACHTREE ROAD, NE, SUITE 1160, ATLANTA, GA 30326

 

FOGEL NEALE SECURITIES, LLC

90 BROAD STREET, SUITE 2202, NEW YORK, NY 10004

 

FOLGER NOLAN FLEMING DOUGLAS INCORPORATED

725 15TH STREET N.W., WASHINGTON, DC 20005-2109

 

FOLIOFN INVESTMENTS, INC.

8180 GREENSBORO DR, 8TH FLOOR, MCLEAN, VA 22102

 

FONDSFINANS INC.

950 THIRD AVENUE, SUITE 1902, NEW YORK, NY 10022

 

FOOTHILL SECURITIES, INC.

150 E. DANA STREET, MOUNTAIN VIEW, CA 94041

 

FORBES PRIVATE CAPITAL GROUP

142 WEST 57TH STREET, 12TH FLOOR, NEW YORK, NY 10019

 

FORDHAM FINANCIAL MANAGEMENT, INC.

17 BATTERY PLACE, SOUTH, SUITE 643, NEW YORK, NY 10004

Mailing Address: 17 BATTERY PLACE, SOUTH, SUITE 643, NEW YORK, NY 10004

 

FOREFRONT CAPITAL MARKETS LLC

590 MADISON AVE., 34TH FLOOR, NEW YORK, NY 10022

 

FORESIDE DISTRIBUTION SERVICES, L.P.

THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101

Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

 

FORESIDE FUND SERVICES, LLC

THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101

Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

 

FORESIDE FUNDS DISTRIBUTORS LLC

899 CASSATT ROAD, 400 BERWYN PARK, BERWYN, PA 19312

 

FORESIDE INVESTMENT SERVICES, LLC

THREE CANAL PLAZA, THIRD FLOOR, PORTLAND, ME 04101

Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

 

FORESIGHT INVESTMENTS, LLC

450 SKOKIE BLVD, SUITE 507, NORTHBROOK, IL 60062

 

FOREST SECURITIES,INC.

105 WEST ADAMS STREET, #3700, CHICAGO, IL 60603

 

FORESTERS EQUITY SERVICES, INC.

6640 LUSK BLVD, SUITE A202, SAN DIEGO, CA 92121

 

FORETHOUGHT DISTRIBUTORS, LLC

SUITE 310, 899 CASSATT RD, 400 BERWYN PARK, BERWYN, PA 19312

 

FOROS SECURITIES LLC

461 FIFTH AVENUE, 17TH FLOOR, NEW YORK, NY 10017

 

FORSYTH SECURITIES, INC.

910 S. KIRKWOOD RD, SUITE 190, KIRKWOOD, MO 63122

 

FORTREND SECURITIES, INC.

LEVEL 41, 55 COLLINS STREET, MELBOURNE, 3000 AUSTRALIA

 

FORTRESS CAPITAL FORMATION LLC

1345 AVENUE OF THE AMERICAS, 47TH FL., NEW YORK, NY 10105

 

FORTRESS GROUP, INC.

3379 PEACHTREE ROAD N.E.-SUITE 272, ATLANTA, GA 30326-1020

 

FORTUNE FINANCIAL SERVICES, INC.

1010 3RD AVENUE, NEW BRIGHTON, PA 15066-2012

Mailing Address: P.O. BOX 296, NEW BRIGHTON, PA 15066-0296

 

FORTUNE SECURITIES, INC.

388 E. VALLEY BLVD., SUITE 208, ALHAMBRA, CA 91801

 

FORUM CAPITAL SECURITIES LLC

140 EAST 45TH STREET, 40TH FLOOR, NEW YORK, NY 10017

 

FORWARD SECURITIES, LLC

101 CALIFORNIA STREET, SUITE 1600, SAN FRANCISCO, CA 94111

 

FOUNDERS FINANCIAL SECURITIES LLC

1020 CROMWELL BRIDGE ROAD, TOWSON, MD 21286

 

FOUR POINTS CAPITAL PARTNERS LLC

232 MADISON AVENUE, SUITE 1001, NEW YORK, NY 10016

Mailing Address: 232 MADISON AVENUE, SUITE 1001, NEW YORK, NY 10016

 

FOURBRIDGES CAPITAL ADVISORS, LLC

1300 BROAD STREET, SUITE 201, CHATTANOOGA, TN 37402

 

FOURTH STREET FINANCIAL GROUP, INC.

2245 GILBERT AVENUE, SUITE 100, CINCINNATI, OH 45206

 

FOX CHASE CAPITAL PARTNERS, LLC

5 LEE ST, PORT READING, NJ 07064

 

FOX FINANCIAL MANAGEMENT CORPORATION

2129 NORTH JOSEY LANE, CARROLLTON, TX 75006

 

FPCM SECURITIES, LLC

140 BROADWAY, 21ST FLOOR, NEW YORK, NY 10005

Mailing Address: 140 BROADWAY, 21ST FLOOR, NEW YORK, NY 10005

 

FRANK CRYSTAL CAPITAL, INC.

FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY 10005-3504

 

FRANKLIN STREET SECURITIES, INC.

1450 RALEIGH ROAD, SUITE 300, CHAPEL HILL, NC 27517

Mailing Address: 1450 RALEIGH RD, SUITE 300, CHAPEL HILL, NC 27517

 

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.

ONE FRANKLIN PARKWAY, SAN MATEO, CA 94403

 

FRANKLIN/TEMPLETON DISTRIBUTORS, INC.

ONE FRANKLIN PARKWAY, SAN MATEO, CA 94403-1906

 

FRED ALGER & COMPANY, INCORPORATED

360 PARK AVENUE SOUTH, NEW YORK, NY 10010

 

FREDERICK & COMPANY, INC.

N27W23953 PAUL ROAD, SUITE 202, PEWAUKEE, WI 53072

 

FREDERICKS MICHAEL SECURITIES, INC.

430 PARK AVENUE, 8TH FLOOR, NEW YORK, NY 10022

 

FREEDOM INVESTMENTS, INC.

375 RARITAN CENTER PARKWAY, EDISON, NJ 08837

 

FREEDOM INVESTORS CORP.

333 BISHOPS WAY, STE 122, BROOKFIELD, WI 53005

 

FREEMAN & CO. SECURITIES LLC

645 FIFTH AVENUE, 9TH FLOOR, NEW YORK, NY 10022

 

FREESTONE SECURITIES, LLC

1918 EIGHTH AVENUE, SUITE 3400, SEATTLE, WA 98101

 

FREIMARK BLAIR & COMPANY, INC.

ONE PARK WAY, 3RD FLOOR, UPPER SADDLE RIVER, NJ 07458

Mailing Address: ONE RICE BLUFF ROAD, PAWLEY'S ISLAND, SC 29585

 

FRIEDMAN, LUZZATTO & CO.

14755 PRESTON RD. STE 515, DALLAS, TX 75254

Mailing Address: 14755 PRESTON RD. STE 515, DALLAS, TX 75254

 

FRONTEGRA STRATEGIES, LLC

400 SKOKIE BOULEVARD, SUITE 500, NORTHBROOK, IL 60062

 

FRONTIER SOLUTIONS, LLC

4200 NORTHSIDE PARKWAY, BUILDING 11, SUITE 200, ATLANTA, GA 30327

 

FROST BROKERAGE SERVICES, INC.

100 W. HOUSTON STREET, SAN ANTONIO, TX 78205

Mailing Address: P.O. BOX 2538, SAN ANTONIO, TX 78299

 

FROST SECURITIES, INC.

2727 N. HARWOOD STE. 1000, DALLAS, TX 75201-1515

 

FS2 CAPITAL PARTNERS, LLC

2929 ARCH STREET, SUITE 675, CIRA CENTRE, PHILADELPHIA, PA 19104

 

FSB WARNER FINANCIAL, INC.

1001 PEOPLES SQUARE, WATERLOO, IA 50702

 

FSC SECURITIES CORPORATION

2300 WINDY RIDGE PKWY, SUITE 1100, ATLANTA, GA 30339

 

FSIC

701 - FIFTH AVENUE, SUITE 6870, SEATTLE, WA 98104

 

FSP INVESTMENTS LLC

401 EDGEWATER PLACE, SUITE 200, WAKEFIELD, MA 01880

 

FT GLOBAL CAPITAL, INC.

1200 ABERNATHY ROAD, BLDG 600, SUITE 1700, ATLANTA, GA 30328

 

FTI CAPITAL ADVISORS, LLC

1101 K STREET NW, 9TH FLOOR, WASHINGTON, DC 20005

Mailing Address: 8251 GREENSBORO DRIVE, 4TH FLOOR, TYSONS CORNER, VA 22102

 

FTN FINANCIAL SECURITIES CORP

845 CROSSOVER LANE STE 150, MEMPHIS, TN 38117

Mailing Address: 845 CROSSOVER LANE, SUITE 150, MEMPHIS, TN 38117

 

FTP SECURITIES LLC

601 CALIFORNIA STREET, 22ND FLOOR, SAN FRANCISCO, CA 94108

 

FULCRUM CAPITAL MARKETS LLC

111 CONGRESS AVENUE, SUITE 2550, AUSTIN, TX 78704

 

FULCRUM SECURITIES, LLC

11975 WESTLINE INDUSTRIAL DRIVE, SAINT LOUIS, MO 63146

 

FUND INVESTORS, INC.

510 EAST HIGH STREET, EBENSBURG, PA 15931

 

FUND SERVICES ADVISORS, INC. (FSA)

777 S. FIGUEROA STREET, 8TH FLOOR, LOS ANGELES, CA 90017

Mailing Address: 777 S. FIGUEROA STREET, SUITE 3200, LOS ANGELES, CA 90017

 

FUNDS DISTRIBUTOR, LLC

THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101

Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

 

FUNDS PLACEMENT GROUP, LLC

25 HIGHLAND PARK VILLAGE, #714, DALLAS, TX 75205

 

FURTHER LANE SECURITIES, L.P.

555 MADISON AVE, 25TH FLOOR, NEW YORK, NY 10022

 

FUSION ANALYTICS SECURITIES LLC

535 5TH AVENUE, 25TH FLOOR, NEW YORK, NY 10017

 

FUTURES INVESTMENT COMPANY

5914 NORTH 300 WEST, FREMONT, IN 46737

Mailing Address: 5914 N. 300 WEST, FREMONT, IN 46737

 

FUTURITY FIRST INVESTMENT SERVICES INC.

500 ENTERPRISE DR.,SUITE 4C, ROCKY HILL, CT 06067

 

FWS RETIREMENT SERVICES, LLC

50 CALIFORNIA STREET, 12TH FLOOR, SAN FRANCISCO, CA 94111



# A B C D E F G H I J K L M N O P Q R S T U V W XYZ  

 

G - W BROKERAGE GROUP, INC.

215 WARREN STREET, BEVERLY, NJ 08010

 

G&L PARTNERS, INC.

8 HIGHLAND PLACE, SEA CLIFF, NY 11579

 

G-TRADE SERVICES LLC

1633 BROADWAY, 48TH FLOOR, NEW YORK, NY 10019

 

G. A. REPPLE & COMPANY

101 NORMANDY RD, CASSELBERRY, FL 32707

 

G. SELECT SECURITIES, LLC

3800 ARAPAHOE, #210, BOULDER, CO 80301

 

G.C. ANDERSEN PARTNERS CAPITAL, LLC

430 PARK AVENUE, SUITE 701, NEW YORK, NY 10022

Mailing Address: 430 PARK AVENUE, SUITE 701, NEW YORK, NY 10019

 

G.DISTRIBUTORS, LLC

ONE CORPORATE CENTER, RYE, NY 10580-1435

 

G.F. INVESTMENT SERVICES, LLC

2080 RINGLING BOULEVARD, 3RD FLOOR, SARASOTA, FL 34237

 

G.L.S. & ASSOCIATES, INC.

200 CLINTON AVE SUITE 707, HUNTSVILLE, AL 35801

 

G.RESEARCH, INC.

ONE CORPORATE CENTER, RYE, NY 10580-1435

 

G.W. SHERWOLD ASSOCIATES, INC

22994 EL TORO ROAD, LAKE FOREST, CA 92630

 

G.X. CLARKE & CO.

10 EXCHANGE PLACE - SUITE 1005, JERSEY CITY, NJ 07302

Mailing Address: 10 EXCHANGE PLACE, JERSEY CITY, NJ 07302

 

G1 EXECUTION SERVICES, LLC

440 S. LASALLE STREET - SUITE 3030, CHICAGO, IL 60605-1028

 

GAGE-WILEY & CO., INC.

120 KING STREET, NORTHAMPTON, MA 01060

 

GAGNON SECURITIES, LLC

1370 AVENUE OF THE AMERICAS, NEW YORK, NY 10019

 

GAIN SECURITIES

27600 CHAGRIN BLVD., BEACHWOOD, OH 44122-3203

 

GALILEO GLOBAL SECURITIES, LLC

TEN ROCKEFELLER PLAZA, SUITE 1001, NEW YORK, NY 10020

 

GALLATIN CAPITAL LLC

444 MADISON AVENUE, 29TH FLOOR, NEW YORK, NY 10022

 

GALT FINANCIAL GROUP, INC.

2815 TOWNSGATE RD., SUITE 100, WEST LAKE VILLAGE, CA 91361

Mailing Address: 2815 TOWNSGATE RD., SUITE 100, WESTLAKE VILLAGE, CA 91361

 

GALWAY CAPITAL, L.P.

3050 POST OAK BLVD., SUITE 1300, HOUSTON, TX 77056

 

GAM SERVICES, INC.

ONE ROCKEFELLER PLAZA, 21ST FLOOR, NEW YORK, NY 10020

Mailing Address: ONE ROCKEFELLER PLAZA, 21ST FLOOR, NEW YORK, NY 10020

 

GAR WOOD SECURITIES, LLC

440 S. LASALLE STREET, SUITE 2201, CHICAGO, IL 60605

Mailing Address: 440 S. LASALLE STREET, SUITE 2201, CHICAGO, IL 60605

 

GARDEN STATE SECURITIES, INC.

328 NEWMAN SPRINGS ROAD, RED BANK, NJ 07701

 

GARDNER FINANCIAL SERVICES, INC.

8421 WAYZATA BOULEVARD, SUITE 350, MINNEAPOLIS, MN 55426

 

GARDNYR MICHAEL CAPITAL, INC.

11 N. WATER STREET, SUITE, MOBILE, AL 36602

Mailing Address: 11 N. WATER STREET, SUITE 15265, MOBILE, AL 36602

 

GARRETT NAGLE & CO., INC.

300 UNICORN PARK DRIVE, WOBURN, MA 01801

 

GARRISON SECURITIES LLC

1350 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY 10019

 

GARRY PIERCE FINANCIAL SERVICES,LLP

1929 N. WASHINGTON ST., SUITE H, BISMARCK, ND 58501

 

GARY GOLDBERG & CO., INC.

MONTEBELLO PARK, 75 MONTEBELLO ROAD, SUFFERN, NY 10901

 

GARY HOCH AGENCY, INC.

2645 ELMWOOD AVE., BUFFALO, NY 14217

 

GATE US LLC

5 PENN PLAZA, 23RD FLOOR  SUITE 2301, NEW YORK, NY 10001

 

GATES CAPITAL CORPORATION

100 PARK AVENUE, 22ND FL., NEW YORK, NY 10017-5516

 

GATEWAY FINANCIAL AGENCY CORPORATION

2001 GASPARILLA ROAD A30, PLACIDA, FL 33946

 

GBM INTERNATIONAL, INC.

2700 POST OAK BLVD., SUITE 1110, HOUSTON, TX 77056

 

GBS FINANCIAL CORP.

558 B STREET, SANTA ROSA, CA 95401-5274

 

GBS RETIREMENT SERVICES, INC.

TWO PIERCE PLACE, 21ST FLOOR, ITASCA, IL 60143

 

GCA SAVVIAN ADVISORS, LLC

150 CALIFORNIA STREET, 23RD FLOOR, SAN FRANCISCO, CA 94111

 

GCFA SECURITIES, LLC

99 PARK AVENUE, 11TH FLOOR, NEW YORK, NY 10016

 

GCMI SECURITIES CORP.

19200 VON KARMAN AVENUE, SUITE 525, IRVINE, CA 92612

 

GCP SECURITIES, LLC

712 MAIN STREET SUITE 2500, HOUSTON, TX 77002

 

GDC SECURITIES, LLC

929 KINGS HIGHWAY EAST, FAIRFIELD, CT 06432

 

GE CAPITAL MARKETS, INC.

201 MERRITT 7, 3RD FLOOR, NORWALK, CT 06851

 

GE INVESTMENT DISTRIBUTORS, INC

1600 SUMMER STREET, STAMFORD, CT 06905

 

GELBAND & CO., INC.

750 THIRD AVENUE, 21ST FLOOR, NEW YORK, NY 10017

 

GELBER SECURITIES, LLC

350 N.ORLEANS ST 7TH FLOOR, CHICAGO, IL 60654

Mailing Address: 350 NORTH ORLEANS ST 7TH FLOOR, CHICAGO, IL 60654

 

GEMINI CAPITAL L.L.C.

111 WEST JACKSON BLVD., 20TH FLOOR, CHICAGO, IL 60604

 

GENEOS WEALTH MANAGEMENT, INC.

9055 E MINERAL CIRCLE, SUITE 200, CENTENNIAL, CO 80112

Mailing Address: 9055 E MINERAL CIRCLE, SUITE 200, CENTENNIAL, CO 80112

 

GENERAL SECURITIES CORP

2007 FAYETTE, NORTH KANSAS CITY, MO 64116

 

GENERATIONAL CAPITAL MARKETS INC.

14241 DALLAS PARKWAY, SUITE 700, DALLAS, TX 75254

 

GENESIS CAPITAL, LLC

3414 PEACHTREE ROAD, NE, SUITE 700, ATLANTA, GA 30326

 

GENEVE INTERNATIONAL CORPORATION

111 LONG WOOD AVENUE, LAKEWAY, TX 78734

 

GENTRY SECURITIES LLC

5 PENN PLAZA, 14TH FLOOR, NEW YORK, NY 10001

 

GEOFFREY RICHARDS SECURITIES CORP.

7570 S. FEDERAL HWY, SUITE 3, HYPOLUXO, FL 33462

 

GEORGE K. BAUM & COMPANY

4801 MAIN STREET, SUITE 500, KANSAS CITY, MO 64112

 

GEORGE K. BAUM CAPITAL ADVISORS, INC.

4801 MAIN STREET, SUITE 520, KANSAS CITY, MO 64112-2551

 

GEORGE MCKELVEY CO., INC.

529 WASHINGTON BLVD, SEA GIRT, NJ 08750-2904

Mailing Address: P.O. BOX 375, SEA GIRT, NJ 08750-2904

 

GEORGESON SECURITIES CORPORATION

118 FERNWOOD AVENUE, EDISON, NJ 08837

 

GERSON, HOROWITZ, GREEN SECURITIES CORP.

250 WEST 57TH STREET, SUITE 2322, NEW YORK, NY 10107

 

GERWIN GROUP, INC.

1575 E. HILLCREST DRIVE, THOUSAND OAKS, CA 91362

Mailing Address: 1575 E. HILLCREST DRIVE, THOUSAND OAKS, CA 91362

 

GETCO EXECUTION SERVICES LLC

350 N. ORLEANS, 3RD FLOOR SOUTH, CHICAGO, IL 60654

 

GETCO SECURITIES, LLC

350 N. ORLEANS, 3RD FLOOR SOUTH, CHICAGO, IL 60654

 

GFA SECURITIES, LLC

565 FIFTH AVENUE, 27TH FLOOR, NEW YORK, NY 10017

Mailing Address: 565 FIFTH AVENUE, 27TH FLOOR, NEW YORK, NY 10038

 

GFG SECURITIES, LLC

701 BRICKELL AVENUE, SUITE 1400, MIAMI, FL 33131

 

GFI SECURITIES LLC

55 WATER STREET, 10TH FLOOR, NEW YORK, NY 10041

 

GHS TRADING LLC

600 ANTON BLVD, SUITE 1700, COSTA MESA, CA 92626

 

GILBERT, DONIGER & CO., INC.

780 THIRD AVENUE, NEW YORK, NY 10017

 

GILDER GAGNON HOWE & CO. LLC

3 COLUMBUS CIRCLE, NEW YORK, NY 10019

 

GILFORD SECURITIES INCORPORATED

777 THIRD AVENUE, 17TH FL, NEW YORK, NY 10017

 

GILL AND ROESER HOLDINGS, INC.

535 FIFTH AVENUE, 34TH FLOOR, NEW YORK, NY 10017

 

GILL CAPITAL PARTNERS

600 S. CHERRY ST., SUITE 800, DENVER, CO 80246-1710

 

GIRARD CAPITAL, LLC

555 CROTON ROAD, SUITE 210, KING OF PRUSSIA, PA 19406

 

GIRARD SECURITIES, INC.

9560 WAPLES STREET, SUITE B, SAN DIEGO, CA 92121

 

GIT INVESTMENT SERVICES, INC.

1700 NORTH MOORE STREET, SUITE M1E, ARLINGTON, VA 22209-1903

 

GLACIER SECURITIES, LLC

7 TIMES SQUARE TOWER, SUITE 1605, NEW YORK, NY 10036

 

GLADOWSKY CAPITAL MANAGEMENT CORP.

18 MANOR ROAD, SMITHTOWN, NY 11787

 

GLADSTONE SECURITIES, LLC

1521 WESTBRANCH DRIVE, SUITE 200, MCLEAN, VA 22102

 

GLAUCON CAPITAL PARTNERS, L.L.C.

21 CARLTON DRIVE, MOUNT KISCO, NY 10549

 

GLCA SECURITIES, LLC

805 THIRD AVENUE, 20TH FLOOR, NEW YORK, NY 10022

 

GLEACHER & COMPANY SECURITIES, INC.

1290 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10104

Mailing Address: 1290 AVENUE OF THE AMERICAS, 5TH FLOOR, NEW YORK, NY 10104

 

GLEACHER PARTNERS LLC

1290 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10104

 

GLEN EAGLE ADVISORS LLC

353 NASSAU STREET, PRINCETON, NJ 08540

 

GLENDALE SECURITIES, INC.

15233 VENTURA BLVD., SUITE 712, SHERMAN OAKS, CA 91403

 

GLOBAL ARENA CAPITAL CORP

708 THIRD AVENUE, 11TH FLOOR, NEW YORK, NY 10017

 

GLOBAL BROKERAGE SERVICES, INC.

11350 MCCORMICK RD., EP III SUITE 901, HUNT VALLEY, MD 21031

 

GLOBAL CAPITAL ACCESS LLC

16 INDIAN HEAD ROAD, RIVERSIDE, CT 06878

 

GLOBAL CREDIT PARTNERS, LLC

10 MOUNTAINVIEW RD., SUITE 115, UPPER SADDLE RIVER, NJ 07458

 

GLOBAL DIRECT EQUITIES, LLC

C/O BUTTONWOOD BUSINESS SOLUTIONS LLC, 30 BROAD STREET, SUITE 1441, NEW YORK, NY 10005

 

GLOBAL EQUITY HOLDINGS, LLC

20 HILL AND DALE ROAD, LEBANON, NJ 08833

 

GLOBAL FINANCIAL SERVICES, L.L.C.

1330 POST OAK BLVD., STE 2100, HOUSTON, TX 77056-3019

Mailing Address: 1330 POST OAK BLVD, STE 2100, HOUSTON, TX 77056-3019

 

GLOBAL HUNTER SECURITIES, LLC

400 POYDRAS STREET, SUITE 3100, NEW ORLEANS, LA 70130

 

GLOBAL INVESTOR SERVICES, L.C.

777 BRICKELL AVE. -- SUITE 1010, MIAMI, FL 33131

 

GLOBAL LEISURE PARTNERS, LLC

20 BALDERTON STREET, 3RD FLOOR, LONDON, W1K6TL UK

 

GLOBAL MARKETS, LLC

2700 QUEBEC STREET NW, WASHINGTON, DC 20008-1223

 

GLOBAL STRATEGIC INVESTMENTS, LLC

701 BRICKELL AVENUE, SUITE 1420, MIAMI, FL 33131

 

GLOBAL TRANSITION SOLUTIONS, INC.

1605 W CANDLETREE DR, SUITE 100, PEORIA, IL 61614

 

GLOBAL WINE PARTNERS (U.S.) LLC

899 ADAMS STREET, SUITE F, ST. HELENA, CA 94574

 

GLOBAL-AMERICAN INVESTMENTS, INC.

20277 VALLEY BLVD, STE A, WALNUT, CA 91789

 

GLOBALINK SECURITIES, INC.

3452 EAST FOOTHILL BOULEVARD, SUITE 1040, PASADENA, CA 91107

 

GLOBALIST CAPITAL, LLC

408 W. 14TH STREET, NEW YORK, NY 10014

 

GLOBEOP MARKETS LIMITED

ONE SOUTH ROAD, HARRISON, NY 10528

 

GLOVER CAPITAL, INC.

229 PEACHTREE STREET, NE, SUITE 506 INTERNATIONAL TOWER, ATLANTA, GA 30303-1600

 

GLP INVESTMENT SERVICES, LLC

37000 TWELVE MILE ROAD, SUITE 101, FARMINGTON HILLS, MI 48331

 

GMP SECURITIES, LLC

331 MADSON AVE 12TH FLOOR, NEW YORK, NY 10017

Mailing Address: 331 MADISON AVE 12TH FLOOR, NEW YORK, NY 10017

 

GNV ADVISORS, LLC

181 W. MADISON STREET, 35TH FLOOR, CHICAGO, IL 60602

 

GOELZER INVESTMENT MANAGEMENT

111 MONUMENT CIRCLE, SUITE 500, INDIANAPOLIS, IN 46204

Mailing Address: 111 MONUMENT CIRCLE, SUITE 500, INDIANAPOLIS, IN 46204

 

GOLD BRIDGE CAPITAL, LLC

1215 K STREET, SUITE 1150, SACRAMENTO, CA 95814

 

GOLD COAST SECURITIES, INC.

275 E. HILLCREST DRIVE-SUITE 225, THOUSAND OAKS, CA 91360-8241

 

GOLDEN BENEFICIAL SECURITIES CORPORATION

440 BENMAR DRIVE, SUITE 2251, HOUSTON, TX 77060

Mailing Address: 440 BENMAR DRIVE, SUITE 2251, HOUSTON, TX 77060

 

GOLDK INVESTMENT SERVICES, INC

175 FEDERAL STREET, 6TH FLOOR, BOSTON, MA 02110

 

GOLDMAN CAPITAL MANAGEMENT, INC.

767 THIRD AVE. 25TH FL, NEW YORK, NY 10017

Mailing Address: 767 THIRD AVE. 25TH FL, NEW YORK, NY 10017

 

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

200 WEST STREET, NEW YORK, NY 10282-2198

Mailing Address: 30 HUDSON STREET, 27TH FLOOR, JERSEY CITY, NJ 07302-4699

 

GOLDMAN, SACHS & CO.

200 WEST STREET, NEW YORK, NY 10282-2198

Mailing Address: 30 HUDSON STREET, 27TH FLOOR, JERSEY CITY, NJ 07302-4699

 

GOLF HOST SECURITIES, INC.

36750 US HWY 19 N., PALM HARBOR, FL 34684

 

GOODBODY SECURITIES INC

BALLSBRIDGE PARK, BALLSBRIDGE, DUBLIN 4, DUBLIN, DUBLIN 4 IRELAND

 

GOODWIN BROWNING & LUNA SECURITIES, INC.

7801 ACADEMY NE BLDG. 2 STE. 101, ALBUQUERQUE, NM 87109

 

GOOGINS & ANTON, INC.

6417 UNIVERSITY AVE, MIDDLETON, WI 53562-3417

 

GORDIAN GROUP, LLC

950 THIRD AVENUE, 17TH FLOOR, NEW YORK, NY 10022

 

GORDIAN INVESTMENT SOLUTIONS, LLC

235 MONTGOMERY STREET, SUITE 460, SAN FRANCISCO, CA 94104

 

GORDIAN KNOT INC.

410 PARK AVENUE - 7TH FLOOR, NEW YORK, NY 10022

 

GORDON, HASKETT & CO.

115 EAST PUTNAM AVENUE, GREENWICH, CT 06830

 

GORDON, HASKETT CAPITAL CORPORATION

441 LEXINGTON AVENUE 10TH FL., NEW YORK, NY 10017

 

GOTO CAPITAL MARKETS, INC.

375 PARK AVENUE, SUITE 2607, NEW YORK, NY 10152

 

GOTTBETTER CAPITAL MARKETS, LLC

488 MADISON AVENUE, 12TH FLOOR, NEW YORK, NY 10022

Mailing Address: 488 MADISON AVENUE, 12 FLOOR, NEW YORK, NY 10022

 

GOTTEX BROKERS ALTERNATIVE USA INC.

515 S. FLOWER ST., 36TH FLOOR, SUITE 3661, LOS ANGELES, CA 90071

Mailing Address: 515 S. FLOWER ST., 36TH FLOOR, SUITE 3661, LOS ANGELES, CA 90071

 

GOULD CAPITAL, LLC

233 WILSHIRE BLVD., SUITE 525, SANTA MONICA, CA 90401

 

GOULD, AMBROSON & ASSOCIATES LTD.

600 OLD COUNTRY ROAD, SUITE 337, GARDEN CITY, NY 11530

 

GOVDESK, LLC

1720 S. CATALINA, SUITE # 210, REDONDO BEACH, CA 90277

 

GOVERNMENT CAPITAL SECURITIES CORPORATION

559 SILICON DR, SUITE 102, SOUTHLAKE, TX 76092

 

GOVERNMENT PERSPECTIVES, LLC

20 TOLAN WAY, LAFAYETTE, CA 94549

Mailing Address: 20 TOLAN WAY, LAFAYETTE, CA 94549

 

GP BULLHOUND, INC.

ONE MARITIME PLAZA, SUITE 1620, SAN FRANCISCO, CA 94111

 

GP NURMENKARI INC.

6 EAST 39TH STREET, SUITE 1108, NEW YORK, NY 10016

 

GRACE FINANCIAL GROUP LLC

83 JOBS LANE, SOUTHHAMPTON, NY 11968

 

GRADIENT SECURITIES, LLC

4570 CHURCHILL STREET SUITE 110, SHOREVIEW, MN 55126

 

GRAIL SECURITIES, LLC

885 THIRD AVE, SUITE 3150, NEW YORK CITY, NY 10022

 

GRAMERCY SECURITIES, INC.

3949 OLD POST ROAD, CHARLESTON, RI 02813

Mailing Address: P.O. BOX 1059, CHARLESTOWN, RI 02813

 

GRAND AVENUE CAPITAL PARTNERS, LLC

180 S. LAKE AVENUE, SUITE 205, PASADENA, CA 91101

 

GRAND DISTRIBUTION SERVICES, LLC

803 W. MICHIGAN STREET, SUITE A, MILWAUKEE, WI 53233

 

GRAND FINANCIAL, INC.

15303 DALLAS PARKWAY STE. 1010, ADDISON, TX 75001

 

GRANDFUND INVESTMENT GROUP, LLC

26 SANFORD LANE, LAFAYETTE, CA 94549

 

GRANDWOOD SECURITIES LLC

15 WEST 26TH STREET, 9TH FLOOR, NEW YORK, NY 10010

 

GRANT STREET SECURITIES, INC.

ALLEGHENY BUILDING, 429 FORBES AVE. - SUITE 1800, PITTSBURGH, PA 15219-1604

 

GRANT THORNTON CORPORATE FINANCE, LLC

226 CAUSEWAY STREET, BOSTON, MA 02114

 

GRANT WILLIAMS L.P.

1650 MARKET STREET, 53RD FLOOR, PHILADELPHIA, PA 19103

 

GRB FINANCIAL LLC

1415 W. RANDOL MILL, ARLINGTON, TX 76012

 

GREAT AMERICAN ADVISORS, INC.

GREAT AMERICAN INSURANCE TOWER - 11-S, 301 E. FOURTH STREET, CINCINNATI, OH 45202

 

GREAT AMERICAN INVESTORS, INC.

6025 METCALF LANE, OVERLAND PARK, KS 66202

 

GREAT CIRCLE FINANCIAL

6490 S. MCCARRAN BLVD. BLDG. D1, UNIT 31, RENO, NV 89509

 

GREAT NATION INVESTMENT CORPORATION

5408-A BELL STREET, AMARILLO, TX 79109

Mailing Address: P.O. BOX 7566, AMARILLO, TX 79114-7566

 

GREAT PACIFIC SECURITIES

151 KALMUS DRIVE, BUILDING H8, COSTA MESA, CA 92626

 

GREAT POINT CAPITAL LLC

175 W. JACKSON, SUITE 1450, CHICAGO, IL 60604-2710

 

GREEN MANNING & BUNCH, LTD.

1515 WYNKOOP ST, SUITE 800, DENVER, CO 80202

 

GREEN STREET ADVISORS, INC.

660 NEWPORT CENTER DRIVE, SUITE 800, NEWPORT BEACH, CA 92660

 

GREENBERG FINANCIAL GROUP

4511 N CAMPBELL AVE, TUCSON, AZ 85718

Mailing Address: 4511 N CAMBELL AVE, TUCSON, AZ 85718

 

GREENBRIER DIVERSIFIED, INC.

8530 WILSHIRE BOULEVARD, SUITE 200, BEVERLY HILLS, CA 90211-3113

 

GREENE HOLCOMB & FISHER LLC

90 S. SEVENTH ST, SUITE 5400, MINNEAPOLIS, MN 55402

Mailing Address: SUITE 5400, 90 S. 7TH STREET, MINNEAPOLIS, MN 55402

 

GREENHILL & CO., LLC

300 PARK AVENUE, NEW YORK, NY 10022

 

GREENMAN PARKER CONNALLY GREENMAN INCORPORATED

2800 S HULEN SUITE 201, FT. WORTH, TX 76109

 

GREENOAK REAL ESTATE US LLC

399 PARK AVENUE, 22ND FLOOR, NEW YORK, NY 10022-4873

 

GREENSLEDGE CAPITAL MARKETS LLC

520 MADISON AVENUE, 32ND FLOOR, NEW YORK, NY 10022

 

GREENTECH CAPITAL ADVISORS SECURITIES, LLC

640 FIFTH AVENUE, 16TH FLOOR, NEW YORK, NY 10019

 

GREENTREE BROKERAGE SERVICES, INC.

1831 CHESTNUT STREET, SUITE 1002, PHILADELPHIA, PA 19103

 

GREENTREE INVESTMENT SERVICES, INC.

600 WASHINGTON AVENUE, SUITE 200, BRIDGEVILLE, PA 15017-0088

Mailing Address: P.O. BOX 88, BRIDGEVILLE, PA 15017-0088

 

GREENWICH ENERGY CAPITAL ADVISORS

12 WHIFFLETREE WAY, RIVERSIDE, CT 06878

 

GREENWICH FINANCIAL SERVICES, L.L.C.

10 GLENVILLE ROAD, GREENWICH, CT 06831

 

GREENWICH PRIME TRADING GROUP, LLC

100 FIRST STAMFORD PLACE, 6TH FLOOR, STAMFORD, CT 06902

 

GREGORY J. SCHWARTZ & CO., INC.

3707 WEST MAPLE ROAD, BLOOMFIELD HILLS, MI 48301-3212

 

GREIF & CO.

633 WEST FIFTH STREET, 65TH FLOOR, LOS ANGELES, CA 90071-2005

 

GRENEL & CO., LLC

511 W 25 ST, SUITE 609, NEW YORK, NY 10001

 

GREY BASSETT LLC

500 WEST PUTNAM AVENUE, SUITE 400, GREENWICH, CT 06830

 

GREYWOLF EXECUTION PARTNERS, INC.

C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, - 17TH FLOOR, NEW YORK, NY 10005

 

GRF CAPITAL INVESTORS, INC.

6506 SOUTH LEWIS AVENUE, SUITE 160, TULSA, OK 74136-1020

Mailing Address: 6506 SOUTH LEWIS AVENUE, SUITE 160, TULSA, OK 74136-1020

 

GRIDLEY & COMPANY LLC

10 EAST 53RD STREET, 24TH FLOOR, NEW YORK, NY 10022

 

GRIFFIN CAPITAL SECURITIES, INC.

4000 MACARTHUR BLVD, SUITE 220, NEWPORT BEACH, CA 92660

 

GRIFFIN FINANCIAL GROUP, LLC

607 WASHINGTON STREET, READING, PA 19603

 

GRIFFIN SECURITIES, INC.

17 STATE STREET, NEW YORK, NY 10004

 

GRIFFINEST ASIA SECURITIES, LLC

3452 EAST FOOTHILL BLVD, SUITE 100, PASADENA, CA 91107

 

GRIFFITHS MCBURNEY CORP.

145 KING STREET W, SUITE 300, TORONTO, ONTARIO, M5H 1J8 CANADA

Mailing Address: 145 KING STREET W-SUITE 300, SUITE 300, TORONTO, ONTARIO, M5H 1J8 CANADA

 

GRODSKY ASSOCIATES, INC.

29 LONGVIEW ST., WEST ORANGE, NJ 07052

Mailing Address: 29 LONGVIEW ST, 2, WEST ORANGE, NJ 07052

 

GROSVENOR SECURITIES LLC

900 NORTH MICHIGAN AVENUE, SUITE 1100, CHICAGO, IL 60611-6541

 

GROTON SECURITIES LLC

640 FIFTH AVENUE, SUITE 1700, NEW YORK, NY 10019

 

GROUPARGENT SECURITIES, LLC

100 BROADWAY, 7TH FLOOR, NEW YORK, NY 10005

 

GROWTH CAPITAL SERVICES, INC.

582 MARKET STREET, SUITE 300, SAN FRANCISCO, CA 94104

 

GROWTH VENTURE PARTNERS, INC.

1930 SKI SLOPE CIRCLE, LAS VEGAS, NV 89117

 

GROWTHPOINT TECHNOLOGY PARTNERS, LLC

835 PAGE MILL ROAD, PALO ALTO, CA 94304

 

GS CAPITAL MANAGEMENT, LLC

1100 PEACHTREE ST. NE, SUITE 575, ATLANTA, GA 30309

 

GSA CAPITAL ASSOCIATES, LLC

150 EAST 58TH STREET, 24TH FLOOR, NEW YORK, NY 10155

 

GSF CAPITAL MARKETS, LLC

200 BRICKSTONE SQUARE, #406, ANDOVER, MA 01810

Mailing Address: 200 BRICKSTONE SQUARE, #406, ANDOVER, MA 01810

 

GSH ADVISORY SERVICES, INC.

5 REVERE DRIVE, SUITE 200, NORTHBROOK, IL 60062-8000

 

GSN NORTH AMERICA, INC.

520 MADISON AVE, NEW YORK, NY 10022

 

GSP SECURITIES LLC

6 EAST 43RD STREET, NEW YORK, NY 10017

 

GSV ADVISORS, LLC

875 N. MICHIGAN AVENUE, SUITE 3520, CHICAGO, IL 60611

 

GT SECURITIES, INC.

6033 W. CENTURY BLVD., SUITE 150, LOS ANGELES, CA 90045

 

GUARDIAN INVESTOR SERVICES LLC

7 HANOVER SQUARE, NEW YORK, NY 10004

Mailing Address: 81 HIGHLAND AVE., BETHLEHEM, PA 18017

 

GUGGENHEIM DISTRIBUTORS, LLC

805 KING FARM BLVD. STE 600, ROCKVILLE, MD 20850

 

GUGGENHEIM ENERGY ADVISORS, LLC

330 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY 10017

 

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

2455 CORPORATE WEST DRIVE, LISLE, IL 60532

 

GUGGENHEIM INVESTOR SERVICES, LLC

135 EAST 57TH ST, 14TH FLOOR, NEW YORK, NY 10022

 

GUGGENHEIM SECURITIES, LLC

330 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY 10017

 

GUIDANCE SECURITIES, LLC

11107 SUNSET HILLS ROAD, SECOND FL, RESTON, VA 20190

Mailing Address: 11107 SUNSET HILLS ROAD, RESTON, VA 20190

 

GUIDESTONE FINANCIAL SERVICES

2401 CEDAR SPRINGS ROAD, DALLAS, TX 75201-1498

 

GULF SOUTH SECURITIES, INC

3206 50TH STREET COURT, SUITE 105B, GIG HARBOR, WA 98335

 

GULFSTAR GROUP I, LTD.

700 LOUISIANA STREET STE 3800, HOUSTON, TX 77002

Mailing Address: 700 LOUISIANA ST STE 3800, HOUSTON, TX 77002

 

GUNN & COMPANY INCORPORATED

711 NAVARRO, SUITE 406, SAN ANTONIO, TX 78205

 

GUZMAN & COMPANY

101 ARAGON AVENUE, CORAL GABLES, FL 33134-5426

 

GVC CAPITAL LLC

5350 SO. ROSLYN ST., SUITE 400, GREENWOOD VILLAGE, CO 80111-2124

 

GW & WADE ASSET MANAGEMENT COMPANY, LLC

93 WORCESTER STREET, WELLESLEY, MA 02481

 

GWFS EQUITIES, INC.

8515 E ORCHARD ROAD, GREENWOOD VILLAGE, CO 80111

Mailing Address: 8525 EAST ORCHARD ROAD, 2T3, GREENWOOD VILLAGE, CO 80111-5002

 

GWM GROUP, INC.

623 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10022

 

GWN SECURITIES INC.

11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL 33418-3764



# A B C D E F G H I J K L M N O P Q R S T U V W XYZ  

 

H & L EQUITIES, LLC

1175 PEACHTREE ST., N.E., SUITE 2120, ATLANTA, GA 30361-6206

 

H. BECK, INC.

6600 ROCKLEDGE DRIVE, 6TH FLOOR, BETHESDA, MD 20817

 

H. C. DENISON CO.

618 NORTH 7TH STREET, SHEBOYGAN, WI 53081

Mailing Address: P.O. BOX 28, SHEBOYGAN, WI 53082-0028

 

H. KAWANO & CO., INC.

1149 BETHEL STREET #503, HONOLULU, HI 96813-2212

Mailing Address: P.O. BOX 4406, HONOLULU, HI 96812-4406

 

H. RIVKIN & CO., INC.

12 WEST DELAWARE AVENUE, PENNINGTON, NJ 08534

 

H.C. WAINWRIGHT & CO., INC.

C/O HULLCAPITAL, 12 EAST 52ND STREET, 7TH FLOOR, NEW YORK, NY 10022

 

H.D. BRENT & COMPANY, INC.

208 SOUTH LASALLE, SUITE #1350, CHICAGO, IL 60604

 

H.D. VEST INVESTMENT SERVICES

6333 NORTH STATE HIGHWAY 161, 4TH FLOOR, IRVING, TX 75038-2200

 

H2C SECURITIES INC.

11682 EL CAMINO REAL, SUITE 320, SAN DIEGO, CA 92130

 

HA&W STRATEGIC PARTNERS, LLC

FIVE CONCOURSE PARKWAY, SUITE 600, ATLANTA, GA 30328

 

HABERSHAM CAPITAL MARKETS LLC

3495 PIEDMONT ROAD NE, SUITE 910, ATLANTA, GA 30305

 

HADLEY PARTNERS, INCORPORATED

841 APOLLO STREET, SUITE 344, EL SEGUNDO, CA 90245

 

HAGEN SECURITIES, INC.

2112 CENTURY PARK LANE, #415, LOS ANGELES, CA 90067

 

HALCYON CABOT PARTNERS, LTD.

405 LEXINGTON AVENUE, 7TH FLOOR, NEW YORK, NY 10174

 

HALEN CAPITAL

301 SOUTH MISSOURI AVENUE, 2ND FLOOR, CLEARWATER, FL 33756

 

HALES SECURITIES, LLC

250 PARK AVENUE, SUITE 2050, NEW YORK, NY 10177

 

HALEY SECURITIES, INC.

10703 J STREET, SUITE 102, OMAHA, NE 68127

 

HALL & ROMKEMA FINANCIAL SERVICES, LLC

3495 COOLIDGE, EAST LANSING, MI 48823

 

HALLMARK INVESTMENTS, INC.

6 EAST 39TH STREET, NEW YORK, NY 10016

 

HALPERN CAPITAL, INC.

20900 NE 30TH AVE., SUITE 200, AVENTURA, FL 33180

 

HAMERSHLAG SULZBERGER BORG CAPITAL MARKETS, INC.

1230 AVENUE OF THE AMERICAS ROCKEFELLER CENTER, 7TH FLOOR, NEW YORK CITY, NY 10020

Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET SUITE 1704, NEW YORK, NY 10005

 

HAMERSLEY PARTNERS LLC

1 HOLLIS STREET, SUITE 350, WELLESLEY, MA 02482

 

HAMILTON CAVANAUGH & ASSOCIATES, INC.

661 NORTH BROADWAY, WHITE PLAINS, NY 10603

 

HAMILTON CLARK SECURITIES COMPANY

1701 PENNSYLVANIA AVENUE NW, SUITE 300, WASHINGTON, DC 20006

 

HAMILTON MILLER INVESTMENTS, LLC

5350 S. ROSLYN ST. SUITE 350, GREENWOOD VILLAGE, CO 80111

 

HAMPTON HEDGE FUND MARKETING, LLC

2605 GENEVA HILL COURT, OAKTON, VA 22124

 

HAMPTON SECURITIES (USA), INC.

141 ADELAIDE STREET WEST, SUITE 1800, TORONTO, ONTARIO, M5H 3L5 CANADA

 

HANCOCK FINANCIAL, INC.

1563 VIRGINIA WAY, LA JOLLA, CA 92037-3836

 

HANCOCK INVESTMENT SERVICES, INC.

2600 CITIPLACE DR., SUITE 100, BATON ROUGE, LA 70808

 

HANCOCK SECURITIES GROUP, LLC

383 MARSHALL AVENUE, ST. LOUIS, MO 63119

 

HAND SECURITIES, INC

820 GESSNER, STE 1250, HOUSTON, TX 77024

 

HANDELSBANKEN MARKETS SECURITIES, INC.

875 THIRD AVENUE, 4TH FLOOR, NEW YORK, NY 10022-4678

 

HANKERSON FINANCIAL, INC.

2929 NORTH 44TH STREET #200, PHOENIX, AZ 85018

Mailing Address: 2929 N. 44TH ST. STE. 200, PHOENIX, AZ 85018

 

HANNON ARMSTRONG SECURITIES, LLC

1906 TOWNE CENTRE BLVD, SUITE 370, ANNAPOLIS, MD 21401

 

HANSON MCCLAIN

3620 FAIR OAKS BLVD #300, SACRAMENTO, CA 95864

 

HANTZ FINANCIAL SERVICES, INC.

26200 AMERICAN DRIVE, FIFTH FLOOR, SOUTHFIELD, MI 48034

Mailing Address: 26200 AMERICAN DRIVE, FIFTH FLOOR, SOUTHFIELD, MI 48034

 

HAPOALIM SECURITIES USA, INC.

ONE BATTERY PARK PLAZA - 2ND FLOOR, NEW YORK, NY 10004-1405

 

HARBOR FINANCIAL SERVICES, LLC

RSA BATTLEHOUSE TOWER, 11 NORTH WATER STREET, STE 21290, MOBILE, AL 36602

 

HARBOR FUNDS DISTRIBUTORS, INC.

111 SOUTH WACKER DRIVE, 34TH FLOOR, CHICAGO, IL 60606

 

HARBOR INVESTMENT ADVISORY, LLC

100 LIGHT STREET, SUITE 1300, BALTIMORE, MD 21202

 

HARBOR LIGHT SECURITIES, LLC

23 PLANTATION PARK DRIVE SUITE 204, BLUFFTON, SC 29910

Mailing Address: 20 TOWNE DRIVE SUITE 138, BLUFFTON, SC 29909

 

HARBOR VIEW ADVISORS, LLC

822 A1A NORTH, SUITE 200, PONTE VEDRA, FL 32082

 

HARBOUR INVESTMENTS, INC.

575 D'ONOFRIO DRIVE, SUITE 300, MADISON, WI 53719

 

HARDCASTLE TRADING USA L.L.C.

755 SECAUCUS ROAD, SUITE F1110, SECAUCUS, NJ 07094

 

HARGER AND COMPANY, INC.

8048 ONE CALAIS AVE SUITE D, BATON ROUGE, LA 70809

 

HARKEN CAPITAL SECURITIES, LLC

16 ANN VINAL ROAD, SCITUATE, MA 02066

 

HAROLD DANCE INVESTMENTS

360 NORTH MAIN, LOGAN, UT 84321

 

HARPETH SECURITIES, LLC

FIFTH THIRD CENTER, 424 CHURCH STREET - SUITE 2900, NASHVILLE, TN 37219-2334

 

HARRIS ASSOCIATES SECURITIES L.P.

TWO NORTH LASALLE STREET, SUITE 500, CHICAGO, IL 60602-3790

 

HARRIS WILLIAMS & CO.

1001 HAXALL POINT, 9TH FLOOR, RICHMOND, VA 23219

 

HARTFIELD, TITUS & DONNELLY, LLC

111 TOWN SQUARE PLACE, JERSEY CITY, NJ 07310

 

HARTFORD EQUITY SALES COMPANY INC.

200 HOPMEADOW ST, SIMSBURY, CT 06089

Mailing Address: 200 HOPMEADOW STREET, C1E, SIMSBURY, CT 06089

 

HARTFORD INVESTMENT FINANCIAL SERVICES, LLC

100 MATSONFORD RD, SUITE 300, RADNOR, PA 19087

 

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC.

200 HOPMEADOW STREET, SIMSBURY, CT 06089

Mailing Address: 200 HOPMEADOW STREET, C1E, SIMSBURY, CT 06089

 

HARVEST CAPITAL LLC

530 SILAS DEANE HWY, SUITE 300, WETHERSFIELD, CT 06109

 

HARVEST FINANCIAL CORPORATION

1100 SMALLMAN STREET, PITTSBURGH, PA 15222

 

HARVESTONS SECURITIES, INC.

8301 E. PRENTICE AVE., SUITE 305, GREENWOOD VILLAGE, CO 80111

 

HASTINGS CAPITAL GROUP, LLC

527 MADISON AVENUE, 16TH FLOOR, NEW YORK, NY 10022

 

HATTERAS CAPITAL

8540 COLONNADE CENTER DR, # 401, RALEIGH, NC 27615

 

HAVERFORD TRUST SECURITIES, INC.

THREE RADNOR CORPORATE CENTER STE. 450, RADNOR, PA 19087

 

HAVKIT CORPORATION

20 W. PARK AVE., SUITE 308, LONG BEACH, NY 11561

 

HAYWOOD SECURITIES (USA) INC.

200 BURRARD ST, SUITE 700, VANCOUVER, BC, V6C 3L6 CANADA

 

HAZARD & SIEGEL, INC.

5790 WIDEWATERS PARKWAY, DEWITT, NY 13214

Mailing Address: PO BOX 157, SYRACUSE, NY 13214

 

HAZLETT, BURT & WATSON, INC.

1300 CHAPLINE STREET, WHEELING, WV 26003

 

HBK GLOBAL SECURITIES L.P.

2101 CEDAR SPRINGS ROAD, SUITE 700, DALLAS, TX 75201

 

HBK SORCE BROKERAGE LLC

7620 MARKET STREET, #202, BOARDMAN, OH 44512

 

HBW SECURITIES LLC

3355 COCHRAN STREET, SUITE 100, SIMI VALLEY, CA 93063

 

HEADLANDS GLOBAL MARKETS, LLC

155 N. WACKER DRIVE, SUITE 1980, CHICAGO, IL 60606

 

HEADWATERS BD, LLC

ONE TABOR CENTER-SUITE 900, 1200 SEVENTEENTH STREET, DENVER, CO 80202

 

HEALTHCARE COMMUNITY SECURITIES CORPORATION

ONE EMPIRE DRIVE, RENSSELAER, NY 12144

 

HEALTHIOS CAPITAL MARKETS, LLC

1101 SKOKIE BLVD, SUITE 240, NORTHBROOK, IL 60062

Mailing Address: 1101 SKOKIE BLVD,SUITE 240, NORTHBROOK, IL 60062

 

HEARTLAND INVESTMENT ASSOCIATES, INC.

2202 HERITAGE GREEN DRIVE, HIAWATHA, IA 52233

Mailing Address: P.O. BOX 10167, CEDAR RAPIDS, IA 52410-0167

 

HEDGE HARBOR INC.

800 THIRD AVENUE, 22ND FLOOR, NEW YORK, NY 10022

 

HEDGECO SECURITIES, LLC

400 CLEMATIS STREET, SUITE 205, WEST PALM BEACH, FL 33401

 

HEDGEMARK SECURITIES LLC

780 THIRD AVENUE, 44TH FLOOR, NEW YORK, NY 10017

 

HEDGESERV INVESTMENT SERVICES LLC

1251 AVENUE OF THE AMERICAS , 21ST. FLOOR, NEW YORK, NY 10020

 

HEED PARTNERS, LLC

3715 NORTHSIDE PARKWAY NW, BLDG 400, STE 475, ATLANTA, GA 30327

 

HEFFERNAN SECURITIES, LLC

188 SPEAR STREET, SUITE 550, SAN FRANCISCO, CA 94105

 

HEFREN-TILLOTSON, INC.

308 SEVENTH AVENUE, PITTSBURGH, PA 15222-3909

 

HEIGHT SECURITIES, LLC

1775 PENNSYLVANIA AVENUE, NW, 11TH FLOOR, WASHINGTON, DC 20006

 

HEIM, YOUNG & ASSOCIATES, INC.

1256 E. KINGSLEY ST, SPRINGFIELD, MO 65804-7211

 

HEITMAN SECURITIES LLC

191 N. WACKER DRIVE, SUITE 2500, CHICAGO, IL 60606

Mailing Address: 191 N. WACKER DRIVE, SUITE 2500, CHICAGO, IL 60606

 

HELVEA INC.

600 LEXINGTON AVENUE, SUITE 2501, NEW YORK, NY 10022

 

HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC.

737 N. MICHIGAN AVE., SUITE 1700, CHICAGO, IL 60611

 

HENLEY & COMPANY LLC

1290 RXR PLAZA, UNIONDALE, NY 11556

 

HENNION & WALSH, INC.

2001 ROUTE 46, WATERVIEW PLAZA, PARSIPPANY, NJ 07054-1018

 

HERBERT J. SIMS & CO. INC.

2150 POST ROAD, SUITE 301, FAIRFIELD, CT 06824

 

HERITAGE BENEFITS FINANCIAL SERVICES, INC.

2950 NORTHUP WAY STE 105, BELLEVUE, WA 98004-1406

 

HERITAGE CAPITAL GROUP, INC.

4811 BEACH BOULEVARD, SUITE 300, JACKSONVILLE, FL 32207

 

HERITAGE FINANCIAL SYSTEMS, INC.

5 GREAT VALLEY PARKWAY, SUITE 334, MALVERN, PA 19355

 

HERMES FUND DISTRIBUTORS LLC

200 STATE STREET, 7TH FLOOR, BOSTON, MA 02109

 

HERNDON PLANT OAKLEY, LTD.

800 NORTH SHORELINE BLVD., SUITE 2200 SOUTH, CORPUS CHRISTI, TX 78401

 

HEWITT FINANCIAL SERVICES LLC

4 OVERLOOK POINT, LINCOLNSHIRE, IL 60069

 

HFBE CAPITAL, LP

815 WALKER STE 1140, HOUSTON, TX 77002

 

HFF SECURITIES L.P.

1999 AVENUE OF THE STARS, STE. 1200, LOS ANGELES, CA 90067

 

HFG HEALTHCO SECURITIES

C/O HEALTHCARE FINANCE GROUP, LLC, 199 WATER STREET, 31ST FLOOR, NEW YORK, NY 10038

Mailing Address: ATTN J. GELWICKS C/O HEALTHCARE FINANCE GROUP, LLC, 199 WATER STREET 31ST FLOOR, NEW YORK, NY 10038

 

HFP CAPITAL MARKETS LLC

386 PARK AVENUE SOUTH - 8TH FLOOR, NEW YORK, NY 10016

 

HGP SECURITIES, LLC

105 S. YORK ST., SUITE 230, ELMHURST, IL 60126

 

HIGGINS CAPITAL MANAGEMENT, INC.

2223 AVENIDA DE LA PLAYA STE. 210, LA JOLLA, CA 92037-3218

 

HIGH POINT CAPITAL GROUP, INC.

400 HIGH POINT DRIVE, SUITE 375, COCOA, FL 32926

Mailing Address: 400 HIGH POINT DRIVE SUITE 375, COCOA, FL 32926

 

HIGH STREET SECURITIES, INC.

1251 LAKESIDE RD, SUITE B, HOT SPRINGS, AR 71901

 

HIGHBANK SECURITIES LLC

1 SOUTH STREET, SUITE 860, BALTIMORE, MD 21202

 

HIGHLAND FINANCIAL, LTD.

915 MENOHER BLVD. -STE A, JOHNSTOWN, PA 15905-2800

Mailing Address: 915 MENOHER BLVD.-STE A, JOHNSTOWN, PA 15905-2800

 

HIGHLANDER CAPITAL GROUP, INC.

535 MILLBURN AVENUE, SHORT HILLS, NJ 07078

 

HIGHMARK FUNDS DISTRIBUTORS, LLC

899 CASSATT ROAD, 400 BERWYN PARK, BERWYN, PA 19312

 

HIGHTOWER SECURITIES, LLC

200 WEST MADISON STREET, SUITE 2500, CHICAGO, IL 60606-3414

 

HILBY WILSON INC.

4531 N. 16TH ST #110, PHOENIX, AZ 85016

 

HINES SECURITIES, INC.

2800 POST OAK BOULEVARD, SUITE 4700, HOUSTON, TX 77056

 

HLH SECURITIES, INC.

2755 ALBATROSS DRIVE, COSTA MESA, CA 92626

 

HLM SECURITIES, INC.

150 N WACKER DR, SUITE 2250, CHICAGO, IL 60606

Mailing Address: 150 N WACKER DR, SUITE 22540, CHICAGO, IL 60606

 

HMC INVESTMENTS, INC.

2100 3RD AVENUE NORTH, BIRMINGHAM, AL 35203

 

HODES WEILL SECURITIES, LLC

850 THIRD AVE, 15TH FLOOR, NEW YORK, NY 10022

 

HOLBROOK CAPITAL LLC

2 PENN PLAZA, SUITE 1500, NEW YORK, NY 10121

 

HOLLENCREST CAPITAL MANAGEMENT

100 BAYVIEW CIRCLE, SUITE 500, NEWPORT BEACH, CA 92660

 

HOLLOWAY & ASSOCIATES, INC.

ONE MILL PLACE, STE 101, EASTON, MD 21601

Mailing Address: P.O. BOX 1559, EASTON, MD 21601

 

HOME FINANCIAL SERVICES, INC.

507 MARKET STREET, KNOXVILLE, TN 37902

 

HORACE MANN INVESTORS INC

ONE HORACE MANN PLAZA, SPRINGFIELD, IL 62715-0001

 

HORAN SECURITIES, INC.

4990 EAST GALBRAITH ROAD, CINCINNATI, OH 45236

 

HORIZON FINANCIAL INVESTMENT CORPORATION

151 HARRINGTON CIRCLE, WILLINGBORO, NJ 08046

 

HORNOR, TOWNSEND & KENT, INC.

600 DRESHER RD, STE C1C, HORSHAM, PA 19044

 

HOULIHAN CAPITAL, LLC

500 W. MADISON STREET, SUITE 2600, CHICAGO, IL 60661

 

HOULIHAN LOKEY CAPITAL, INC.

10250 CONSTELLATION BOULEVARD, 5TH FLOOR, LOS ANGELES, CA 90067

 

HOVDE SECURITIES LLC

1629 COLONIAL PARKWAY, INVERNESS, IL 60067

 

HOWE BARNES HOEFER & ARNETT, INC.

550 W. WASHINGTON BLVD., SUITE 1050, CHICAGO, IL 60661

Mailing Address: 222 SOUTH RIVERSIDE PLAZA, 7TH FLOOR, CHICAGO, IL 60606-5808

 

HP SECURITIES, INC.

1500 SW FIRST #910, PORTLAND, OR 97201

 

HRC FUND ASSOCIATES, LLC

125 MAIDEN LANE, 6TH FLOOR, NEW YORK, NY 10038

 

HRC INVESTMENT SERVICES, INC.

725 GLEN COVE AVENUE, GLEN HEAD, NY 11545

Mailing Address: 725 GLEN COVE ANUENE, GLEN HEAD, NY 11545

 

HSBC SECURITIES (USA) INC.

452 FIFTH AVENUE, NEW YORK CITY, NY 10018

Mailing Address: 452 FIFTH AVENUE 7TH FLOOR, NEW YORK CITY, NY 10018

 

HSH N FINANCIAL SECURITIES LLC

230 PARK AVENUE, 32ND FLOOR, NEW YORK, NY 10169

 

HT CAPITAL SECURITIES, LLC

437 MADISON AVE. 39TH FLOOR, NEW YORK, NY 10022

 

HUB INTERNATIONAL INVESTMENT SERVICES INC.

2393 TOWNSGATE ROAD, SUITE 101, WESTLAKE VILLAGE, CA 91361-2513

 

HUCKIN FINANCIAL GROUP, INC.

3700 BUFFALO SPEEDWAY, SUITE 950, HOUSTON, TX 77098

 

HUDSON CAPITAL ADVISORS BD LLC

9601 WILSHIRE BOULEVARD, PENTHOUSE, BEVERLY HILLS, CA 90210

 

HUDSON HERITAGE CAPITAL MANAGEMENT, INC.

20 BALTIC PLACE SUITE 2, CROTON-ON-HUDSON, NY 10520

 

HUDSON HOUSING SECURITIES LLC

630 FIFTH AVENUE, 28TH FLOOR, NEW YORK, NY 10111

 

HUDSON PARTNERS SECURITIES LLC

ONE LANDMARK SQUARE, 6TH FLOOR, STAMFORD, CT 06901

 

HUGO MARX & CO INC

711 SOUTH 29TH STREET, BIRMINGHAM, AL 35233-2809

Mailing Address: P.O. BOX 12004, BIRMINGHAM, AL 35202-2004

 

HUNNICUTT & CO., INC.

110 E. 59TH STREET, 32ND FLOOR, NEW YORK, NY 10022

 

HUNTER ASSOCIATES, INC.

436 SEVENTH AVENUE, KOPPERS BUILDING, FIFTH FLOOR, PITTSBURGH, PA 15219-1818

Mailing Address: 436 SEVENTH AVENUE-5TH FLOOR, PITTSBURGH, PA 15219

 

HUNTER SCOTT FINANCIAL LLC.

500 GULFSTREAM BLVD, STE 105, DELRAY BH, FL 33483

 

HUNTER WISE SECURITIES, LLC

2361 CAMPUS DRIVE, SUITE 100, IRVINE, CA 92612

 

HUNTER, KEITH, MARSHALL & CO., INCORPORATED

1430 BROADWAY, 14TH FLOOR NE, NEW YORK, NY 10018

 

HUNTLEIGH SECURITIES CORPORATION

7800 FORSYTH BLVD., 5TH FLOOR, ST. LOUIS, MO 63105

 

HUTCHINSON, SHOCKEY, ERLEY & CO.

222 WEST ADAMS-STE 1700, CHICAGO, IL 60606-5308

 

HWJ CAPITAL PARTNERS II, LLC

751 PARK OF COMMERCE DRIVE, SUITE 118, BOCA RATON, FL 33487

Mailing Address: 751 PARK OF COMMERCE DRIVE, SUITE118-A, BOCA RATON, FL 33487

 

HYDE PARK CAPITAL ADVISORS, LLC

701 N. FRANKLIN STREET, TAMPA, FL 33602

 

HYPATIA CAPITAL ADVISORS LLC

750 LEXINGTON AVENUE, 6TH FLOOR, NEW YORK, NY 10022

 

HYUNDAI SECURITIES (AMERICA) INC.

1370 AVENUE OF THE AMERICAS, SUITE 1900, NEW YORK, NY 10019

9


# A B C D E F G H I J K L M N O P Q R S T U V W XYZ  

 

I-BANKERS SECURITIES, INC.

4948 PALO DRIVE, TARZANA, CA 91356

 

IAM CAPITAL CORPORATION

276 POST ROAD WEST, WESTPORT, CT 06880-4704

 

IATMARKETS LLC

350 CPW, SUITE 13A, NEW YORK, NY 10025

 

IBERIA CAPITAL PARTNERS L.L.C.

601 POYDRAS STREET, SUITE 2000, NEW ORLEANS, LA 70130

 

IBN FINANCIAL SERVICES, INC.

8035 OSWEGO RD., LIVERPOOL, NY 13090

Mailing Address: P.O. BOX 2365, LIVERPOOL, NY 13089

 

IBS SECURITIES, LLC

721 E. MADISON - SUITE 100, VILLA PARK, IL 60181

 

ICAP CORPORATES LLC

HARBORSIDE FINANCIAL CENTER, 1100 PLAZA FIVE, 12TH FL., JERSEY CITY, NJ 07311-4996

 

ICAP ELECTRONIC BROKING LLC

HARBORSIDE FINANCIAL CENTER, 1100 PLAZA 5, JERSEY CITY, NJ 07311

 

ICAP SECURITIES USA LLC

HARBORSIDE FINANCIAL CENTER, 1100 PLAZA FIVE, 12TH FL., JERSEY CITY, NJ 07311

 

ICBA SECURITIES

775 RIDGE LAKE BLVD., SUITE 200, MEMPHIS, TN 38120

 

ICD SECURITIES INC.

7301 SW 57TH COURT, SUITE 420, MIAMI, FL 33143

 

ICE EXECUTION SERVICES, LLC

875 THIRD AVENUE, 29TH FLOOR, NEW YORK, NY 10022

 

ICICI SECURITIES INC.

415 MADISON AVENUE - SUITE 1427, NEW YORK, NY 10017

 

ICMA-RC SERVICES, LLC

777 NORTH CAPITOL STREET, NE, SUITE 600, WASHINGTON, DC 20002-4240

 

ICON DISTRIBUTORS, INC.

5299 DTC BOULEVARD, SUITE 1200, GREENWOOD VILLAGE, CO 80111

Mailing Address: 5299 DTC BLVD., SUITE 1200, GREENWOOD VILLAGE, CO 80111

 

ICON SECURITIES, LLC

3 PARK AVENUE, 36TH FLOOR, NEW YORK, NY 10016

 

IDB CAPITAL CORP.

511 FIFTH AVENUE, 4TH FLOOR, NEW YORK, NY 10017

 

IDFC CAPITAL (USA) INC.

350 FIFTH AVENUE, SUITE 4711, NEW YORK, NY 10118

 

IFS SECURITIES

303 PERIMETER CENTER N. SUITE 300, ATLANTA, GA 30346

 

IIFL CAPITAL INC.

1114 AVENUE OF THE AMERICAS, 34TH FLOOR, NEW YORK, NY 10036

 

ILG SECURITIES CORPORATION

11001 LAKELINE BLVD., CSC, SUITE 300, BUILDING II, AUSTIN, TX 78717-5967

Mailing Address: P O BOX 149339, AUSTIN, TX 78714-9339

 

ILLUSTRO TRADING, LLC

C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FL., NEW YORK, NY 10005

 

IMPERIAL CAPITAL, LLC

2000 AVENUE OF THE STARS, SUITE 900-S, LOS ANGELES, CA 90067

 

IMS SECURITIES, INC.

10205 WESTHEIMER, SUITE 500, HOUSTON, TX 77042

 

IMST DISTRIBUTORS, LLC

THREE CANAL PLAZA, THIRD FLOOR, PORTLAND, ME 04101

Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

 

INCAPITAL INSURANCE SERVICES, LLC

200 S. WACKER DRIVE, SUITE 3700, CHICAGO, IL 60606

 

INCAPITAL LLC

200 SOUTH WACKER DRIVE, SUITE 3700, CHICAGO, IL 60606

 

INDEPENDENCE CAPITAL CO., INC.

5579 PEARL ROAD, SUITE 100, PARMA, OH 44129

 

INDEPENDENCE REALTY SECURITIES, LLC.

80 S. 8TH STREET, IDS CENTER, SUITE 4610, MINNEAPOLIS, MN 55402

 

INDEPENDENT BROKERS LLC

55 BROAD STREET, NEW YORK, NY 10004

 

INDEPENDENT FINANCIAL GROUP, LLC

12671 HIGH BLUFF DRIVE, SUITE 200, SAN DIEGO, CA 92130

 

INDEPENDENT INVESTMENT BANKERS, CORP.

16201 DODD STREET, SUITE 217, VOLENTE, TX 78641

Mailing Address: 2900 NORTH QUINLAN PARK RD., SUITE# 240-235, AUSTIN, TX 78732

 

INDIAN HARBOR, LLC

ONE RIVER ROAD, COS COB, CT 06807

 

INDIANA MERCHANT BANKING AND BROKERAGE CO., INC.

55 MONUMENT CIRCLE, SUITE 715, INDIANAPOLIS, IN 46204

 

INDIANA SECURITIES, LLC

1705 N MERIDIAN STREET, INDIANAPOLIS, IN 46202

Mailing Address: 1705 N MERIDIAN STREET, INDIANAPOLIS, IN 46202

 

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC

1633 BROADWAY, 28TH FLOOR, NEW YORK, NY 10019

 

INEO CAPITAL, LLC

50 MURRAY STREET, SUITE 1103, NEW YORK, NY 10007

 

INFINEX INVESTMENTS, INC.

538 PRESTON AVENUE, MERIDEN, CT 06450-4858

 

INFINITY FINANCIAL SERVICES

1624 FRANKLIN STREET, SUITE 818, OAKLAND, CA 94612

 

ING AMERICA EQUITIES, INC.

ONE ORANGE WAY, ATTENTION:COMPLIANCE - C2N, WINDSOR, CT 06095

 

ING FINANCIAL ADVISERS, LLC

ONE ORANGE WAY, C2N, WINDSOR, CT 06095

Mailing Address: ONE ORANGE WAY, C1S, WINDSOR, CT 06095

 

ING FINANCIAL MARKETS LLC

1325 AVENUE OF THE AMERICAS, NEW YORK, NY 10019

 

ING FINANCIAL PARTNERS, INC.

909 LOCUST STREET, DES MOINES, IA 50309

 

ING INVESTMENT ADVISORS, LLC

ONE ORANGE WAY, C2N, WINDSOR, CT 06095

 

ING INVESTMENTS DISTRIBUTOR, LLC

ONE ORANGE WAY, WINDSOR, CT 06095

 

INGALLS & SNYDER, LLC

61 BROADWAY, NEW YORK, NY 10006-2802

 

INLAND SECURITIES CORPORATION

2901 BUTTERFIELD ROAD, OAK BROOK, IL 60523

 

INLET SECURITIES, LLC

233 NORTH CAUSEWAY SUITE B, NEW SMYRNA BEACH, FL 32169

 

INNER CIRCLE SPORTS LLC

317 MADISON AVENUE, SUITE 510, NEW YORK, NY 10017

 

INNOVA SECURITIES, INC.

3703 WOODSMAN COURT, SUITLAND, MD 20746-1376

 

INNOVATION ADVISORS LLC

ONE PENN PLAZA, 36TH FLOOR, NEW YORK CITY, NY 10119

 

INNOVATION CAPITAL, LLC

222 NORTH SEPULVEDA BOULEVARD, SUITE 1300, EL SEGUNDO, CA 90245

 

INNOVATION PARTNERS LLC

2423A PLANTATION CENTER DRIVE, MATTHEWS, NC 28105

Mailing Address: PO BOX 1300, MATTHEWS, NC 28106

 

INSIGHT SECURITIES, INC.

2610 LAKE COOK RD., SUITE 190, RIVERWOODS, IL 60015-5710

 

INSTINET, LLC

1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

 

INSTITUTIONAL CASH DISTRIBUTORS, LLC

580 CALIFORNIA STREET, SUITE 1335, SAN FRANCISCO, CA 94104

 

INSTITUTIONAL SECURITIES CORPORATION

3500 OAK LAWN AVE, SUITE 400, DALLAS, TX 75219

 

INSTREAM PARTNERS LLC

545 MIDDLEFIELD RD, SUITE 150, MENLO PARK, CA 94025

 

INTEGRAL FINANCIAL LLC

1072 SOUTH DE ANZA BLVD. SUITE # A 206, SAN JOSE, CA 95129

 

INTEGRATED FINANCIAL PLANNING SERVICES

KARLSTRASSE 20, HEIDELBERG, 69117 GERMANY

Mailing Address: KARLSTRASSE 20, HEIDELBERG 69117, 69117 GERMANY

 

INTEGRATED TRADING AND INVESTMENTS, INC.

209 21ST ST., HUNTINGTON BEACH, CA 92648

Mailing Address: 209 21ST ST, HUNTINGTON BEACH, CA 92648

 

INTEGRIS SECURITIES, LLC

2720 COUNCIL TREE AVE., SUITE 224, FT. COLLINS, CO 80525

 

INTEGRITY BROKERAGE SERVICES, INC.

1945 STEWART STREET, OCEANSIDE, CA 92054

 

INTEGRITY FUNDS DISTRIBUTOR, LLC

1 NORTH MAIN STREET, MINOT, ND 58703-3189

Mailing Address: PO BOX 500, MINOT, ND 58702-0500

 

INTEGRITY INVESTMENTS, INC.

221 PENSACOLA ROAD, VENICE, FL 34285

 

INTEGRITY SECURITIES, INC.

345 9TH STRREET, SUITE 307, OAKLAND, CA 94607

Mailing Address: 345 9TH STREET, SUITE 307, OAKLAND, CA 94607

 

INTELLIGENT EDGE SECURITIES, LLC

420 LEXINGTON AVENUE, SUITE 400, NEW YORK, NY 10170

 

INTELLIVEST SECURITIES, INC.

1540 CHASE COURT, RIVERDALE, GA 30296-2610

 

INTER SECURITIES LTD.

490 POST ST., SUITE 1700, SAN FRANCISCO, CA 94102

 

INTERACTIVE BROKERS CORP.

8 GREENWICH OFFICE PARK, GREENWICH, CT 06831

 

INTERACTIVE BROKERS LLC

ONE PICKWICK PLAZA-2ND FL., GREENWICH, CT 06830

 

INTERCAM SECURITIES, INC.

1221 BRICKELL AVENUE, SUITE 1070, MIAMI, FL 33131

 

INTERCAROLINA FINANCIAL SERVICES, INC.

3300 BATTLEGROUND AVENUE SUITE 400, GREENSBORO, NC 27410-2447

 

INTERCOASTAL CAPITAL MARKETS, INC.

5550 GLADES ROAD, SUITE 308, BOCA RATON, FL 33431-7277

 

INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD.

300 CONVENT STREET - SUITE 1350, SAN ANTONIO, TX 78205

 

INTERNATIONAL ASSETS ADVISORY, LLC

300 SOUTH ORANGE AVENUE, STE 1100, ORLANDO, FL 32801

Mailing Address: 300 SOUTH ORANGE AVENUE, SUITE 1100, ORLANDO, FL 32801

 

INTERNATIONAL CORRESPONDENT TRADING, INC.

525 WASHINGTON BLVD STE 2401, JERSEY CITY, NJ 07310

 

INTERNATIONAL EQUITY SERVICES, INC.

120 BLOOMINGDALE ROAD SUITE 3400, WHITE PLAINS, NY 10605

 

INTERNATIONAL KBR FINANCE LLC

575 MADISON AVENUE, 9TH FLOOR, SUITE 149, NEW YORK, NY 10022

 

INTERNATIONAL MONEY MANAGEMENT GROUP, INC.

110 CHANNEL MARKER WAY SUITE #101, GRASONVILLE, MD 21638

 

INTERNATIONAL RESEARCH SECURITIES, INC.

2301 CEDAR SPRINGS - STE. 150, DALLAS, TX 75201-7801

 

INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC

666 FIFTH AVENUE, 11TH FLOOR, NEW YORK, NY 10103

 

INTERPACIFIC INVESTORS SERVICES, INC.

119 CEDAR ST, SEATTLE, WA 98121

 

INTERTRADING USA SECURITIES, INC.

1395 BRICKELL AVENUE, SUITE 960, MIAMI, FL 33131

 

INTERVEST INTERNATIONAL EQUITIES CORPORATION

1980 DOMINION WAY - SUITE 202, COLORADO SPRINGS, CO 80918

 

INTL FCSTONE SECURITIES INC.

329 PARK AVENUE NORTH, SUITE 350, WINTER PARK, FL 32789

Mailing Address: 329 PARK AVENUE NORTH, SUITE 350, WINTER PARK, FL 32789

 

INTREPID INVESTMENT BANKERS LLC

11755 WILSHIRE BLVD., SUITE 2200, LOS ANGELES, CA 90025

 

INVEMED ASSOCIATES LLC

375 PARK AVENUE, SUITE 2205, NEW YORK, NY 10152-0189

 

INVERNESS SECURITIES, LLC

2000 AUBURN DRIVE, SUITE 440, BEACHWOOD, OH 44122

 

INVESCO CAPITAL MARKETS, INC.

11 GREENWAY PLAZA, SUITE 1000, HOUSTON, TX 77046

Mailing Address: 11 GREENWAY PLAZA, SUITE 2500, HOUSTON, TX 77046

 

INVESCO DISTRIBUTORS, INC.

11 GREENWAY PLAZA, SUITE 2500, HOUSTON, TX 77046-1173

 

INVEST FINANCIAL CORPORATION

8745 HENDERSON ROAD, SUITE 300, TAMPA, FL 33634

Mailing Address: 8745 HENDERSON ROAD, SUITE 300, TAMPA, FL 33634

 

INVESTACORP, INC.

4400 BISCAYNE BLVD, 11TH FLOOR, MIAMI, FL 33137

 

INVESTEC SECURITIES (US) LLC

666 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10103

 

INVESTMENT ARCHITECTS, INC.

34 PETALUMA BLVD NORTH, PETALUMA, CA 94952-3079

 

INVESTMENT BANK SERVICES, INC.

6200 DUTCHMAN'S LANE-STE 305, LOUISVILLE, KY 40205

 

INVESTMENT CENTERS OF AMERICA, INC.

5555 GRANDE MARKET DRIVE, APPLETON, WI 54913-8403

Mailing Address: P.O. BOX 5097, APPLETON, WI 54912-5097

 

INVESTMENT DISTRIBUTORS, INC.

2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL 35223

 

INVESTMENT NETWORK, INC.

484 S. MILLER RD., SUITE 101, FAIRLAWN, OH 44333-4176

 

INVESTMENT PLACEMENT GROUP

350 10TH AVENUE, SUITE 1150, SAN DIEGO, CA 92101

Mailing Address: 350 10TH AVENUE, SUITE 1150, SAN DIEGO, CA 92101

 

INVESTMENT PLANNERS, INC.

226 W. ELDORADO STREET, DECATUR, IL 62522

Mailing Address: P.O. BOX 170, DECATUR, IL 62525-0170

 

INVESTMENT PROFESSIONALS, INC.

16414 SAN PEDRO AVE STE. 150, SAN ANTONIO, TX 78232-2245

 

INVESTMENT SECURITY CORPORATION

24009 VENTURA BLVD., SUITE 101, CALABASAS, CA 91302

 

INVESTMENTS BY PLANNERS, INC.

2500 N. MILITARY TRAIL, SUITE 285, BOCA RATON, FL 33431-6306

 

INVESTMENTS FOR YOU, INC.

1040 N. MAPLE STREET, MARYSVILLE, OH 43040

 

INVESTORS BROKERAGE OF TEXAS, LTD.

225 S. 5TH ST., WACO, TX 76701

Mailing Address: P.O. BOX 2683, WACO, TX 76702

 

INVESTORS CAPITAL CORP.

6 KIMBALL LANE, LYNNFIELD, MA 01940-2320

 

INVESTORS PLANNING SERVICES, CORP.

641 6TH AVE. WEST, EAST NORTHPORT, NY 11731

Mailing Address: 641 6TH AVE. WEST, EAST NORTHPORT, NY 11731

 

INVESTORS PROPERTIES, INC.

3724 THOMAS POINT RD., ANNAPOLIS, MD 21403

Mailing Address: PO BOX 4220, ANNAPOLIS, MD 21403

 

INVESTSHARES

2021 SUNDEW DR., TROY, MI 48098

Mailing Address: P.O. BOX 99457, TROY, MI 48099-9457

 

INVEX, INC.

601 BRICKELL KEY DRIVE, SUITE 400, MIAMI, FL 33131

 

ION PARTNERS LLC

521 FIFTH AVENUE, (27TH FLOOR), NEW YORK, NY 10175

 

IRC SECURITIES LLC

53 WEST 36TH STREET, SUITE 1002, NEW YORK, NY 10018

 

IROQUOIS CAPITAL ADVISORS, LLC

401 COMMERCE STREET, SUITE 740, NASHVILLE, TN 37219

 

IRR CAPITAL MARKETS, INC.

1901 WEST 47TH PLACE, WESTWOOD, KS 66205-1834

 

ISAAK BOND INVESTMENTS, INC.

600 17TH STREET STE 2610 SOUTH, DENVER, CO 80202-5401

Mailing Address: 600 17TH STREET STE 2610 S, DENVER, CO 80202-5401

 

ISBIN INVESTMENTS, INC.

5775 WAYZATA BLVD. STE 700, PARK OFFICENTER, ST. LOUIS PARK, MN 55416

 

ISI CAPITAL, LLC

747 THIRD AVENUE, SUITE 25B, NEW YORK, NY 10017

 

ISRAEL A. ENGLANDER & CO., LLC

666 FIFTH AVENUE, 14TH FLOOR, NEW YORK, NY 10103

Mailing Address: 666 FIFTH AVENUE, 9TH FLOOR, NEW YORK, NY 10103

 

ITAU BBA USA SECURITIES, INC.

767 FIFTH AVE 50TH FLOOR, NEW YORK, NY 10153

 

ITAU EUROPA SECURITIES INC.

200 S.BISCAYNE BLVD., SUITE 2200, MIAMI, FL 33131

 

ITB SECURITIES, LLC

240 W. 37TH STREET, SUITE 310, NEW YORK, NY 10018

 

ITG DERIVATIVES LLC.

601 S. LASALLE STREET, SUITE 300, CHICAGO, IL 60605

Mailing Address: 601 S. LASALLE STREET, SUITE 300, CHICAGO, IL 60605

 

ITG INC.

380 MADISON AVENUE, 4TH FLOOR, NEW YORK, NY 10017

 

IVA FUNDS DISTRIBUTORS, LLC

THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101

Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

 

IVP CAPITAL, LLC

337 NOYAC PATH, WATER MILL, NY 11976

 

IVY FUNDS DISTRIBUTOR, INC.

6300 LAMAR AVENUE, OVERLAND PARK, KS 66202-4200

Mailing Address: P.O. BOX 29217, SHAWNEE MISSION, KS 66201-9217

 

IVY LEAGUE FINANCIAL SERVICES, INC

8322 E FEATHERSONG LN, SCOTTSDALE, AZ 85255

Mailing Address: 8322 E FEATHERSONG LN, SCOTTSDALE, 85255 USA

 

IVY SECURITIES, INC.

320 NORTHERN BLVD, SUITE 21, GREAT NECK, NY 11021

 

J K R & COMPANY, INC.

1540 S COAST HWY STE 202, LAGUNA BEACH, CA 92651

 

J. ALDEN ASSOCIATES, INC.

261 OLD YORK ROAD SUITE 837, JENKINTOWN, PA 19046

Mailing Address: P.O. BOX 744, JENKINTOWN, PA 19046

 

J. D. SEIBERT & COMPANY, INC.

20 WEST 9TH STREET, CINCINNATI, OH 45202-2024

 

J. J. & M. GELDZAHLER

1347 49TH ST., BROOKLYN, NY 11219

Mailing Address: 1347-49TH ST, BROOKLYN, NY 11219

 

J. STREICHER & CO. L.L.C.

40 WALL STREET, ROOM 3002, NEW YORK, NY 10005

 

J.A. GLYNN & CO.

9841 CLAYTON ROAD, ST LOUIS, MO 63124

 

J.D. NICHOLAS & ASSOCIATES, INC.

6901 JERICHO TURNPIKE, SUITE 217, SYOSSET, NY 11791

 

J.H. DARBIE & CO., INC.

99 WALL ST. 6TH FL., NEW YORK, NY 10005

Mailing Address: 99 WALL ST 20TH FL, C/O ROBERT ROBINOWITZ, NEW YORK, NY 10005

 

J.H. LILLIAN SECURITIES CORP.

767 THIRD AVE - 36TH FLOOR, NEW YORK, NY 10017

 

J.J.B. HILLIARD, W.L. LYONS, LLC

500 WEST JEFFERSON STREET, SUITE 700, LOUISVILLE, KY 40202-2517

Mailing Address: P.O. BOX 32760, LOUISVILLE, KY 40232-2760

 

J.K. FINANCIAL SERVICES, INC.

149 CROSS RAIL LANE, STE. 102, NORCO, CA 92860

Mailing Address: 149 CROSS RAIL LANE, STE 102, NORCO, CA 92860

 

J.M LUMMIS SECURITIES, INC.

50 LOCUST AVE, NEW CANAAN, CT 06840

 

J.P. MORGAN CLEARING CORP.

383 MADISON AVENUE, NEW YORK, NY 10179

Mailing Address: 575 WASHINGTON BLVD, FLOOR 16, JERSEY CITY, NJ 07310

 

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

270 PARK AVENUE, NY1-K462, NEW YORK, NY 10017

Mailing Address: 270 PARK AVENUE, NY1-K462, NEW YORK, NY 10167

 

J.P. MORGAN SECURITIES LLC

383 MADISON AVENUE, NEW YORK, NY 10179

Mailing Address: 575 WASHINGTON BLVD, FLOOR 16, JERSEY CITY, NJ 07310

 

J.P. TURNER & COMPANY, L.L.C.

ONE BUCKHEAD PLAZA, 3060 PEACHTREE RD NW, 11TH FLOOR, ATLANTA, GA 30305

 

J.P.P. EURO-SECURITIES, INC.

595 MADISON AVENUE, 38TH FLOOR, NEW YORK, NY 10022

 

J.V. DELANEY & ASSOCIATES

20 VIENNA, NEWPORT BEACH, CA 92660

Mailing Address: 20 VIENNA, NEWORT BEACH, CA 92660

 

J.W. COLE FINANCIAL, INC.

6928 W. LINEBAUGH AVE. STE. 101, TAMPA, FL 33625

 

J.W. KORTH & COMPANY

6500 CENTURION DRIVE, SUITE 200, LANSING, MI 48917

 

J.W. MILLEGAN, INC.

P.O. BOX 615, GLENEDEN BEACH, OR 97388

Mailing Address: PO BOX 249, 8390 OLD WALLACE BRIDGE ROAD, SHERIDAN, OR 97378

 

JACK V. BUTTERFIELD INVESTMENT COMPANY

100 SOUTH JACKSON, SUITE 100, JACKSON, MI 49201

Mailing Address: P.O. BOX 4057, JACKSON, MI 49204

 

JACKSON & SMITH INVESTMENT SECURITIES, LLC

275 W. MAIN AVENUE, GASTONIA, NC 28052

Mailing Address: P. O. BOX 876, GASTONIA, NC 28053-0876

 

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

7601 TECHNOLOGY WAY, 6TH FLOOR, DENVER, CO 80237

Mailing Address: 7601 TECHNOLOGY WAY, 6TH FLOOR, DENVER, CO 80237

 

JACQUES FINANCIAL, LLC

15430 AVERY ROAD, ROCKVILLE, MD 20855

 

JAE INVESTMENTS, INC.

7310 DOVER COURT, PARKLAND, FL 33067

 

JAMES E. COFFEY SECURITIES, INC.

BUTTONWOOD BUSINESS SOLUTIONS, LLC, 30 BROAD ST., 14TH FL., NEW YORK, NY 10004

 

JAMES FOX SECURITIES, INC.

1902 WRIGHT PLACE, SUITE 200, CARLSBAD, CA 92008

Mailing Address: 1902 WRIGHT PLACE, CARLSBAD, CA 92008

 

JAMES I. BLACK & COMPANY

311 SOUTH FLORIDA AVENUE, LAKELAND, FL 33801

Mailing Address: P.O. BOX 24838, LAKELAND, FL 33802

 

JAMES L. FINEFROCK AND ASSOCIATES CORP.

2375 EAST CAMELBACK ROAD SUITE 600, PHOENIX, AZ 85016

 

JAMES RIVER SECURITIES CORP.

58 BROAD STREET ROAD, MANAKIN-SABOT, VA 23103-2213

 

JAMES T. BORELLO & CO.

151 DUNDEE AVE., EAST DUNDEE, IL 60118

 

JANCO PARTNERS, INC.

5231 SO. QUEBEC ST. STE.200, GREENWOOD VILLAGE, CO 80111-2739

Mailing Address: 5231 SO. QUEBEC ST. STE. 200, GREENWOOD VILLAGE, CO 80111-2739

 

JANE STREET MARKETS, LLC

ONE NEW YORK PLAZA, NEW YORK, NY 10004

 

JANNEY MONTGOMERY SCOTT LLC

1717 ARCH STREET, PHILADELPHIA, PA 19103

 

JANSSEN PARTNERS, INC.

2094 185TH STREET, SUITE 17, FAIRFIELD, IA 52556

 

JANUS DISTRIBUTORS LLC

151 DETROIT STREET, DENVER, CO 80206-4923

 

JAPANINVEST INC.

122 EAST 42ND STREET, SUITE 3006, NEW YORK, NY 10168

 

JAVELIN SECURITIES, LLC

443 PARK AVENUE SOUTH, 10TH FLOOR, NEW YORK, NY 10016

 

JAYPEE INTERNATIONAL, INC.

30 S. WACKER DRIVE, SUITE 1700, CHICAGO, IL 60606-7498

 

JB DRAX HONORE' INC.

1270 AVENUE OF THE AMERICAS, SUITE 212, 2ND FLOOR, NEW YORK, NY 10020

 

JBS LIBERTY SECURITIES, INC.

2626 DALE EARNHARDT BOULEVARD, KANNAPOLIS, NC 28083

 

JCP SECURITIES

19200 VON KARMAN AVENUE, SUITE 340, IRVINE, CA 92612

 

JCRA FINANCIAL LLC

5 PENN PLAZA, 23RD FLOOR, NEW YORK, NY 10001

 

JDB CAPITAL SECURITIES LLC

20645 N PIMA ROAD, SUITE 110, SCOTTSDALE, AZ 85255

 

JDF CAPITAL ADVISORS, LLC

650 S. CHERRY STREET STE 1200, DENVER, CO 80246-1801

 

JDL SECURITIES CORPORATION

1001 DOVE STREET, SUITE 160, NEWPORT BEACH, CA 92660-2816

 

JEFFERIES EXECUTION SERVICES, INC.

520 MADISON AVENUE, NEW YORK, NY 10022

Mailing Address: 520 MADISON AVENUE, 16TH FLOOR, NEW YORK, NY 10022

 

JEFFERIES HIGH YIELD TRADING, LLC

THE METRO CENTER, ONE STATION PLACE, THREE NORTH, STAMFORD, CT 06902

 

JEFFERIES LLC

520 MADISON AVENUE, NEW YORK, NY 10022

Mailing Address: 520 MADISON AVENUE, 16TH FLOOR, NEW YORK, NY 10022

 

JEFFERSON NATIONAL SECURITIES CORPORATION

9920 CORPORATE CAMPUS DRIVE, SUITE 1000, LOUISVILLE, KY 40223

Mailing Address: 10350 ORMSBY PARK PLACE, LOUISVILLE, KY 40223

 

JEGI LLC

150 EAST 52ND STREET-18TH FLOOR, NEW YORK, NY 10022

 

JENNINGS CAPITAL (USA) INC.

SUITE 2700, 308 - 4TH AVENUE SW, CALGARY AB, T2P 0H7 CANADA

Mailing Address: SUITE 320 - 33 YONGE STREET, TORONTO, ON, M5E 1G4 CANADA

 

JERA SECURITIES, INC.

2121 AVENUE OF THE STARS, SUITE 160, LOS ANGELES, CA 90067

 

JETTRADE, INC.

463 OHIO PIKE, STE 105, CINCINNATI, OH 45255

 

JFD SECURITIES, INC.

343 MILLBURN AVENUE, MILLBURN, NJ 07041

 

JHS CAPITAL ADVISORS, LLC

501 E. KENNEDY BLVD, SUITE 1400, TAMPA, FL 33602

 

JK SECURITIES, INC.

39 WATROO POINT, CHARLESTON, SC 29492

 

JLT CAPITAL PARTNERS LLC

29 LONDONDERRY ROAD, WINDHAM, NH 03087

 

JMP SECURITIES LLC

600 MONTGOMERY STREET, SUITE 1100, SAN FRANCISCO, CA 94111

 

JNK SECURITIES CORP.

902 BROADWAY, 20TH FLOOR, NEW YORK, NY 10010

 

JOE JOLLY & CO., INC.

2350 WACHOVIA TOWER, 420 NO 20TH ST, BIRMINGHAM, AL 35203

Mailing Address: P.O. BOX 8, BIRMINGHAM, AL 35201-0008

 

JOHN CARRIS INVESTMENTS LLC

40 WALL STREET, SUITE 1706, NEW YORK, NY 10005

 

JOHN HANCOCK DISTRIBUTORS LLC

601 CONGRESS STREET, BOSTON, MA 02110

Mailing Address: P.O. BOX 4700, BUFFALO, NY 14240

 

JOHN HANCOCK FUNDS, LLC

601 CONGRESS STREET, BOSTON, MA 02210-2805

 

JOHN JAMES INVESTMENTS, LTD.

8463 SHERIDAN DRIVE, WILLIAMSVILLE, NY 14221

 

JOHN THOMAS FINANCIAL

14 WALL STREET, 23RD FLOOR, NEW YORK, NY 10005

 

JOHN W. LOOFBOURROW ASSOCIATES, INC.

44 WALL STREET, 12TH FLOOR, NEW YORK, NY 10005

 

JOHNSON RICE & COMPANY L.L.C.

639 LOYOLA AVENUE-STE 2775, NEW ORLEANS, LA 70113-7105

 

JOHNSON SECURITIES, INC.

40 LLOYD AVENUE-STE. 102, MALVERN, PA 19355

 

JOHNSTON BLAKELY & COMPANY, LLC

6 1/2 PROCTOR STREET, MANCHESTER, MA 01944

Mailing Address: PO BOX 333, #4, MANCHESTER, MA 01944

 

JOHNSTON, LEMON & CO. INCORPORATED

1101 VERMONT AVENUE - NW, WASHINGTON, DC 20005-3521

 

JONES LANG LASALLE SECURITIES, LLC

200 E. RANDOLPH DRIVE, CHICAGO, IL 60601

 

JONESTRADING

32133 W. LINDERO CANYON RD, STE 208, WESTLAKE VILLAGE, CA 91361-4226

Mailing Address: 32133 W. LINDERO CANYON RD. #208, WESTLAKE VILLAGE, CA 91361-4226

 

JORDAN, KNAUFF & COMPANY

200 W. MADISON ST., STE. 980, CHICAGO, IL 60606

 

JOSEPH CAPITAL, LLC

551 FIFTH AVENUE, 28TH FLOOR, NEW YORK, NY 10017

Mailing Address: 300 CPW, NEW YORK, NY 10024

 

JOSEPH GRACE

44 WALL STREET, 12TH FL., NEW YORK, NY 10005

 

JOSEPH GUNNAR & CO. LLC

30 BROAD STREET 11TH FLOOR, NEW YORK, NY 10004

 

JOSEPH KOSINSKY, INC.

400 SECOND AVENUE, NEW YORK, NY 10010

 

JOSEPH STONE CAPITAL L.L.C.

990 STEWART AVENUE SUITE 180, GARDEN CITY, NY 11530

 

JPM ADVISORS, LLC

38 DONNELLY DRIVE, DOVER, MA 02030

 

JPMORGAN DISTRIBUTION SERVICES, INC.

460 POLARIS PARKWAY, WESTERVILLE, OH 43082

Mailing Address: 460 POLARIS PARKWAY, MAIL CODE:(OH1-1235), WESTERVILLE, OH 43082

 

JRL CAPITAL CORPORATION

20371 IRVINE AVE, SUITE A-140, NEWPORT BEACH, CA 92660

 

JRM SECURITIES

1103 POWELL AVENUE, ERIE, PA 16505

 

JSB PARTNERS, LP

460 TOTTEN POND ROAD, SUITE 480, WALTHAM, MA 02451

 

JSI TRANSACTION ADVISORS, LLC

7852 WALKER DRIVE, STE. 200, GREENBELT, MD 20770

 

JSL SECURITIES, INC.

300 WEST 10TH STREET, WEST POINT, GA 31833

Mailing Address: P.O. BOX 70, WEST POINT, GA 31833

 

JSVC, LLC

729 ELEPAIO STREET, HONOLULU, HI 96816-4709

 

JUDGE & ASSOCIATES, INC.

495 BELL DRIVE, DES PLAINES, IL 60016

 

JULIAN LECRAW REALTY ADVISORS, INC.

1575 NORTHSIDE DRIVE N.W., BUILDING 100, SUITE 200, ATLANTA, GA 30318-4208

 

JVB FINANCIAL GROUP, LLC

2700 N. MILITARY TRAIL, SUITE 200, BOCA RATON, FL 33431

 

K CAPITAL LLC

805 THIRD AVENUE, FLOOR 14, NEW YORK, NY 10022

 

K. W. CHAMBERS & CO.

7800 FORSYTH, 5TH FLOOR, CLAYTON, MO 63105

 

K.C. WARD FINANCIAL

4175 VETERANS MEMORIAL HWY, SUITE 300, RONKONKOMA, NY 11779

Mailing Address: 4175 VETERANS MEMORIAL HWY, SUITE 300, RONKONKOMA, NY 11779

 

KA ASSOCIATES, INC.

1800 AVENUE OF THE STARS, THIRD FLOOR, LOS ANGELES, CA 90067

 

KACZMAREK FINANCIAL SERVICES, LLC

309 LIBERTY  AVENUE, WEIRTON, WV 26062

Mailing Address: 309 LIBERTY AVENUE, WEIRTON, WV 26062

 

KAHN BROTHERS LLC

555 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY 10022-3301

 

KAIETEUR INVESTMENTS LLC

90 BROAD STREET, SUITE 1904, NEW YORK, NY 10004-2670

 

KAISER AND COMPANY

6101 YELLOWSTONE RD. STE 100, CHEYENNE, WY 82009

 

KALORAMA CAPITAL, LLC

1776 I STREET NW, SUITE 900, WASHINGTON, DC 20006-3757

 

KALOS CAPITAL, INC.

3780 MANSELL RD, STE. 150, ALPHARETTA, GA 30022

Mailing Address: 3780 MANSELL RD. STE. 150, ALPHARETTA, GA 30022

 

KANSAS CITY BROKERAGE. INC

6320 LAMAR, OVERLAND PARK, KS 66202

Mailing Address: PO BOX 7027, KANSAS CITY, MO 64113

 

KAPITALL GENERATION, LLC

241 CENTRE STREET, 6TH FLOOR, SUITE 7, NEW YORK, NY 10013

 

KARVY, INC.

11 BROADWAY, SUITE 1568, NEW YORK, NY 10004

 

KASHNER DAVIDSON SECURITIES CORPORATION

77 SOUTH PALM AVENUE, SARASOTA, FL 34236-7724

 

KATALYST SECURITIES LLC

15 MAIDEN LANE, ROOM 601, NEW YORK, NY 10038

 

KAUFMAN & COMPANY, LLC

101 FEDERAL STREET, NO. 1310, BOSTON, MA 02110

 

KAYAN SECURITIES, INC.

3450 WILSHIRE BLVD, # 1020, LOS ANGELES, CA 90010-2245

 

KBC SECURITIES USA, INC.

1177 AVENUE OF THE AMERICAS, 7TH FLOOR, NEW YORK, NY 10036

 

KBD SECURITIES, LLC

470 PARK AVENUE SOUTH, NEW YORK, NY 10016

 

KBR CAPITAL MARKETS, LLC

255 SHORELINE DRIVE, SUITE 428, REDWOOD CITY, CA 94065

Mailing Address: 255 SHORELINE DRVE, SUITE 428, REDWOOD CITY, CA 94065

 

KBS CAPITAL MARKETS GROUP LLC

660 NEWPORT CENTER DRIVE, SUITE 1200, NEWPORT BEACH, CA 92660

 

KC BROKERAGE SERVICES, LLC

2725 NW 24TH AVE., CAMAS, WA 98607

Mailing Address: PO BOX 1016, CAMAS, WA 98607

 

KCCI, LTD.

66 YORK STREET, 3RD FLOOR, JERSEY CITY, NJ 07302

 

KCD FINANCIAL, INC.

3313 S. PACKERLAND DRIVE, SUITE E, DE PERE, WI 54115

 

KCG SECURITIES, LLC

13961 S. MINUTEMAN DR., #300A, DRAPER, UT 84020

 

KCPAG BROKERAGE LLC

302 E. WALNUT, ROBINSON, IL 62454

 

KEDEM CAPITAL CORPORATION

52 BEAUMONT DRIVE, MELVILLE, NY 11747-2502

 

KEEFE, BRUYETTE & WOODS, INC.

787 7TH AVENUE, NEW YORK, NY 10019

Mailing Address: 787 7TH AVENUE, 4TH FLOOR, NEW YORK, NY 10019

 

KEELEY INVESTMENT CORP.

111 W. JACKSON BLVD., SUITE 810, CHICAGO, IL 60604

 

KEISER ANALYTICS

139 FULTON STREET, SUITE 512, NEW YORK, NY 10038

Mailing Address: 527 HUDSON STREET, SUITE 20-170, NEW YORK, NY 10014

 

KELSON CAPITAL LLC

800 THIRD AVENUE, 15TH FLOOR, NEW YORK, NY 10022

Mailing Address: 56 SOUTH SUNNYCREST DRIVE, LITTLE SILVER, NJ 07739

 

KEMA PARTNERS LLC

309 LAVERNE AVE., MILL VALLEY, CA 94941

 

KEMPEN & CO U.S.A., INC.

880 THIRD AVENUE, 17TH FLOOR, NEW YORK, NY 10022

 

KENAI INVESTMENTS, INC.

112 SW 8TH AVE STE 301E, AMARILLO, TX 79101

 

KENDRICK PIERCE & CO

501 EAST KENNEDY, SUITE 801, TAMPA, FL 33602

Mailing Address: 501 EAST KENNEDY, SUITE 801, TAMPA, FL 33602

 

KENMAR SECURITIES, L.P.

900 KING STREET, SUITE 100, RYE BROOK, NY 10573

 

KENNETH, JEROME & CO.,INC.

147 COLUMBIA TPKE, FLORHAM PK, NJ 07932

Mailing Address: P.O. BOX 38, FLORHAM PK, NJ 07932-0038

 

KENSINGTON CAPITAL CORP.

4910 13TH AVE., BROOKLYN, NY 11219-3100

 

KENT CAPITAL, INC.

7501 TILLMAN HILL ROAD, COLLEYVILLE, TX 76034

 

KEPLER CAPITAL MARKETS, INC.

600 LEXINGTON AVENUE, 28TH FLOOR, NEW YORK, NY 10022

 

KERCHEVILLE & COMPANY, INC.

15750 IH-10 WEST, SAN ANTONIO, TX 78249

 

KERLIN CAPITAL GROUP LLC

555 S. FLOWER ST., STE. 2750, LOS ANGELES, CA 90071-1602

 

KERN, SUSLOW SECURITIES, INC.

50 BROAD STREET STE.1600, NEW YORK, NY 10004

Mailing Address: 50 BROAD STREET, NEW YORK, NY 10004

 

KERSHNER SECURITIES, LLC

1825-B KRAMER LANE, SUITE 200, AUSTIN, TX 78758-4281

 

KESSLER & COMPANY INVESTMENTS, INC.

1200 17TH STREET, SUITE 110, DENVER, CO 80202-5835

 

KEVIN HART KORNFIELD & COMPANY, INC.

2137 EMBASSY DRIVE STE 105, LANCASTER, PA 17603-2387

Mailing Address: P.O. BOX 6423, LANCASTER, PA 17607-6423

 

KEY INVESTMENT SERVICES LLC

4900 TIEDEMAN ROAD, OH-01-49-0215, BROOKLYN, OH 44144

Mailing Address: 4900 TIEDEMAN ROAD, BROOKLYN, OH 44144

 

KEY WEST INVESTMENTS, LLC

227 W. VALLEY BLVD, SUITE 298B, SAN GABRIEL, CA 91776

 

KEYBANC CAPITAL MARKETS INC.

127 PUBLIC SQUARE, CLEVELAND, OH 44114

 

KEYSTONE CAPITAL CORPORATION

3511 CAMINO DEL RIO SOUTH, SUITE 406, SAN DIEGO, CA 92108

 

KFM SECURITIES, INC.

C/O BUTTONWOOD BUSINESS SOLUTIONS, LLC., 30 BROAD STREET - 14TH FLOOR, NEW YORK, NY 10004

 

KGS-ALPHA CAPITAL MARKETS, L.P.

601 LEXINGTON AVENUE, 44TH FLOOR, NEW YORK, NY 10022

 

KIDRON CAPITAL ADVISORS LLC

1450 BROADWAY, 39TH FLOOR, NEW YORK, NY 10018

 

KILDARE CAPITAL, INC.

555 LANCASTER AVENUE, SUITE 540, RADNOR, PA 19087

 

KILEY PARTNERS, INC.

4400 NORTHCORP PARKWAY SUITE 121, PALM BEACH GARDENS, FL 33410

 

KIMELMAN & BAIRD, LLC

100 PARK AVENUE, NEW YORK, NY 10017-5516

 

KINECTA FINANCIAL & INSURANCE SERVICES, LLC

973 S. WESTLAKE BLVD., SUITE 200, WESTLAKE VILLAGE, CA 91361

Mailing Address: 973 S. WESTLAKE BLVD, SUITE 200, WESTLAKE VILLAGE, CA 91361

 

KINETICS FUNDS DISTRIBUTOR LLC

470 PARK AVENUE SOUTH, 8TH FLOOR, NEW YORK, NY 10016

 

KINGSBRIDGE CAPITAL CORP.

12407 RIDGE RD, KING GEORGE, VA 22485

 

KINGSBURY CAPITAL LLC

ONE ROTARY CENTER, 1560 SHERMAN AVENUE, SUITE 803, EVANSTON, IL 60201

 

KINSELL, NEWCOMB & DE DIOS, INC

2776 GATEWAY ROAD, CARLSBAD, CA 92009

 

KIPLING CAPITAL, INC.

100 SHORELINE HWY. 200-B, MILL VALLEY, CA 94941

 

KIPLING JONES & CO., LTD.

1200 SMITH STREET, STE. 1600, HOUSTON, TX 77002

Mailing Address: 1200 SMITH STREET, STE. 1600, HOUSTON, TX 77002

 

KIPPSDESANTO & COMPANY

1600 TYSONS BOULEVARD, SUITE 375, MCLEAN, VA 22102

 

KIRK SECURITIES CORPORATION

400 N. CARROLL BLVD., STE. 201, DENTON, TX 76201-9041

Mailing Address: P.O. BOX 1934, DENTON, TX 76202

 

KISKI SECURITIES LLC

888 7TH AVENUE, 5TH FLOOR, NEW YORK, NY 10019

 

KJM SECURITIES, INC.

48 SAGAMORE ROAD, SUITE 29, BRONXVILLE, NY 10708-1534

Mailing Address: P.O. BOX 734, BRONXVILLE, NY 10708-0734

 

KKR CAPITAL MARKETS LLC

9 WEST 57TH STREET, 41ST FLOOR,, SUITE 4160, NEW YORK, NY 10019

 

KMHT SECURITIES, INC

6458 MEMORIAL DRIVE, FRISCO, TX 75034

 

KMS FINANCIAL SERVICES, INC.

2001 SIXTH AVE, SUITE 2801, SEATTLE, WA 98121-1866

 

KNIGHT CAPITAL AMERICAS LLC

545 WASHINGTON BLVD., JERSEY CITY, NJ 07310

 

KNOX SECURITIES CORP.

830 POST ROAD EAST, SUITE 205, WESTPORT, CT 06880

 

KOEHLER FINANCIAL, LLC

5764 JAMES DRIVE, STEVENSVILLE, MI 49127

 

KOONCE SECURITIES, INC.

6550 ROCK SPRING DR. STE 600, BETHESDA, MD 20817-6550

 

KOREA INVESTMENT & SECURITIES AMERICA, INC.

1350 AVENUE OF THE AMERICAS, SUITE 1110, NEW YORK, NY 10019

 

KOTA GLOBAL SECURITIES INC.

317 MADISON AVENUE, SUITE 1220, NEW YORK, NY 10017

 

KOTAK MAHINDRA, INC.

50 MAIN STREET, SUITE 890, WHITE PLAINS, NY 10606

 

KOVACK SECURITIES INC.

6451 N. FEDERAL HWY., SUITE 1201, FT. LAUDERDALE, FL 33308

 

KOVITZ SECURITIES, LLC

115 S. LASALLE ST., 27TH FLOOR, CHICAGO, IL 60603

 

KPMG CORPORATE FINANCE LLC

200 E. RANDOLPH DRIVE, CHICAGO, IL 60601-6436

Mailing Address: 200 E. RANDOLPH DRIVE, SUITE 5500, CHICAGO, IL 60601-6436

 

KR SECURITIES, LLC

600 PRETTY BROOK ROAD, PRINCETON, NJ 08540

Mailing Address: P.O. BOX 7787, PRINCETON, NJ 08543-7787

 

KRAMBO CORPORTION

1355 BAY STREET #4, SAN FRANCISCO, CA 94123

Mailing Address: THE PRESIDIO OF SAN FRANCISCO, MAIL CAL BOX 29310, SAN FRANCISCO, CA 94129-0310

 

KRUEGER BROKERAGE INC.

406 MAIN STREET, P.O. BOX 1448, KEOKUK, IA 52632

Mailing Address: P.O. BOX 1448, KEOKUK, IA 52632

 

KUEHL CAPITAL CORPORATION

14747 CALIFORNIA STREET, SUITE 1, OMAHA, NE 68154

 

KUHNS BROTHERS SECURITIES CORPORATION

558 LIME ROCK ROAD, LIME ROCK, CT 06039

Mailing Address: 558 LIME ROCK ROAD, LAKEVILLE, CT 06039

 

KUN-LUN DEVELOPMENT CORPORATION

435 KINGSTON DRIVE, DANVILLE, CA 94506

 

KURT SALMON CAPITAL ADVISORS, INC.

1355 PEACHTREE ST., SUITE 900, ATLANTA, GA 30309

 

KUYKENDALL & SCHNEIDER, INC.

3405 22ND STREET, SUITE 202, LUBBOCK, TX 79410

Mailing Address: 3405 22ND STREET, LUBBOCK, TX 79410

 

KW SECURITIES CORPORATION

100 LARKSPUR LANDING CIRCLE, SUITE 200, LARKSPUR, CA 94939

 

KYSON & CO

30 E. SANTA CLARA STREET, SUITE F, ARCADIA, CA 91006

 

KYTE SECURITIES LLC

55 WATER STREET, NEW YORK, NY 10041

 

L&M FINANCIAL SERVICES

5510 PEARL RD, LOWER LEVEL #98, PARMA, OH 44129

Mailing Address: 5510 PEARL RD., LOWER LEVEL #98, PARMA, OH 44129

 

L. B. FISHER & COMPANY

17300 DALLAS PARKWAY, SUITE 3050, DALLAS, TX 75248

 

L.J. HART AND COMPANY

16401 SWINGLEY RIDGE ROAD - SUITE 210, ST. LOUIS, MO 63017

 

L.M. KOHN & COMPANY

9810 MONTGOMERY ROAD, CINCINNATI, OH 45242-6414

 

L.O. THOMAS & CO. INC.

LINWOOD COMMONS-SUITE A-6, 2106 NEW ROAD, LINWOOD, NJ 08221

Mailing Address: LINWOOD COMMMONS-SUITE A-6, 2106 NEW ROAD PO BOX 293, LINWOOD, NJ 08221

 

LABRUNERIE FINANCIAL SERVICES, INC.

601 W. NIFONG BLVD, BUILDING 3B, COLUMBIA, MO 65203

Mailing Address: 601 W. NIFONG BLVD, BUILDING 3B``, COLUMBIA, MO 65203

 

LADDER CAPITAL SECURITIES LLC

345 PARK AVENUE, 8TH FLOOR, NEW YORK, NY 10154

 

LADENBURG THALMANN & CO. INC.

520 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10022

 

LAFAYETTE INVESTMENTS, INC.

7910 WOODMONT AVE, SUITE 905, BETHESDA, MD 20814

 

LAFISE SECURITIES CORPORATION

200 S. BISCAYNE BLVD, SUITE 3550, MIAMI, FL 33131

 

LAIDLAW & COMPANY (UK) LTD.

41 DOVER STREET, LONDON, W1S 4NS ENGLAND

Mailing Address: 90 PARK AVENUE, NEW YORK, NY 10016

 

LAKE CHAMPLAIN BROKERAGE SERVICES LLC

130 WEST 42ND STREET, 15TH FLOOR, NEW YORK, NY 10036

 

LAKE FOREST SECURITIES LLC

39 SOUTH LASALLE ST. STE. 716, CHICAGO, IL 60603

 

LAKE STREET CAPITAL MARKETS, LLC

225 SOUTH SIXTH STREET, SUITE 2050, MINNEAPOLIS, MN 55402

 

LAKERIDGE CAPITAL INC.

55 UNIVERSITY AVENUE, MEZZANINE LEVEL, SUITE M002, TORONTO, ONTARIO, M5J 2H7 CANADA

Mailing Address: 1040 FIRST AVE., #320, NEW YORK, NY 10022

 

LAM SECURITIES INVESTMENTS, INC.

2099 LAKE STREET, SAN FRANCISCO, CA 94121

 

LAMON & STERN, INC.

1950 NORTH PARK PLACE, STE.100, ATLANTA, GA 30339

 

LAMPERT CAPITAL MARKETS INC.

477 MADISON AVE, SUITE 230, NY, NY 10022

 

LAMPOST CAPITAL, L.C.

7777 W. GLADES ROAD, SUITE 213, BOCA RATON, FL 33434

 

LANCASTER POLLARD & CO.

65 EAST STATE STREET, SUITE 1600, COLUMBUS, OH 43215

 

LANDAAS & COMPANY

411 E. WISCONSIN AVE, MILWAUKEE, WI 53202

 

LANDMARK INVESTMENT GROUP, INC

HARMON COVE TOWERS, SUITE 12, SECAUCUS, NJ 07094

Mailing Address: 3434 POAGVILLE ROAD, COLDWATER, MS 38618

 

LANDOLT SECURITIES, INC.

701 OREGON STREET, OSHKOSH, WI 54902

Mailing Address: P.O. BOX 2703, OSHKOSH, WI 53903-2703

 

LANE, BERRY & CO. INTERNATIONAL, LLC

225 FRANKLIN STREET, SUITE 2200, BOSTON, MA 02110

Mailing Address: 880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716

 

LANGDON P. COOK GOVERNMENT SECURITIES, LLC

100 PARK AVENUE, 22ND FLOOR, NEW YORK, NY 10017-5516

 

LANTERN INVESTMENTS, INC.

35 PINELAWN ROAD, SUITE 101E, MELVILLE, NY 11747

 

LARA, MAY & ASSOCIATES, LLC

7600 LEESBURG PIKE, SUITE 120 EAST, FALLS CHURCH, VA 22043

 

LARADORBECKER SECURITIES CORPORATION

32 GOLDEN SCROLL CIRCLE, THE WOODLANDS, TX 77382

 

LARIMER CAPITAL CORPORATION

1720 SOUTH BELLAIRE STREET, SUITE 1110, DENVER, CO 80222

 

LARKSPUR CAPITAL CORPORATION

885 THIRD AVENUE, 20TH FLOOR, NEW YORK, NY 10022

 

LARRAINVIAL SECURITIES US LLC

EL BOSQUE NORTE 0177, LAS CONDES SANTIAGO, 0177 CHILE

 

LARSON FINANCIAL SECURITIES, LLC

1015 CORPORATE SQUARE DR., SUITE 300, ST. LOUIS, MO 63132

 

LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC

200 EAST RANDOLPH DRIVE, CHICAGO, IL 60601

 

LASALLE ST SECURITIES, L.L.C.

940 N. INDUSTRIAL DR., ELMHURST, IL 60126-1131

 

LAUREL HILL SECURITIES LLC

2 ROBBINS LANE, SUITE 201, JERICHO, NY 11753

 

LAVAFLOW, INC.

388 GREENWICH STREET, 29TH FLOOR, NEW YORK, NY 10013

 

LAVECCHIA CAPITAL LLC

444 MANSFIELD AVENUE, DARIEN, CT 06820

 

LAWSON FINANCIAL CORPORATION

3352 E. CAMELBACK RD, PHOENIX, AZ 85018

Mailing Address: 3352 E CAMELBACK RD, PHOENIX, AZ 85018

 

LAZARD ASSET MANAGEMENT SECURITIES LLC

30 ROCKEFELLER PLAZA, 59TH FLOOR, NEW YORK, NY 10112

 

LAZARD CAPITAL MARKETS LLC

30 ROCKEFELLER PLAZA, NEW YORK, NY 10020-5900

 

LAZARD FRERES & CO. LLC

30 ROCKEFELLER PLAZA, NEW YORK, NY 10020-5900

 

LAZARD MIDDLE MARKET LLC

225 SOUTH SIXTH STREET, 46TH FLOOR, MINNEAPOLIS, MN 55402

Mailing Address: 225 SOUTH SIXTH STREET, 46TH FLOOR, MINNEAPOLIS, MN 55402

 

LB GROUP LLC

1380 WEST PACES FERRY RD., SUITE 2240, ATLANTA, GA 30327

 

LBC CAPITAL PARTNERS LLC

700 13TH STREET, NW. STE 925, WASHINGTON, DC 20005

 

LCG CAPITAL ADVISORS, LLC

201 EAST KENNEDY BLVD, SUITE 325, TAMPA, FL 33602

 

LCS SECURITIES, LLC

595 MADISON AVENUE, 17TH FLOOR, NEW YORK, NY 10022

 

LCT CAPITAL, LLC

80 PASCAL LN, AUSTIN, TX 78746

 

LEADER CAPITAL CORP.

1750 SW SKYLINE BLVD. SUITE 204, PORTLAND, OR 97221

Mailing Address: 1750 SW SKYLINE BLVD. SUITE 204, PORTLAND, OR 97221

 

LEBENTHAL & CO., LLC

521 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10175

 

LEC INVESTMENT CORP.

1015 FINANCIAL CENTER, BIRMINGHAM, AL 35203

 

LEE FINANCIAL SECURITIES, INC.

2756 WOODLAWN DRIVE, SUITE #6-201, HONOLULU, HI 96822-1856

Mailing Address: 503 BLACKBIRD DRIVE, HOCKESSIN, DE 19707-2053

 

LEERINK SWANN LLC

1 FEDERAL STREET 37TH FLR, BOSTON, MA 02110

Mailing Address: 1 FEDERAL STREET 37TH FL, BOSTON, MA 02110

 

LEGACY ASSET SECURITIES, INC.

1800 WEST LOOP SOUTH STE 1790, HOUSTON, TX 77027

 

LEGACY CAPITAL FUND, INC.

433 METAIRIE RD STE 405, METAIRIE, LA 70005

 

LEGEND EQUITIES CORPORATION

4600 EAST PARK DRIVE, SUITE 300, PALM BEACH GARDENS, FL 33410

 

LEGEND SECURITIES, INC.

45 BROADWAY, 32ND FLOOR, NEW YORK, NY 10006

 

LEGG MASON INVESTOR SERVICES, LLC

100 INTERNATIONAL DRIVE, BALTIMORE, MD 21202

 

LEIGH BALDWIN & CO., LLC

112 ALBANY STREET, CAZENOVIA, NY 13035-0660

 

LEK SECURITIES CORPORATION

1 LIBERTY PLAZA, 165 BROADWAY, 52ND FLOOR, NEW YORK, NY 10006

 

LEMLEY, YARLING & CO.

42 S. WASHINGTON STREET, #3, HINSDALE, IL 60521

 

LENOX FINANCIAL SERVICES, INC.

322 ALANA DRIVE, NEW LENOX, IL 60451

 

LEONARD SECURITIES, INC

1900 N W EXPRESSWAY SUITE 1450, OKLAHOMA CITY, OK 73118-1812

 

LESKO SECURITIES INC.

53 CHENANGO STREET 2ND FLOOR, BINGHAMTON, NY 13901

Mailing Address: P.O. BOX 1890, BINGHAMTON, NY 13902-1890

 

LEUMI INVESTMENT SERVICES INC.

562-564 FIFTH AVENUE, NEW YORK, NY 10036

 

LEVEL ATS

65 FRANKLIN STREET, SUITE 201, BOSTON, MA 02110

 

LEVY, HARKINS & CO., INC.

366 MADISON AVENUE, FLOOR 14, NEW YORK, NY 10017

 

LEWIS FINANCIAL GROUP, L.C.

8658 BUSINESS PARK DR, SUITE 200, SHREVEPORT, LA 71105-5660

 

LEWIS YOUNG ROBERTSON & BURNINGHAM, INC.

41 N. RIO GRANDE, SUITE 101, SALT LAKE CITY, UT 84101

 

LEXBRIDGE INTERNATIONAL

40 MALL ROAD, SUITE 206, BURLINGTON, MA 01803

 

LEXINGTON INVESTMENT COMPANY, INC.

2365 HARRODSBURG ROAD STE. B375, SUITE B375, LEXINGTON, KY 40504

 

LFC SECURITIES, LLC

1250 CONNECTICUT AVE NW, SUITE 310, WASHINGTON, DC 20036

 

LIABSOL INC.

17C CURZON STREET, LONDON, W1J 5HU UNITED KINGDOM

 

LIATI CAPITAL, LLC

17 STATE STREET, 3RD FLOOR, NEW YORK, NY 10004

 

LIBERTY ASSOCIATES, INC.

501 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10017

Mailing Address: 501 FIFTH AVEUE, 15TH FLOOR, NEW YORK, NY 10017

 

LIBERTY CAPITAL INVESTMENT CORPORATION

1800 SW FIRST AVE., SUITE 150, PORTLAND, OR 97201

Mailing Address: 1800 SW FIRST AVE, SUITE 150, PORTLAND, OR 97201

 

LIBERTY GLOBAL PARTNERS

10 LIBERTY SQUARE 3RD FLOOR, BOSTON, MA 02109

 

LIBERTY GROUP, LLC

3923 GRAND AVENUE, OAKLAND, CA 94610

 

LIBERTY INVESTMENT COUNSEL, LTD.

815 GENESEE STREET, DELAFIELD, WI 53018

Mailing Address: P O BOX 128, DELAFIELD, WI 53018

 

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

5060 CALIFORNIA AVENUE, SUITE 620, BAKERSFIELD, CA 93309

 

LIBERTY TREE ADVISORS, LLC

24 LIBERTY STREET, ACTON, MA 01720

 

LIBERUM CAPITAL INC

441 LEXINGTON AVENUE, 15TH FLOOR, NEW YORK, NY 10017

 

LIBUCKI & CO., LLC

1900 MARKET STREET SUITE 627A, SUITE 627A, PHILADELPHIA, PA 19103

Mailing Address: 1900 MARKET STREET, SUITE 113, PHILADELPHIA, PA 19103

 

LICCAR SECURITIES & CUSTODIAL SERVICES, LLC

231 S. LASALLE STREET SUITE 650, CHICAGO, IL 60604

 

LIEBLONG & ASSOCIATES, INC.

10825 FINANCIAL CTR PKWY, SUITE 100, LITTLE ROCK, AR 72211

Mailing Address: P.O. BOX 24520, LITTLE ROCK, AR 72221

 

LIFEMARK SECURITIES CORP.

400 WEST METRO PARK, ROCHESTER, NY 14623

 

LIGHTSPEED TRADING, LLC

1001 AVENUE OF THE AMERICAS, 16TH FLOOR, NEW YORK, NY 10018

 

LIME BROKERAGE LLC

625 BROADWAY, 12TH FLOOR, NEW YORK, NY 10012

 

LINCOLN DOUGLAS INVESTMENTS, LLC

135 S. MAIN STREET, MT. VERNON, OH 43050-3323

Mailing Address: 135 S. MAIN STREET, MT. VERNON, OH 43050-3323

 

LINCOLN FINANCIAL ADVISORS CORPORATION

1300 SOUTH CLINTON STREET, SUITE 150, FORT WAYNE, IN 46802

Mailing Address: P.O. BOX 2239, FORT WAYNE, IN 46801-2239

 

LINCOLN FINANCIAL DISTRIBUTORS, INC.

130 N RADNOR-CHESTER RD, RADNOR, PA 19087

Mailing Address: 350 CHURCH STREET, HARTFORD, CT 06103

 

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

1300 S. CLINTON STREET, SUITE 7C-01, FORT WAYNE, IN 46802

 

LINCOLN FINANCIAL SECURITIES CORPORATION

ONE GRANITE PLACE, CONCORD, NH 03301-3258

Mailing Address: P.O. BOX 2005, CONCORD, NH 03302

 

LINCOLN INTERNATIONAL L.L.C.

500 WEST MADISON STREET-SUITE 3900, CHICAGO, IL 60661

 

LINCOLN INVESTMENT

FORST PAVILION, 218 GLENSIDE AVENUE, WYNCOTE, PA 19095-1595

 

LINKBROKERS DERIVATIVES LLC

107 GRAND STREET, 2ND FLOOR, NEW YORK, NY 10013

 

LIONTREE ADVISORS LLC

650 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY 10022

 

LIORA PARTNERS

37 CRESCENT DRIVE, GLENCOE, IL 60022

 

LIQUID CAPITAL SECURITIES, LLC

71 SOUTH WACKER DRIVE, SUITE 2100, CHICAGO, IL 60606

 

LIQUID PRIME SERVICES, INC.

800 THIRD AVE, 39TH FLOOR, NEW YORK, NY 10022

 

LIQUIDNET, INC.

498 7TH AVENUE, 12TH FLOOR, NEW YORK, NY 10018

 

LIVERMORE TRADING GROUP, INC.

20 BROAD STREET, 10 TH FLOOR, NEW YORK, NY 10005

Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

 

LIVEVOL SECURITIES, INC.

220 MONTGOMERY ST, SUITE 360, SAN FRANCISCO, CA 94104

 

LIVINGSTON MONROE CAPITAL GROUP INC.

5550 GLADES ROAD, SUITE 305-5, BOCA RATON, FL 33431

 

LIVINGSTON SECURITIES, LLC

825 THIRD AVENUE, SUITE 223, NEW YORK, NY 10022-7519

 

LJS CAPITAL, LLC

4027 GUADELOUPE ST, BOULDER, CO 80301

 

LLOYDS SECURITIES

1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

 

LM + CO. CAPITAL

220 WEST 42ND STREET, 9TH FLOOR, NEW YORK, NY 10036

 

LMV CAPITAL CORP.

11 EAST 26TH STREET, SUITE 1600, NEW YORK, NY 10010

 

LOCALSTAKE MARKETPLACE LLC

212 WEST 10TH STREET, SUITE A480, INDIANAPOLIS, IN 46202

 

LOCKEBRIDGE PARTNERS, INC

12 WALTHAM STREET, LEXINGTON, MA 02420

 

LOCKTON FINANCIAL ADVISORS, LLC

444 W. 47TH STREET, SUITE 900, KANSAS CITY, MO 64112

 

LOCORR DISTRIBUTORS, LLC

261 SCHOOL AVENUE, 4TH FLOOR, EXCELSIOR, MN 55331

 

LOCUST WALK SECURITIES, LLC

14 GREENDALE AVENUE, NEEDHAM, MA 02494

Mailing Address: 300 TECHNOLOGY SQUARE, 8TH FL., CAMBRIDGE, MA 01239

 

LODESTAR SECURITIES CORP.

216 EAST 49TH ST., STE 4F, NEW YORK, NY 10017

 

LOEB PARTNERS CORPORATION

61 BROADWAY, NEW YORK, NY 10006

 

LOEWEN, ONDAATJE, MCCUTCHEON USA LIMITED

HAZELTON LANES, EAST TOWER, 55 AVENUE ROAD, SUITE 2250, TORONTO, ONTARIO, M5R 3L2 CANADA

Mailing Address: HAZELTON LANES EAST TOWER 55 AVENUE RD. STE. 2250, BOX 8, TORONTO, ONTARIO, M5R 3L2 CANADA

 

LOMBARD ODIER TRANSATLANTIC, LIMITED PARTNERSHIP

1000 SHERBROOKE STREET WEST, SUITE 2200, MONTREAL, H3A 3R7 CANADA

Mailing Address: 1000 SHERBROOKE ST WEST-STE 2200, MONTREAL, H3A 3R7 CANADA

 

LOMBARD SECURITIES INCORPORATED

1820 LANCASTER STREET, SECOND FLOOR, BALTIMORE, MD 21231

Mailing Address: 1820 LANCASTER STREET, BALTIMORE, MD 21231

 

LONDON & PACIFIC CAPITAL ADVISORS, LLC

2301 ROSECRANS AVENUE, SUITE 4180, EL SEGUNDO, CA 90245

 

LONG ISLAND FINANCIAL GROUP, INC.

2 WOODCREST DRIVE, ROSLYN, NY 11576

Mailing Address: 2 WOODCREST DR, ROSLYN, NY 11576

 

LONGBOW SECURITIES, LLC

6000 LOMBARDO CENTER, #500, INDEPENDENCE, OH 44131

 

LONGEVITY CAPITAL LLC

7941 RAVENNA ROAD, HUDSON, OH 44236

 

LONGSHIP ALTERNATIVE ASSET MANAGEMENT

14 CONCORD ROAD, PORT WASHINGTON, NY 11050

 

LOOMIS SAYLES DISTRIBUTORS, L.P.

ONE FINANCIAL CENTER, BOSTON, MA 02111

Mailing Address: ONE FINANCIAL CENTER, BOSTON, MA 02111-2620

 

LOOP CAPITAL MARKETS LLC

111 WEST JACKSON BOULEVARD, SUITE 1901, CHICAGO, IL 60604

 

LORD ABBETT DISTRIBUTOR LLC

90 HUDSON STREET, JERSEY CITY, NJ 07302-3973

 

LORIA FINANCIAL GROUP, LLC

7500 S COUNTY LINE ROAD, BURR RIDGE, IL 60527

 

LORING WARD SECURITIES INC.

3055 OLIN AVE., SUITE 2000, SAN JOSE, CA 95128

 

LOUIS CAPITAL MARKETS, LP

445 PARK AVENUE, 16TH FLOOR, NEW YORK, NY 10022

Mailing Address: 445 PARK AVENUE, 16 FLOOR, NEW YORK, NY 10022

 

LOWELL & COMPANY, INC.

4021 84TH ST, SUITE 100, LUBBOCK, TX 79423

 

LOYAL3 SECURITIES INC.

109 MERRIMACK STREET, HAVERHILL, MA 01830

 

LPL FINANCIAL LLC

75 STATE STREET, 24TH FLOOR, BOSTON, MA 02109

 

LTC INVESTMENT SERVICES, INC.

717 - 17TH ST., SUITE 2100, DENVER, CO 80202-3323

Mailing Address: 717 - 17TH ST, SUITE 2100, DENVER, CO 80202-3323

 

LUCIA SECURITIES, LLC

13520 EVENING CREEK DRIVE NORTH, SUITE 300, SAN DIEGO, CA 92128

Mailing Address: 13520 EVENING CREEK DRIVE, SUITE 300, SAN DIEGO, CA 92128

 

LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION

4005 GUADALUPE STREET, AUSTIN, TX 78751

 

LUMA SECURITIES LLC

101 FIFTH AVENUE, SUITE 900, NEW YORK, NY 10003

 

LURIE BESIKOF LAPIDUS PRIVATE INVESTMENT BANKING, LLC

2501 WAYZATA BLVD., MINNEAPOLIS, MN 55405

 

LWBJ INVESTMENT SERVICES, LLC

4200 UNIVERSITY AVENUE SUITE 410, WEST DES MOINES, IA 50266-5945

 

LYNCH & ASSOCIATES

535 BOYLSTON ST., FLOOR T2, BOSTON, MA 02116

Mailing Address: 535 BOYLSTON ST., SUITE T2, BOSTON, MA 02116

 

LYNX CAPITAL, LLC

1100 GLENDON AVENUE, SUITE 905, LOS ANGELES, CA 90024

 

LYSTER WATSON SECURITIES, INC.

888 SEVENTH AVENUE, 40TH FLOOR, NEW YORK CITY, NY 10019

 

M B FINANCIAL SERVICES

193 DOWD ST., NEWINGTON, CT 06111-2608

Mailing Address: P.O. BOX 963, AVON, CT 06001-0963

 

M FINANCIAL SECURITIES MARKETING, INC.

1125 NW COUCH STREET, SUITE 900, PORTLAND, OR 97209

 

M HOLDINGS SECURITIES, INC.

1125 N.W. COUCH STREET, SUITE 900, PORTLAND, OR 97209

Mailing Address: P.O. BOX 2207, PORTLAND, OR 97208-2207

 

M&A CAPITAL, LLC

32129 LINDERO CANYON ROAD, SUITE 204, WESTLAKE VILLAGE, CA 91361

 

M&A SECURITIES GROUP, INC.

4151 N. MULBERRY DRIVE, SUITE 252, KANSAS CITY, MO 64116

 

M&I DISTRIBUTORS LLC

111 EAST KILBOURN AVENUE, SUITE 200, MILWAUKEE, WI 53202-2039

Mailing Address: 111 EAST KILBOURN AVENUE, SUITE 200, MILWAUKEE, WI 53202-2039

 

M&T SECURITIES, INC.

285 DELAWARE AVE., SUITE 2000, BUFFALO, NY 14202

 

M. AMARICO, INC.

96 LIMEKILN ROAD, WEST REDDING, CT 06896

 

M. E. ALLISON & CO., INC.

950 EAST BASSE ROAD, SECOND FLOOR, SAN ANTONIO, TX 78209-1831

 

M. GRIFFITH INVESTMENT SERVICES, INC.

555 FRENCH ROAD - BUILDING 2, NEW HARTFORD, NY 13413-0895

Mailing Address: P.O. BOX 895, 555 FRENCH RD., NEW HARTFORD, NY 13413-0895

 

M. H. LEBLANG, INC.

300 E. 56TH STREET, NEW YORK, NY 10022

Mailing Address: 300 E. 56TH ST #6F, NEW YORK, NY 10022

 

M. R. BEAL & COMPANY

14 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

Mailing Address: 14 WALL STREET, 7TH FLOOR, NEW YORK, NY 10005

 

M. RAMSEY KING SECURITIES, INC.

93 TOMLIN CIRCLE, BURR RIDGE, IL 60527

 

M. S. HOWELLS & CO.

20555 N. PIMA ROAD, SUITE #100, SCOTTSDALE, AZ 85255

 

M. ZUCKER, INC.

771 W END AVE, NEW YORK, NY 10025

 

M.D. SASS SECURITIES, L.L.C.

1185 AVENUE OF THE AMERICAS, NEW YORK, NY 10036-2699

 

M.E.S.A. SECURITIES, INC.

85 FIFTH AVENUE, SIXTH FLOOR, NEW YORK, NY 10003

 

M.J. WHITMAN LLC

622 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY 10017-6715

 

M.M. DILLON & CO. LLC

262 HARBOR DRIVE, 3RD FLOOR, STAMFORD, CT 06902

 

M2O PRIVATE FUND ADVISORS LLC

12 WATER STREET, SUITE 200, WHITE PLAINS, NY 10601

 

M3 CAPITAL PARTNERS LLC

150 SOUTH WACKER DRIVE, SUITE 3100, CHICAGO, IL 60606

 

MAA - MENTOR ALTERNATIVE ADVISORS LLC

500 WEST PUTNAM AVE., STE 400, GREENWICH, CT 06830

 

MACALLASTER PITFIELD MACKAY INC.

30 BROAD STREET, NEW YORK, NY 10004

Mailing Address: 30 BROAD ST, NEW YORK, NY 10004

 

MACGREGOR GLOBAL INVESTMENTS, LLC

980 N. MICHIGAN AVE., SUITE 1350, CHICAGO, IL 60611

 

MACK INVESTMENT SECURITIES, INC.

1939 WAUKEGAN RD.,SUITE 300, GLENVIEW, IL 60025

 

MACKIE RESEARCH USA INC.

199 BAY STREET, SUITE 4500, COMMERCE COURT WEST, TORONTO, M5L 1G2 CANADA

 

MACQUARIE CAPITAL (USA) INC.

125 WEST 55TH STREET, LEVEL 22, NEW YORK, NY 10019

 

MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.

BROOKFIELD PLACE, 181 BAY STREET, SUITE 3100, P.O.BOX 830, TORONTO, ONTARIO, M5J 2T3 CANADA

Mailing Address: BROOKFIELD PLACE, 181 BAY STREET, SUITE 3100, P.O. BOX 830, TORONTO, ONTARIO, M5J 2T3 CANADA

 

MACQUARIE PRIVATE WEALTH CORP

BCE PLACE, 181 BAY STREET, SUITE 3200, P.O. BOX 779, TORONTO, ONTARIO, M5J 2T3 CANADA

 

MACRO RISK ADVISORS LLC

1450 BROADWAY, 28TH FLOOR, NEW YORK, NY 10018

 

MADISON AVENUE SECURITIES, INC.

15050 AVENUE OF SCIENCE, SUITE 150, SAN DIEGO, CA 92128

 

MADISON CAPITAL MARKETS, INC.

689 FIFTH AVENUE 14TH FLOOR, NEW YORK CITY, NY 10022

 

MADISON PARK GROUP LLC

183 MADISON AVENUE, SUITE 806, NEW YORK, NY 10016

 

MAFG RIA SERVICES, INC.

102 GAITHER DRIVE, SUITE 5, MT. LAUREL, NJ 08054

 

MAGNER SECURITIES, LLC

3414 PEACHTREE ROAD, NE, SUITE 1020, ATLANTA, GA 30326

 

MAHLER & EMERSON INC.

570 LEXINGTON AVENUE, NEW YORK, NY 10022

Mailing Address: P.O. BOX 3146 GRAND CENTRAL STATION, NEW YORK, NY 10163-3146

 

MAIA SECURITIES, INC.

18958 DAISETTA ST. SUITE 305, ROWLAND HEIGHTS, CA 91748

 

MAINE SECURITIES CORPORATION

15 MONUMENT SQUARE, PORTLAND, ME 04101

 

MAINFIRST SECURITIES US INC.

SPEICHERSTRASSE 57, FRANKFURT AM MAIN, 60327 GERMANY

 

MAINLINE WEST MUNICIPAL SECURITIES LLC

700 SEVENTEENTH ST., SUITE 1500, DENVER, CO 80202

 

MAINSAIL GROUP LLC

350 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10017

 

MAITLAND SECURITIES, INC.

1111 DOUGLAS AVENUE, ALTAMONTE SPRINGS, FL 32714

 

MALKIN SECURITIES CORP.

60 EAST 42ND STREET, NEW YORK, NY 10165-0015

 

MALLORY CAPITAL GROUP, LLC

62 DEEPWOOD ROAD, STE. 204, DARIEN, CT 06820

 

MAN INVESTMENTS INC.

HSBC TOWER, 452 5TH AVENUE, 25TH FLOOR, NEW YORK, NY 10018

 

MANAGED ACCOUNT SERVICES, LLC

2 COUNTRY VIEW ROAD, SUTE 130, MALVERN, PA 19355

 

MANAGERS DISTRIBUTORS, INC.

800 CONNECTICUT AVENUE, NORWALK, CT 06854

 

MANARIN SECURITIES CORPORATION

505 N 210TH STREET, OMAHA, NE 68022

 

MANN MANN JENSEN PARTNERS LP

733 THIRD AVENUE, 24TH FLOOR, NEW YORK, NY 10017

 

MANNA CAPITAL MANAGEMENT

6521 ARLINGTON BLVD., SUITE 502, FALLS CHURCH, VA 22042

 

MANNING & NAPIER INVESTOR SERVICES, INC.

290 WOODCLIFF DRIVE, FAIRPORT, NY 14450

 

MANOR HOUSE CAPITAL LLC

2005 MARKET STREET, 8TH FLOOR, SUITE 820, PHILADELPHIA, PA 19103

 

MANOR PRIVATE CAPITAL, LLC

10 LARCHMONT AVENUE, LARCHMONT, NY 10538-4235

 

MANTARAX, LLC

215 PARK AVENUE SOUTH, 20TH FLOOR, NEW YORK, NY 10003

 

MAPLE SECURITIES U.S.A. INC.

10 EXCHANGE PLACE, 26TH FLOOR, JERSEY CITY, NJ 07302

 

MAPLEWOOD INVESTMENT ADVISORS, INC.

8750 N. CENTRAL EXPRESSWAY, SUITE 715, DALLAS, TX 75231

 

MARATHON CAPITAL MARKETS, LLC

2801 LAKESIDE DRIVE, SUITE 210, BANNOCKBURN, IL 60015

Mailing Address: 2801 LAKESIDE DRIVE, BANNOCKBURN, IL 60015

 

MARATHON FINANCIAL GROUP, INC.

311 WEST SUPERIOR STREET, SUITE 217, CHICAGO, IL 60654

 

MARC J. LANE & COMPANY

180 N. LASALLE STREET, SUITE 2100, CHICAGO, IL 60601-2701

 

MARCH CAPITAL CORP.

200 E RANDOLPH ST STE 2100, CHICAGO, IL 60601-6432

 

MARCO POLO SECURITIES INC.

546 FIFTH AVENUE, 14TH FLOOR, NEW YORK, NY 10036

 

MARCUM CRONUS PARTNERS LLC

53 STATE STREET, 38TH FLOOR, BOSTON, MA 02109

 

MARINER GROUP CAPITAL MARKETS, INC.

500 MAMARONECK AVENUE, 1ST FLOOR, HARRISON, NY 10528

 

MARINER INVESTMENT GROUP

9601 KATY FREEWAY, SUITE 400, HOUSTON, TX 77024

 

MARK J. MULLER EQUITIES, INC.

18 CAYUGA ROAD, SCARSDALE, NY 10583

 

MARK R. WILFERT & COMPANY, LLC

1025 POLO CLUB ROAD, SUITE 300, INDEPENDENCE, MN 55359

 

MARKETAXESS CORPORATION

299 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10171

 

MARKS BAUGHAN SECURITIES LLC

ONE TOWER BRIDGE, SUITE 275, CONSHOHOCKEN, PA 19428

 

MARLIN & ASSOCIATES SECURITIES LLC

600 LEXINGTON, 36TH FLOOR, NEW YORK, NY 10022

 

MARQUIS FINANCIAL SERVICES, INC.

6047 TAMPA AVENUE. SUITE 301, TARZANA, CA 91356

 

MARRIOTT SECURITIES, LLC

THREE JAMES CENTER, 1051 EAST CARY STREET, SUITE 1430, RICHMOND, VA 23219

 

MARSCO INVESTMENT CORPORATION

101 EISENHOWER PARKWAY, ROSELAND, NJ 07068

 

MARSHBERRY CAPITAL, INC.

4420 SHERWIN ROAD, WILLOUGHBY, OH 44094

 

MARTEL CAPITAL, LLC

98 CUTTER MILL ROAD, 254, GREAT NECK, NY 11021

Mailing Address: 98 CUTTER MILL ROAD, 224, GREAT NECK, NY 11021

 

MARTIN CURRIE INVESTOR SERVICES, INC.

1350 AVENUE OF THE AMERICAS, SUITE 3010, NEW YORK, NY 10019

 

MARTIN NELSON & CO., INC.

1500 WESTLAKE AVE N. STE 200, SEATTLE, WA 98109-3031

 

MARTIN WOLF

4000 EXECUTIVE PARKWAY, SUITE 515, SAN RAMON, CA 94583

 

MARTINEZ-AYME SECURITIES

9495 SUNSET DRIVE, SUITE B275, MIAMI, FL 33173

 

MARTINSON & COMPANY, LTD.

140 BARRY AVENUE NORTH, WAYZATA, MN 55391

 

MARV CAPITAL INC.

450 7TH AVENUE, SUITE 601, NEW YORK, NY 10123

 

MARWOOD GROUP

733 THIRD AVENUE, 11TH FLOOR, NEW YORK, NY 10017

 

MARWOOD GROUP RESEARCH

733 THIRD AVE., 11TH FLOOR, NEW YORK, NY 10017

 

MASON SECURITIES, INC.

11130 SUNRISE VALLEY DRIVE, SUITE 200, RESTON, VA 20191-5321

 

MATRIX CAPITAL GROUP, INC.

420 LEXINGTON AVENUE, SUITE 601, NEW YORK, NY 10170

 

MATRIX PRIVATE EQUITIES, INC.

11 SOUTH 12TH STREET, 3RD FLOOR, RICHMOND, VA 23219

 

MAXIM GROUP LLC

405 LEXINGTON AVENUE, NEW YORK, NY 10174

 

MAXWELL SIMON, INC.

708 SOUTH 3RD STREET, SUITE 400E, MINNEAPOLIS, MN 55415

 

MAY CAPITAL GROUP, L.L.C.

250 WEST 57TH STRET, SUITE 2322, NEW YORK, NY 10107

Mailing Address: 250 WEST 57TH STREET, SUITE 2322, NEW YORK, NY 10107

 

MAYBANK KIM ENG SECURITIES USA INC.

777 THIRD AVENUE 21ST FLOOR, NEW YORK, NY 10017-1376

 

MAYFAIR CAPITAL MARKETS LLC

TWO GREENWICH OFFICE PARK, SUITE 300, GREENWICH, CT 06831

Mailing Address: 93 E. MIDDLE PATENT ROAD, GREENWICH, CT 06831-2807

 

MAYFAIR SECURITIES, LLC

500 S GRAND STREET, SUITE 2050, LOS ANGELES, CA 90071

 

MAYHILL AGENCY, LLC

3621 ROUTE 94, HAMBURG, NJ 07419

 

MAZZONE & ASSOCIATES, INC.

75 FOURTEENTH ST., NE, SUITE 2800, OFFICE TOWER AT FOUR SEASONS, ATLANTA, GA 30309

 

MB TRADING

1926 MAPLE STREET, EL SEGUNDO, CA 90245

 

MBS CAPITAL MARKETS, LLC

4890 W. KENNEDY BLVD., SUITE 288, TAMPA, FL 33609

 

MBSC SECURITIES CORPORATION

200 PARK AVENUE, NEW YORK, NY 10166

Mailing Address: 200 PARK AVENUE, 8TH FLOOR, NEW YORK, NY 10166

 

MC ASSET MANAGEMENT AMERICAS, LTD.

655 THIRD AVENUE, 2ND FL., NEW YORK, NY 10017

 

MC CAPITAL MARKETS, LLC

190 S. LASALLE STREET, SUITE 3250, CHICAGO, IL 60603-3547

 

MCADAMS WRIGHT RAGEN, INC.

925 FOURTH AVENUE, SUITE #3900, SEATTLE, WA 98104

 

MCCAFFERTY & COMPANY, LLC

1999 AVENUE OF THE STARS, SUITE 2050, LOS ANGELES, CA 90067

 

MCCAULEY SECURITIES, LTD.

C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET - SUITE 1704, NEW YORK, NY 10005

 

MCCLURG CAPITAL CORPORATION

950 NORTHGATE DRIVE-SUITE 301, SAN RAFAEL, CA 94903

Mailing Address: 950 NORTHGATE DRIVE, SUITE 301, SAN RAFAEL, CA 94903

 

MCCOLL PARTNERS, LLC

100 NORTH TRYON STREET, SUITE 5400, CHARLOTTE, NC 28202

 

MCCOURTNEY-BRECKENRIDGE & COMPANY

10097 MANCHESTER ROAD, STE. 101, ST. LOUIS, MO 63122

Mailing Address: 10097 MANCHESTER ROAD, STE 101, ST. LOUIS, MO 63122

 

MCCRACKEN ADVISORY PARTNERS CORPORATION

89 WOODLAND CIRCLE, STE #2010, MINNEAPOLIS, MN 55424

 

MCDERMOTT INVESTMENT SERVICES, LLC

26 WEST BROAD STREET, BETHLEHEM, PA 18018

Mailing Address: P.O. BOX 1889, BETHLEHEM, PA 18016

 

MCDONALD PARTNERS LLC

959 W. ST. CLAIR AVENUE, 3RD FLOOR, CLEVELAND, OH 44113

 

MCDUFFIE/MORRIS FINANCIAL GROUP, INC.

3 BROADRIVER ROAD, ORMOND BEACH, FL 32174-8744

 

MCG SECURITIES LLC

130 WEST LANCASTER AVENUE, SUITE 301, WAYNE, PA 19087

 

MCKINNON & COMPANY, INC.

999 WATERSIDE DRIVE, SUITE 1200, NORFOLK, VA 23510

Mailing Address: 999 WATERSIDE DRIVE, SUITE 1200, NORFOLK, VA 23510

 

MCLAUGHLIN RYDER INVESTMENTS, INC.

1421 PRINCE STREET, SUITE 400, ALEXANDRIA, VA 22314

 

MCLEAN SECURITIES, LLC

7900 WESTPARK DRIVE, SUITE A320, MCLEAN, VA 22102

 

MCLINEY AND COMPANY

2800 MCGEE TRAFFICWAY, KANSAS CITY, MO 64108

 

MCM SECURITIES LLC

152 W. 57TH STREET, 52ND FLOOR, NEW YORK, NY 10019

 

MCMANUS & MILES INCORPORATED

575 MADISON AVENUE, 10TH FLOOR, NEW YORK, NY 10022

Mailing Address: 575 MADISON AVENUE 10TH FLOOR, NEW YORK, NY 10022

 

MCMILLION SECURITIES, INC.

701 GREEN VALLEY RD SUITE 104, GREENSBORO, NC 27408

Mailing Address: P.O. BOX 21447, GREENSBORO, NC 27420

 

MCMORGAN & COMPANY CAPITAL ADVISORS LLC

ONE FRONT STREET, SUITE 500, SAN FRANCISCO, CA 94111-5327

 

MCNALLY FINANCIAL SERVICES CORPORATION

1115 TRANQUIL TRAIL DRIVE, SAN ANTONIO, TX 78232-5185

Mailing Address: P.O. BOX 701928, SAN ANTONIO, TX 78270-1928

 

MCNAMEE LAWRENCE SECURITIES, LLC

126 NORTH WASHINGTON STREET, UNIT 1, BOSTON, MA 02114

 

MCS CAPITAL MARKETS LLC

9 WEST 57TH STREET, 41ST FLOOR, NEW YORK, NY 10019

 

MD GLOBAL PARTNERS, LLC

275 MADISON AVENUE, 6TH FLOOR-SUITE 625, NEW YORK, NY 10016

 

MDB CAPITAL GROUP LLC

401 WILSHIRE BLVD, SUITE 1020, SANTA MONICA, CA 90401

Mailing Address: 401 WILSHIRE BLVD STE 1020, SANTA MONICA, CA 90401

 

MDS SECURITIES, LLC

409 BUTLER ROAD, SUITE A, KITTANNING, PA 16201

 

MEADOWVALE ADVISORS LLC

521 5TH AVENUE, 17TH FLOOR, NEW YORK, NY 10175

 

MEANS INVESTMENT CO., INC.

802 STILLWATER AVENUE, BANGOR, ME 04401

Mailing Address: 802 STILLWATER AVENUE, BANGOR, ME 04401-3614

 

MEB OPTIONS, LLC

440 S. LASALLE, SUITE 3909, CHICAGO, IL 60605

Mailing Address: 440 S. LASALLE SUITE 3909, CHICAGO, IL 60605

 

MEDALIST SECURITIES INC.

100 SHOCKOE SLIP, 2ND FL, RICHMOND, VA 23219

 

MEDIOBANCA SECURITIES USA LLC

565 5TH AVENUE 21ST FLOOR, NEW YORK, NY 10017

 

MEDITERRANEAN SECURITIES GROUP, LLC

301 YAMATO ROAD, SUITE 4160, BOCA RATON, FL 33431

Mailing Address: 301 YAMATO ROAD, SUITE 4160, BOCA RATON, FL 33431

 

MEESCHAERT CAPITAL MARKETS, INC.

600 MADISON AVENUE, 23RD FLOOR, NEW YORK, NY 10022

 

MEI NEW YORK, INC

115 BROADWAY, SUITE 1303, NEW YORK, NY 10006

 

MELIO SECURITIES COMPANY, LLC

ONE NORTHFIELD PLAZA, SUITE 300, NORTHFIELD, IL 60093-1251

 

MELLIN SECURITIES, INC.

33W469 MARE BARN LANE, WAYNE, IL 60184

 

MELVILLE ISLAND, LLC

141 WEST JACKSON BLVD., SUITE 3100, CHICAGO, IL 60604

 

MELVIN SECURITIES, L.L.C.

111 WEST JACKSON BLVD #2110, CHICAGO, IL 60604

 

MENSURA SECURITIES, LLC

3060 PEACHTREE ROAD NW, SUITE 1600, ATLANTA, GA 30305

 

MENTOR SECURITIES, LLC

200 N. WESTLAKE BOULEVARD, SUITE 204, WESTLAKE VILLIAGE, CA 91362

 

MERCADIEN SECURITIES

3625 QUAKERBRIDGE ROAD, HAMILTON, NJ 08619

 

MERCANTIL COMMERCEBANK INVESTMENT SERVICES

220 ALHAMBRA CIRCLE, PH FLOOR, CORAL GABLES, FL 33134

 

MERCAP SECURITIES, LLC

1235 WESTLAKES DRIVE, SUITE 280, BERWYN, PA 19312

 

MERCATOR ASSOCIATES, LLC

199 BAY STREET, SUITE 2901, COMMERCE COURT WEST, PO BOX 322, TORONTO, M5L 1G1 CANADA

 

MERCER ALLIED COMPANY, L.P.

321 BROADWAY, SARATOGA SPRINGS, NY 12866

Mailing Address: P.O. BOX 860, SARATOGA SPRINGS, NY 12866-0860

 

MERCHANT CAPITAL, L.L.C.

LAKEVIEW CENTER, SUITE 400, 2660 EASTCHASE LANE, MONTGOMERY, AL 36117

Mailing Address: P.O. BOX 241858, MONTGOMERY, AL 36124

 

MERCOR SECURITIES LLC

425 MAIN STREET APT. 5T, NEW YORK, NY 10044

Mailing Address: FDR STATION PO BOX 55, NEW YORK, NY 10150

 

MERCURY CAPITAL ADVISORS, LLC

2 WORLD FINANCIAL CENTER, 29TH FLOOR, NEW YORK, NY 10281

 

MERCURY SECURITIES, LLC

1299 FOURTH STREET, SUITE 200, SAN RAFAEL, CA 94901

Mailing Address: 1299 FOURTH STREET, SUITE 200, SAN RAFAEL, CA 94901

 

MEREDITH WHITNEY SECURITIES, LLC

444 MADISON AVENUE, 35TH FLOOR, NEW YORK, NY 10022

 

MERGER & ACQUISITION CAPITAL SERVICES, INC.

336 EAST 53RD STREET, 2ND FLOOR, NEW YORK, NY 10022

 

MERIDIAN EQUITY PARTNERS, INC.

5 HANOVER SQUARE, 21ST FLOOR, NEW YORK, NY 10004

Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

 

MERIDIAN INVESTMENTS, INC.

1266 FURNACE BROOK PARKWAY, QUINCY, MA 02169

 

MERIDIEN FINANCIAL GROUP, INC.

10 DORRANCE STREET, SUITE 524, PROVIDENCE, RI 02903

 

MERITUS FINANCIAL GROUP, INC.

645 TOLLGATE RD., STE. 140, ELGIN, IL 60123

 

MERRILL LYNCH PROFESSIONAL CLEARING CORP.

ONE BRYANT PARK, 6TH FLOOR, NY1-100-06-01, NEW YORK, NY 10036

 

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ONE BRYANT PARK, NEW YORK, NY 10036

Mailing Address: 222 BROADWAY, NY3-222-16-06, NEW YORK, NY 10038

 

MERRIMAC CORPORATE SECURITIES, INC.

1150 DOUGLAS AVENUE, STE 1080, ALTAMONTE SPRINGS, FL 32714

 

MERRIMAN CAPITAL, INC.

600 CALIFORNIA STREET, SUITE 900, SAN FRANCISCO, CA 94108

 

MERRION SECURITIES, LLC

210 ELMER STREET, WESTFIELD, NJ 07090

 

MERTZ ASSOCIATES, INC

N1629 COUNTY ROAD P, RUBICON, WI 53078

 

MESIROW FINANCIAL, INC.

353 N. CLARK STREET, CHICAGO, IL 60654

 

METHOD INVESTMENTS & ADVISORY LLC

555 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10022

 

METLIFE INVESTORS DISTRIBUTION COMPANY

5 PARK PLAZA, IRVINE, CA 92614

 

METLIFE SECURITIES INC.

1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

 

METRONOME SECURITIES, LLC

200 W. MADISON, SUITE 2260, CHICAGO, IL 60606

 

METROPOLITAN CAPITAL INVESTMENT BANC, INC.

9 EAST ONTARIO, CHICAGO, IL 60611

 

METZLER SECURITIES GMBH

18 GROSSE GALLUSSTRASSE, FRANKFURT AM MAIN, D-60311 GERMANY

Mailing Address: 18 GROSSE GALUSSTRASSE, FRANKFURT AM MAIN, D-60311 GERMANY

 

MEYERS ASSOCIATES, L.P.

45 BROADWAY, 2ND FLOOR, NEW YORK, NY 10006

 

MFD DISTRIBUTOR, LLC

8777 N GAINEY CENTER DRIVE, SUITE 220, SCOTTSDALE, AZ 85258

Mailing Address: 8777 N GAINEY CENTER DRIVE, SUITE 220, SCOTTSDALE, AZ 85258

 

MFR SECURITIES, INC.

675 THIRD AVENUE, SUITE 1129, NEW YORK, NY 10017

 

MFS FUND DISTRIBUTORS, INC.

111 HUNTINGTON AVENUE, BOSTON, MA 02199

 

MGI FUNDS DISTRIBUTORS, LLC

899 CASSATT ROAD, 400 BERWYN PARK, BERWYN, PA 19312

 

MGI SECURITIES (USA) INC.

26 WELLINGTON STREET EAST, SUITE 900, TORONTO, ONTARIO, M5E 1S2 CANADA

 

MGO SECURITIES CORP.

24400 CHAGRIN BLVD, SUITE 310, BEACHWOOD, OH 44122

 

MHA FINANCIAL CORP

4 PHEASANT HILL ST., WESTWOOD, MA 02090-0409

Mailing Address: P.O. BOX 409, WESTWOOD, MA 02090-0409

 

MHT SECURITIES, L.P.

2000 MCKINNEY AVENUE, SUITE 1200, DALLAS, TX 75201

 

MICHIGAN SECURITIES, INC.

21415 CIVIC CENTER DR STE 200, SOUTHFIELD, MI 48076-1901

 

MICROPLACE, INC.

2211 N. FIRST STREET, SAN JOSE, CA 95131

 

MICROTRADE NETWORKS, INC.

4692 LIMERICK LANE, LAS VEGAS, NV 89121

 

MICROVENTURE MARKETPLACE INC.

5918 W. COURTYARD DRIVE, SUITE 525, AUSTIN, TX 78730

Mailing Address: 12513 UVALDE CREEK DR., AUSTIN, TX 78732

 

MID ATLANTIC CAPITAL CORPORATION

1251 WATERFRONT PLACE, SUITE 510, PITTSBURGH, PA 15222-6368

 

MID-ATLANTIC SECURITIES, INC.

4001 BARRETT DRIVE, SUITE 100, RALEIGH, NC 27609

 

MID-CONTINENT SECURITIES ADVISORS, LTD.

1218 WEBSTER STREET, HOUSTON, TX 77002-8841

 

MID-MARKET SECURITIES, LLC

24 JAMES ROAD, MOUNT KISCO, NY 10549

 

MID-OHIO SECURITIES CORP

225 BURNS ROAD, ELYRIA, OH 44035-5526

Mailing Address: P.O. BOX 1529, ELYRIA, OH 44035-1529

 

MIDAMERICA FINANCIAL SERVICES, INC.

2230 EAST 32ND STREET, SUITE B, JOPLIN, MO 64804

 

MIDAS SECURITIES GROUP, INC.

11 HANOVER SQUARE, 12TH FLOOR, NEW YORK, NY 10005

Mailing Address: 11 HANOVER SQUARE, NEW YORK, NY 10005

 

MIDDLE MARKET TRANSACTIONS, INC.

158 WEST PRAIRIE AVENUE, SUITE 108, DECATUR, IL 62523

 

MIDDLEBURY SECURITIES LLC

1043 SHEEP FARM ROAD, WEYBRIDGE, VT 05753

 

MIDDLEGATE SECURITIES LTD.

8 WEST 40TH STREET, 4TH FLOOR, NEW YORK, NY 10018-3805

 

MIDKIFF & STONE CAPITAL GROUP, INC.

4808 PALMETTO, BELLAIRE, TX 77401-3414

Mailing Address: P.O. BOX 705, BELLAIRE, TX 77402-0705

 

MIDSPAN ADVISORS, LLC

1 EMBARCADERO CENTER, SUITE 350, SAN FRANCISCO, CA 94111

 

MIDTOWN PARTNERS & CO., LLC

380 MADISON AVE, 22ND FLOOR, NEW YORK, NY 10017

 

MIDWESTERN SECURITIES TRADING COMPANY, LLC

235 EVERETT STREET, SUITE A, EAST PEORIA, IL 61611

Mailing Address: 235 EVERETT STREET, SUITE A, P.O. BOX 2528, EAST PEORIA, IL 61611

 

MILESTONE ADVISORS LLC

1800 TYSONS BOULEVARD, SUITE 300, MCLEAN, VA 22102

 

MILESTONE INVESTMENTS, INC.

6331 CARMEL ROAD, CHARLOTTE, NC 28226-8246

 

MILLCO ADVISORS, LP

1717 PENNSYLVANIA AVE, NW STE 333, WASHINGTON, DC 20006-4614

 

MILLENNIUM ADVISORS, LLC

14120 BALLANTYNE CORPORATE PLACE, SUITE 520, CHARLOTTE, NC 28277

 

MILLENNIUM WAVE INVESTMENTS

4509-A LEMMON AVE., DALLAS, TX 75219

Mailing Address: PO BOX 191328, DALLAS, TX 75219

 

MILLER BUCKFIRE & CO., LLC

601 LEXINGTON AVE, 22ND FLOOR, NEW YORK, NY 10022

 

MILLER TABAK + CO., LLC

331 MADISON AVE, NEW YORK, NY 10017

 

MILLINGTON SECURITIES, INC.

222 SOUTH MILL STREET, NAPERVILLE, IL 60540

 

MINISTRY PARTNERS SECURITIES, LLC

915 W. IMPERIAL HIGHWAY, SUITE 120, BREA, CA 92821

Mailing Address: 6301 OWENSMOUTH AVENUE, SUITE 750, WOODLAND HILLS, CA 91367

 

MINNESOTA VALLEY INVESTMENTS

600 EAST BRIDGE STREET, REDWOOD FALLS, MN 56283

Mailing Address: PO BOX 70, REDWOOD FALLS, MN 56283

 

MINOT PARTNERS, LLC

219 N. MILWAUKEE ST., 7TH FLOOR, MILWAUKEE, WI 53202

 

MINSHALL & COMPANY INC.

2200 S. UTICA PL. STE 150, TULSA, OK 74114

 

MINT BROKERS

ONE SEAPORT PLAZA, 19TH FLOOR, NEW YORK, NY 10038

 

MIRAE ASSET SECURITIES (USA) INC.

1095 AVENUE OF THE AMERICAS, 24TH FLOOR, NEW YORK, NY 10036

 

MIRUS SECURITIES, INC.

200 WHEELER ROAD, 4TH FLOOR (SOUTH), BURLINGTON, MA 01803

 

MISCHLER FINANCIAL GROUP, INC.

1111 BAYSIDE DRIVE, SUITE 100, CORONA DEL MAR, CA 92625

 

MISMI, INC.

810 7TH AVENUE, SUITE 2200, NEW YORK, NY 10019

 

MISSION CAPITAL LLC

1500 BROADWAY, SUITE 904, NEW YORK, NY 10022

 

MIT ASSOCIATES, LLC

ONE LANDMARK SQUARE, SUITE 620, STAMFORD, CT 06901

 

MITCHELL ENERGY ADVISORS, LLC

7515 GREENVIILLE AVENUE, SUITE 905, DALLAS, TX 75231

 

MITCHELL SECURITIES, INC.

213 VICTOR HERBERT RD, PO BOX 31, LAKE PLACID, NY 12946

 

MITSUBISHI UFJ SECURITIES (USA), INC.

1633 BROADWAY, 29TH FLOOR, NEW YORK, NY 10019-6708

 

MIZUHO SECURITIES USA INC.

320 PARK AVENUE, 12TH FLOOR, NEW YORK, NY 10022

 

MKG FINANCIAL GROUP, INC.

1500 SW 1ST AVE SUITE 1000, PORTLAND, OR 97201

 

MKM PARTNERS LLC

300 FIRST STAMFORD PLACE, 4TH FLOOR EAST WING, STAMFORD, CT 06902

 

MLV & CO. LLC

1251 AVENUE OF THE AMERICAS, NEW YORK, NY 10020

Mailing Address: 1251 AVENUE OF THE AMERICAS, NEW YORK, NY 10020

 

MMC SECURITIES CORP.

1166 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

 

MML DISTRIBUTORS, LLC

1295 STATE STREET, SPRINGFIELD, MA 01111-0001

 

MML INVESTORS SERVICES, LLC

1295 STATE STREET, SPRINGFIELD, MA 01111-0001

 

MMLISI FINANCIAL ALLIANCES, LLC

1295 STATE STREET, SPRINGFIELD, MA 01111-0001

 

MND PARTNERS, INC.

11 WALL STREET, NEW YORK, NY 10005

Mailing Address: 20 BROAD STREET, 5TH FLOOR, NEW YORK, NY 10005

 

MOELIS & COMPANY LLC

399 PARK AVENUE, 5TH FLOOR, NEW YORK, NY 10022

 

MOFFAT CAPITAL, LLC

765 NORTH ISLAND DR. NW, ATLANTA, GA 30327-4619

 

MOGAVERO LEE & CO INC.

20 BROAD STREET, 14TH FLOOR, NEW YORK, NY 10005

 

MOLECULAR SECURITIES INC.

45 ROCKEFELLER PLAZA, 20TH FLOOR, NEW YORK, NY 10111

 

MOLONEY SECURITIES CO., INC.

13537 BARRETT PARKWAY DRIVE, #300, MANCHESTER, MO 63021

 

MONADNOCK SECURITIES, LP

219 WEST NINTH STREET, # 220, WILMINGTON, DE 19801

 

MONARCH BAY SECURITIES, LLC

5000 BIRCH STREET, 4800, NEWPORT BEACH, CA 92660

 

MONARCH CAPITAL GROUP, LLC

500 FIFTH AVENUE, SUITE 2240, NEW YORK, NY 10110

 

MONDIALE SECURITIES, LLC

75 ROCKEFELLER PLAZA, SUITE 2102, NEW YORK, NY 10019

 

MONETA SECURITIES CORPORATION

15413 CHAMPIONSHIP DRIVE, HAYMARKET, VA 20169

Mailing Address: PO BOX 909, HAYMARKET, VA 20168

 

MONEX SECURITIES, INC.

440 LOUISIANA STREET, SUITE 1500, HOUSTON, TX 77002

 

MONEY CONCEPTS CAPITAL CORP

11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL 33418

Mailing Address: 11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL 33418-3764

 

MONEY MANAGEMENT ADVISORY, INC.

102 W. STREET RD, FEASTERVILLE, PA 19053

 

MONITOR CAPITAL LLC

8 SOUNDSHORE DRIVE, GREENWICH, CT 06830

 

MONNESS CRESPI HARDT & CO., INC.

767 THIRD AVENUE, NEW YORK, NY 10017-2047

 

MONROE SECURITIES, INC.

100 N RIVERSIDE PLAZA SUITE 1620, CHICAGO, IL 60606

Mailing Address: 100 N RIVERSIDE PLAZA SUITE 1620, CHICAGO, IL 60606

 

MONTAG & JOSELSON

21 PARK DRIVE SOUTH, RYE, NY 10580

 

MONTAGE SECURITIES, LLC

4200 W 115TH STREET, SUITE 100, LEAWOOD, KS 66211

 

MONTECITO ADVISORS, INC.

2015 STATE STREET, SUITE B, SANTA BARBARA, CA 93105

 

MONTGOMERY & CO., LLC

100 WILSHIRE BLVD., SUITE 400, SANTA MONICA, CA 90401

 

MONTROSE SECURITIES INTERNATIONAL

3 HARBOR DRIVE, SUITE 117, SAUSALITO, CA 94965

 

MONUMENT GROUP, INC.

500 BOYLSTON STREET, SUITE 1650, BOSTON, MA 02116

 

MOODY CAPITAL SOLUTIONS, INC

208 SUMMITRAIL LANE, DAWSONVILLE, GA 30534

 

MOODY SECURITIES, LLC

6363 WOODWAY SUITE 110, HOUSTON, TX 77057

 

MOORELAND PARTNERS LLC

537 STEAMBOAT ROAD, SUITE 200, GREENWICH, CT 06830

 

MOORGATE SECURITIES LLC

1 ROCKEFELLER PLAZA, 24TH FLOOR, NEW YORK, NY 10020

 

MOORS & CABOT, INC.

111 DEVONSHIRE STREET, BOSTON, MA 02109

 

MORA WM SECURITIES

1450 BRICKELL AVENUE, SUITE 2990, MIAMI, FL 33131

 

MORALES & CO. CAPITAL MARKETS, LLC

7878 STRATFORD LANE, ATLANTA, GA 30350

 

MORETON BROKERAGE SERVICES, LLC

709 EAST SOUTH TEMPLE, SALT LAKE CITY, UT 84102

 

MORGAN JOSEPH TRIARTISAN LLC

600 FIFTH AVENUE, 14TH FLOOR, NEW YORK, NY 10020

 

MORGAN KEEGAN & COMPANY, INC.

FIFTY FRONT STREET, MORGAN KEEGAN TOWER, MEMPHIS, TN 38103-9980

 

MORGAN PARTNERS LLC

179 MAGILL DRIVE, GRAFTON, MA 01519

 

MORGAN STANLEY

2000 WESTCHESTER AVENUE, PURCHASE, NY 10577-2530

Mailing Address: 1300 THAMES STREET, 6TH FLOOR, BALTIMORE, MD 21231

 

MORGAN STANLEY & CO. LLC

1585 BROADWAY, NEW YORK, NY 10036-8293

Mailing Address: 1300 THAMES STREET WHARF, 6TH FLOOR, C/O NORTH AMERICAN REGISTRATION, BALTIMORE, MD 21231

 

MORGAN STANLEY DISTRIBUTION, INC.

522 FIFTH AVENUE, NEW YORK, NY 10036

Mailing Address: 201 PLAZA TWO - 2ND FLOOR, JERSEY CITY, NJ 07311

 

MORGAN WILSHIRE SECURITIES, INC.

960 FRANKLIN AVENUE, 2ND FLOOR, GARDEN CITY, NY 11530

 

MORNINGSIDE SECURITIES, LLC

30 IRVING PLACE, NEW YORK, NY 10003

 

MORNINGSTAR INVESTMENT SERVICES, INC.

22 W WASHINGTON ST, CHICAGO, IL 60602-1605

 

MORRIS FINANCIAL, INC.

220 NICE LANE #108, NEWPORT BEACH, CA 92663

Mailing Address: BOX 1009, NEWPORT BEACH, CA 92659

 

MORRIS GROUP, INC.

8250 HAVERSTICK, SUITE 250, INDIANAPOLIS, IN 46240

 

MORTON SEIDEL & COMPANY, INC.

8730 WILSHIRE BLVD. SUITE 530, BEVERLY HILLS, CA 90211-2708

 

MOSAIC CAPITAL SECURITIES, LLC

15165 VENTURA BOULEVARD, SUITE 425, SHERMAN OAKS, CA 91403

 

MOSS ADAMS CAPITAL LLC

999 THIRD AVENUE, SUITE 2800, SEATTLE, WA 98104-4019

 

MOSS ADAMS SECURITIES & INSURANCE LLC

999 THIRD AVE STE 2800, SEATTLE, WA 98104

 

MOTIF INVESTING, INC.

400 SOUTH EL CAMINO REAL, SUITE 575, SAN MATEO, CA 94402

 

MOTILAL OSWAL SECURITIES INTERNATIONAL PRIVATE LIMITED

2ND FLOOR PALM SPRING CENTRE, LINK ROAD, MALAD-WEST, 400 064 MUMBAI, INDIA

 

MOUNT YALE SECURITIES, LLC

1125 17TH STREET, # 1400, DENVER, CO 80202

Mailing Address: 8000 NORMAN CENTER DRIVE, SUITE 630, MINNEAPOLIS, MN 55437

 

MOUNTAIN RIVER SECURITIES, INC.

700 17TH STREET, SUITE 2100, DENVER, CO 80202

 

MOUNTAINVIEW SECURITIES, LLC

999 18TH STREET, SUITE 1001, DENVER, CO 80202

 

MOWELL FINANCIAL GROUP, INC.

407 EAST SIXTH AVENUE, TALLAHASSEE, FL 32303-6312

 

MPI SECURITIES, INC.

101 POOR FARM ROAD, PRINCETON, NJ 08540

 

MPS GLOBAL SECURITIES, LLC

101 PARK AVENUE, 14TH FLOOR, NEW YORK, NY 10178

 

MS GLOBAL FINANCE, LLC

500 FIFTH AVENUE, SUITE 3000, NEW YORK, NY 10110

 

MS SECURITIES SERVICES INC.

1585 BROADWAY, NEW YORK, NY 10036-8293

Mailing Address: NORTH AMERICAN REGISTRATION, 1300 THAMES STREET, 6TH FLOOR, BALTIMORE, MD 21231

 

MSA SECURITIES, LLC

3110 MAIN STREET, SUITE 300, SANTA MONICA, CA 90405

 

MSC - BD, LLC

23150 FASHION DRIVE, SUITE 231, ESTERO, FL 33928

 

MTS SECURITIES, LLC

623 FIFTH AVENUE, 14TH FLOOR, NEW YORK, NY 10022

 

MUFSON HOWE HUNTER & PARTNERS LLC

1717 ARCH STREET, 32ND FLOOR, PHILADELPHIA, PA 19103

 

MULTI-BANK SECURITIES, INC.

1000 TOWN CENTER #2300, SOUTHFIELD, MI 48075

 

MULTIPLE FINANCIAL SERVICES, INC.

15615 ALTON PARKWAY, SUITE 450, IRVINE, CA 92618

Mailing Address: P.O. BOX 7447, CAPISTRANO BEACH, CA 92624-7447

 

MUNDIAL FINANCIAL GROUP, LLC

15233 VENTURA BLVD, STE 712, SHERMAN OAKS, CA 91403

 

MUNICIPAL CAPITAL MARKETS GROUP, INC.

4851 LBJ FREEWAY - SUITE 200, DALLAS, TX 75244

 

MUREX CAPITAL, LLC

2600 DOUGLAS RD., SUITE 1010B, CORAL GABLES, FL 33134

 

MURIEL SIEBERT & CO., INC.

885 THIRD AVENUE STE 1720, NEW YORK, NY 10022

 

MURPHY & DURIEU

120 BROADWAY, 17TH FLOOR, NEW YORK, NY 10271

Mailing Address: 120 BROADWAY-17TH FL, NEW YORK, NY 10271

 

MURRAY SECURITIES, INC.

909 ESE LOOP 323, SUITE 200, TYLER, TX 75701

 

MUSKET RESEARCH ASSOCIATES INC.

180 BEACON STREET, #17A&B, BOSTON, MA 02116

 

MUTUAL FUNDS ASSOCIATES INC.

1701 CHILI AVE, ROCHESTER, NY 14624

 

MUTUAL FUNDS INVESTMENT COMPANY

16176 POINT BEVERLY COURT, MONTPELIER, VA 23192

Mailing Address: PO BOX 364, MONTPELIER, VA 23192

 

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

320 PARK AVENUE, NEW YORK, NY 10022

Mailing Address: 320 PARK AVENUE, NEW YORK, NY 10022-3869

 

MUTUAL OF AMERICA SECURITIES CORPORATION

320 PARK AVENUE, NEW YORK, NY 10022

Mailing Address: 320 PARK AVENUE, NEW YORK, NY 10022-3869

 

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA PLAZA, OMAHA, NE 68175-1020

 

MUTUAL SECURITIES, INC.

807-A CAMARILLO SPRINGS ROAD, CAMARILLO, CA 93012

Mailing Address: P.O. BOX 2864, CAMARILLO, CA 93011

 

MUTUAL TRUST CO. OF AMERICA SECURITIES

2963 GULF TO BAY BLVD., SUITE #330, CLEARWATER, FL 33759

Mailing Address: 2963 GULF TO BAY BOULEVARD, SUITE #330, CLEARWATER, FL 33759

 

MV SECURITIES GROUP, INC.

1001 MCKINNEY, SUITE 1200, HOUSTON, TX 77002

 

MVISION PRIVATE EQUITY ADVISERS USA LLC

CONNAUGHT HOUSE, 1 - 3 MOUNT STREET, LONDON, W1K3NB UNITED KINGDOM

 

MVP AMERICAN SECURITIES

8880 WEST SUNSET ROAD, SUITE 232, LAS VEGAS, NV 89148

 

MVP FINANCIAL, LLC

75 WALL STREET, SUITE 19R, NEW YORK, NY 10005

 

MWA FINANCIAL SERVICES INC.

1701 1ST AVENUE, ROCK ISLAND, IL 61201

 

MYD MARKET, INC

608 5TH AVENUE, SUITE 203, NEW YORK, NY 10020

 

MYSTIC CAPITAL MARKETS GROUP, LLC

165 MADISON AVENUE, SUITE 402, NEW YORK, NY 10016

 

MYSTOCKFUND SECURITIES, INC.

13700 US HIGHWAY ONE, SUITE 202E, JUNO BEACH, FL 33408

 

N. HAHN & CO., INC.

230 PARK AVENUE, NEW YORK, NY 10169

Mailing Address: P.O. BOX 3230, NEW YORK, NY 10163

 

N.A. INVESTCORP LLC

280 PARK AVENUE, 39TH FLOOR, NEW YORK, NY 10017

 

N.B. ZOULLAS SECURITIES, INC.

555 MADISON AVENUE, 17TH FLOOR, NEW YORK, NY 10022

Mailing Address: 555 MADISON AVENUNE, 17TH FLOOR, NEW YORK, NY 10022

 

N.E. PRIVATE CLIENT ADVISORS, LTD.

790 NORTH MAIN STREET, PROVIDENCE, RI 02904

 

N.I.S. FINANCIAL SERVICES, INC.

500 EAST 9TH ST., KANSAS CITY, MO 64106

Mailing Address: P. O. BOX 219103, KANSAS CITY, MO 64121-9103

 

NABSECURITIES, LLC

245 PARK AVE 28TH FL, NEW YORK, NY 10167

 

NAFA CAPITAL MARKETS, LLC

100 NORTH BROADWAY, SUITE 2550, OKLAHOMA CITY, OK 73102

 

NANCY BARRON & ASSOCIATES, INC.

150 GRAND BOULEVARD, LEXINGTON, KY 40507

 

NANES, DELORME CAPITAL MANAGEMENT LLC

400 MADISON AVENUE, SUITE 12C, NEW YORK, NY 10017

 

NASDAQ EXECUTION SERVICES, LLC

ONE LIBERTY PLAZA, 165 BROADWAY, NEW YORK, NY 10006

Mailing Address: ONE LIBERTY PLAZA, 51ST FLOOR, NEW YORK, NY 10006

 

NASDAQ OPTIONS SERVICES, LLC

ONE LIBERTY PLAZA, 165 BROADWAY, NEW YORK, NY 10006

Mailing Address: ONE LIBERTY PLAZA, 51ST FLOOR, NEW YORK, NY 10006

 

NATIONAL ALLIANCE SECURITIES, LLC

1605 LBJ FREEWAY, SUITE 710, DALLAS, TX 75234

 

NATIONAL BANK OF CANADA FINANCIAL INC.

65 EAST 55TH STREET, 31ST FLOOR, NEW YORK, NY 10022

 

NATIONAL FINANCIAL SERVICES LLC

200 SEAPORT BOULEVARD, BOSTON, MA 02210

Mailing Address: ONE DESTINY WAY, MAIL ZONE:  WA1M, WESTLAKE, TX 76092

 

NATIONAL PENSION & GROUP CONSULTANTS, INC

3130 BROADWAY, KANSAS CITY, MO 64111-2406

 

NATIONAL PLANNING CORPORATION

401 WILSHIRE BLVD.-STE. 1100, SANTA MONICA, CA 90401

 

NATIONAL SECURITIES CORPORATION

1001 FOURTH AVENUE, SUITE 3750, SEATTLE, WA 98154-1100

 

NATIONS FINANCIAL GROUP, INC.

4000 RIVER RIDGE DR NE, CEDAR RAPIDS, IA 52402

 

NATIONWIDE FUND DISTRIBUTORS LLC

1000 CONTINTENTAL DRIVE, SUITE 400, KING OF PRUSSIA, PA 19406

 

NATIONWIDE INVESTMENT SERVICES CORPORATION

ONE NATIONWIDE PLAZA, 1-33-401, COLUMBUS, OH 43215

 

NATIONWIDE PLANNING ASSOCIATES INC.

115 WEST CENTURY ROAD, SUITE 360, PARAMUS, NJ 07652

 

NATIONWIDE SECURITIES, LLC

10 WEST NATIONWIDE BLVD, MAIL CODE: 5-01-103, COLUMBUS, OH 43215

Mailing Address: ONE NATIONWIDE PLAZA, MAIL CODE: 01-33-401, COLUMBUS, OH 43215

 

NATIVEONE INSTITUTIONAL TRADING, LLC.

30 BROAD STREET, 20TH FLOOR, NEW YORK, NY 10004

 

NATIXIS SECURITIES AMERICAS LLC

1251 AVENUE OF THE AMERICAS, 5TH FLOOR, NEW YORK, NY 10020

Mailing Address: 1251 AVENUE OF THE AMERICAS 5TH FLOOR, NEW YORK, NY 10020

 

NAVAID FINANCIAL SERVICES, INC.

1522 LOCUST ST., FL. 2, PHILADELPHIA, PA 19102

 

NAVIDAR GROUP LLC

11711 N. MERIDIAN STREET, SUITE 325, CARMEL, IN 46032

 

NAVIGANT CAPITAL ADVISORS, LLC

30 S. WACKER DRIVE, SUITE 3100, CHICAGO, IL 60606

 

NAVIGATE ADVISORS

ONE STAMFORD LANDING, 62 SOUTHFIELD AVENUE, SUITE 111, STAMFORD, CT 06902

 

NAVY FEDERAL BROKERAGE SERVICES, LLC

1007 ELECTRIC AVENUE, VIENNA, VA 22180

 

NBC SECURITIES, INC.

1927 1ST AVENUE NORTH, BIRMINGHAM, AL 35203-0686

Mailing Address: POST OFFICE BOX 10686, BIRMINGHAM, AL 35202-0686

 

NBF SECURITIES (USA) CORP.

1155 METCALFE STREET, MONTREAL, H3B 4S9 CANADA

Mailing Address: EXCHANGE TOWER, 130 KING ST W. STE. 3200, P. O. BOX 21, TORONTO M5X 1J9, M5X 1J9 CANADA

 

NC SECURITIES, LLC

3 BETHESDA METRO CENTER, SUITE 500, BETHESDA, MD 20814

 

NCB SECURITIES, LLC

330 MADISON AVENUE, 6TH FLOOR, NEW YORK, NY 10017

 

NDX TRADING, INC.

900 LONG LAKE ROAD, SUITE 101, NEW BRIGHTON, MN 55112

 

NEAR EARTH, LLC

945 WEST ROAD, NEW CANAAN, CT 06840

 

NEEDHAM & COMPANY, LLC

445 PARK AVENUE, NEW YORK, NY 10022-2602

 

NEIDIGER, TUCKER, BRUNER, INC.

9540 SOUTH MAROON CIRCLE, SUITE 250, ENGLEWOOD, CO 80112

 

NELKIN CAPITAL MANAGEMENT, INC.

111 GREAT NECK ROAD, SUITE 304, GREAT NECK, NY 11021

 

NELNET CAPITAL LLC

6811 SOUTH 27TH STREET, LINCOLN, NE 68512

Mailing Address: P.O. BOX 82618, LINCOLN, NE 68501

 

NELSON IVEST BROKERAGE SERVICES, INC.

423 COUNTRY CLUB DRIVE, WINTER PARK, FL 32789-2968

 

NELSON SECURITIES,INC.

601 W. MAIN AVENUE, SUITE 1118, SPOKANE, WA 99201

 

NESTLERODE & LOY, INC.

430 WEST IRVIN AVENUE, STATE COLLEGE, PA 16801-4642

Mailing Address: P.O. BOX 343, STATE COLLEGE, PA 16804-0343

 

NETHERLAND SECURITIES, INC.

12720 HILLCREST ROAD STE 900, DALLAS, TX 75230

 

NETWORK 1 FINANCIAL SECURITIES INC.

THE GALLERIA, SUITE 241, 2 BRIDGE AVENUE, RED BANK, NJ 07701

 

NEUBERGER BERMAN LLC

605 THIRD AVENUE, NEW YORK, NY 10158-3698

 

NEUBERGER BERMAN MANAGEMENT LLC

605 THIRD AVENUE, NEW YORK, NY 10158-0180

 

NEW ALBION PARTNERS LLC

220 MONTGOMERY STREET, SUITE 462, SAN FRANCISCO, CA 94104

 

NEW CENTURY CAPITAL PARTNERS, INC.

1510 11TH STREET, SUITE 207, SANTA MONICA, CA 90401

 

NEW ENGLAND SECURITIES

1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

Mailing Address: C/O METLIFE SECURITIES, INC., 1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

 

NEW HORIZONS ASSET MANAGEMENT GROUP, LLC

11 RACQUET ROAD, NEWBURGH, NY 12550

Mailing Address: P.O. BOX 10009, NEWBURGH, NY 12552

 

NEW INVESTOR WORLD INCORPORATED

6210 CAMPBELL ROAD, SUITE 128, DALLAS, TX 75248

 

NEW RYE SECURITIES, LLC

411 THEODORE FREMD AVENUE, SUITE 206S, RYE, NY 10580

 

NEWBRIDGE SECURITIES CORPORATION

1451 CYPRESS CREEK ROAD, SUITE 204, FT. LAUDERDALE, FL 33309

Mailing Address: 1451 CYPRESS CREEK ROAD, SUITE 204, FT. LAUDERDALE, FL 33309

 

NEWBURY PIRET & CO.

400 TOTTEN POND ROAD, 1ST FLOOR, WALTHAM, MA 02451

 

NEWBURY STREET CAPITAL LIMITED PARTNERSHIP

500 BOYLSTON STREET, SUITE 440, BOSTON, MA 02116

 

NEWCAP PARTNERS, INC.

5777 W. CENTURY BLVD., SUITE 1135, LOS ANGELES, CA 90045

 

NEWCASTLE DISTRIBUTORS LLC

127 WOODHAVEN DRIVE, AVON, CT 06001-2432

 

NEWCOMB AND COMPANY

22 KENSINGTON ROAD, HAMPTON FALLS, NH 03844

 

NEWCOURT SECURITIES, LTD

23 WARING RD, POUND RIDGE, NY 10576

 

NEWEDGE USA, LLC

550 W. JACKSON, SUITE 500, CHICAGO, IL 60661

 

NEWOAK CAPITAL MARKETS LLC

485 LEXINGTON AVE., 25TH FL., NEW YORK, NY 10017

 

NEWPORT COAST SECURITIES, INC.

76 BEAVER STREET, 10TH FLOOR, NEW YORK, NY 10005

 

NEWPORT GROUP SECURITIES, INC.

300 INTERNATIONAL PARKWAY STE 270, SUITE 270, HEATHROW, FL 32746-5035

 

NEWPORT SECURITIES CORPORATION

40853 BUCHAREST LANE, TEMECULA, CA 92591

 

NEWPORTX.COM

18004 SKY PARK CR, SUITE 140, IRVINE, CA 92614

 

NEXBANK SECURITIES INC

2515 MCKINNEY AVE, SUITE 1100, DALLAS, TX 75201

 

NEXT FINANCIAL GROUP, INC.

2500 WILCREST DRIVE, SUITE 620, HOUSTON, TX 77042

 

NEXTREND SECURITIES, INC.

5200 KELLER SPRINGS RD., #812, DALLAS, TX 75248

Mailing Address: 5200 KELLER SPRINGS ROAD, SUITE 812, DALLAS, TX 75248

 

NFP SECURITIES, INC.

1250 CAPITAL OF TEXAS HWY S. #2-125, AUSTIN, TX 78746

 

NGAM DISTRIBUTION, L.P.

399 BOYLSTON STREET, BOSTON, MA 02116-9848

 

NGC FINANCIAL, LLC

36-01 208TH STREET, BAYSIDE, NY 11361

 

NI ADVISORS

638 WEBSTER STREET, SUITE 410, OAKLAND, CA 94607

Mailing Address: 638 WEBSTER STREET, SUITE 410, OAKLAND, CA 94607

 

NIA SECURITIES, L.L.C.

66 ROUTE 17, PARAMUS, NJ 07652

 

NIAGARA INTERNATIONAL CAPITAL LIMITED

8940 MAIN STREET, CLARENCE, NY 14031

 

NICOL INVESTORS CORPORATION

1 EXECUTIVE PARK, GRANITE CITY, IL 62040-0907

Mailing Address: 1 EXECUTIVE PARK, P.O. BOX 907, GRANITE CITY, IL 62040-0907

 

NIKOH SECURITIES CORPORATION

2201 WAUKEGAN ROAD, SUITE 120, BANNOCKBURN, IL 60015

 

NLCG DISTRIBUTORS, LLC

44 COOK STREET, SUITE 1020, DENVER, CO 80206

 

NMS CAPITAL SECURITIES, LLC

433 NORTH CAMDEN DRIVE, 4TH FLOOR, BEVERLY HILLS, CA 90210

 

NMS FINANCIAL SERVICES, LLC

433 NORTH CAMDEN DRIVE, 4TH FLOOR, BEVERLY HILLS, CA 90210

 

NOBLE FINANCIAL CAPITAL MARKETS

951 YAMATO ROAD, SUITE 210, BOCA RATON, FL 33431

 

NOBLES & RICHARDS, INC.

801 EAST PLANO PARKWAY, SUITE 220, PLANO, TX 75074

 

NOLAN SECURITIES CORP.

535 MAIN ROAD, MONTEREY, MA 01245

 

NOMURA SECURITIES INTERNATIONAL, INC.

2 WORLD FINANCIAL CTR-BLDG B, NEW YORK, NY 10281-1198

Mailing Address: 2 WORLD FINANCIAL CTR-BLDG. B, NEW YORK, NY 10281-1198

 

NORDBERG CAPITAL PARTNERS, INC.

108 EAST 16TH STREET, SUITE 6F, NEW YORK, NY 10003

 

NORFOLK MARKETS, LLC

360 MADISON AVENUE, 24TH FLOOR, NEW YORK, NY 10017

 

NORIBA INVESTING

6301 OWENSMOUTH AVENUE, SUITE 750, WOODLAND HILLS, CA 91367

 

NORTH BRIDGE CAPITAL, LLC

45 SCHOOL STREET, 2ND FLOOR, BOSTON, MA 02108

Mailing Address: 45 SCHOOL STREET, 2ND  FLOOR, BOSTON, MA 02108

 

NORTH CAPITAL PRIVATE SECURITIES CORPORATION

315 MONTGOMERY STREET, SUITE 900, SAN FRANCISCO, CA 94104

 

NORTH CREEK BUTLER

222 COURT SQUARE, CHARLOTTESVILLE, VA 22902

 

NORTH NASSAU ADVISORS, LLC

485 UNDERHILL BLVD,, SUITE 103, SYOSSET, NY 11791

 

NORTH POINT ADVISORS, LLC

580 CALIFORNIA STREET, SUITE 2000, SAN FRANCISCO, CA 94105

 

NORTH RIDGE SECURITIES CORP.

1895 WALT WHITMAN RD, MELVILLE, NY 11747-3031

 

NORTH SEA SECURITIES L.P.

98 FOREST AVENUE, LOCUST VALLEY, NY 11560

Mailing Address: PO BOX 376, 98 FOREST AVENUE, LOCUST VALLEY, NY 11560

 

NORTH SOUTH CAPITAL, LLC

200 W. ADAMS, STE 2230, CHICAGO, IL 60606

 

NORTH STAR INVESTMENT SERVICES, INC.

20 NORTH WACKER DRIVE, SUITE 1416, CHICAGO, IL 60606

 

NORTH WOODWARD FINANCIAL CORP.

690 EAST MAPLE, BIRMINGHAM, MI 48009

 

NORTHBRIDGE FINANCIAL SERVICES

3650 WEST LIBERTY, ANN ARBOR, MI 48103

 

NORTHCOAST RESEARCH PARTNERS, LLC

1001 LAKESIDE AVENUE, 15TH FLOOR, CLEVELAND, OH 44114

 

NORTHEAST CAPITAL & ADVISORY, INC.

7 AIRPORT PARK BOULEVARD, FLOOR 2, LATHAM, NY 12110

 

NORTHEAST SECURITIES, INC.

333 EARLE OVINGTON BLVD, 7TH FLOOR, MITCHELFIELD, NY 11553

 

NORTHEASTERN FINANCIAL GROUP, INCORPORATED

331 NEWMAN SPRINGS ROAD, SUITE 311, RED BANK, NJ 07701

 

NORTHERN CAPITAL SECURITIES CORPORATION

300 BRICKSTONE SQUARE, 10TH FLOOR, ANDOVER, MA 01810-1435

 

NORTHERN FUNDS DISTRIBUTORS, LLC

THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101

Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

 

NORTHERN LIGHTS DISTRIBUTORS, LLC

17605 WRIGHT STREET, OMAHA, NE 68130

 

NORTHERN SECURITIES, INC.

3003 HAMEL ROAD, MEDINA, MN 55340-0275

Mailing Address: P.O. BOX 275, MEDINA, MN 55340-0275

 

NORTHERN TRUST SECURITIES, INC.

50 SOUTH LASALLE STREET, CHICAGO, IL 60603

 

NORTHGATE SECURITIES INC.

14505 TORREY CHASE, #111, HOUSTON, TX 77014

 

NORTHLAND SECURITIES, INC.

45 SOUTH 7TH STREET, 20TH FLOOR, MINNEAPOLIS, MN 55402

 

NORTHSTAR FINANCIAL PARTNERS, INC.

165 KIRTS BLVD, SUITE 600, TROY, MI 48084

 

NORTHSTAR REALTY SECURITIES, LLC

5299 DTC BOULEVARD, SUITE 900, GREENWOOD VILLAGE, CO 80111

 

NORTHWEST FINANCIAL LLC

200 SPRING STREET, SUITE 120, HERNDON, VA 20170

 

NORTHWEST INVESTMENT ADVISORS, INC.

9 S WASHINGTON ST STE 210, SPOKANE, WA 99201

 

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

611 EAST WISCONSIN AVE., MILWAUKEE, WI 53202-4797

Mailing Address: 611 EAST WISCONSIN AVENUE, MILWAUKEE, WI 53202-4797

 

NORTHWINDS ADVISORS LLC

600 MAMARONECK AVENUE, SUITE 400, HARRISON, NY 10528

 

NOVAHILL PARTNERS, LLC

1765 DUKE STREET, ALEXANDRIA, VA 22314

Mailing Address: 1765 DUKE STREET, ALEXANDIA, VA 22314

 

NPA FINANCIAL SERVICES, INC.

115 WEST CENTURY ROAD, SUITE 360, PARAMUS, NJ 07652

 

NPB FINANCIAL GROUP, LLC

3500 W. OLIVE AVENUE, THIRD FLOOR, BURBANK, CA 91505

 

NSM SECURITIES, INC.

1700 PALM BEACH LAKES BLVD, SUITE 900, WEST PALM BEACH, FL 33401

Mailing Address: 1700 PALM BEACH LAKES BLVD., SUITE 900, WEST PALM BEACH, FL 33401

 

NSX SECURITIES LLC

101 HUDSON STREET, SUITE 1200, JERSEY CITY, NJ 07302

 

NUMIS SECURITIES INC.

275 MADISON AVENUE, 40TH FLOOR, NEW YORK, NY 10016

 

NUVEEN SECURITIES, LLC

333 WEST WACKER DRIVE, CHICAGO, IL 60606-1286

 

NW CAPITAL MARKETS INC.

2 HUDSON PLACE, HOBOKEN, NJ 07030

 

NYLIFE DISTRIBUTORS LLC

169 LACKAWANNA AVENUE, THIRD FLOOR, COMPLIANCE, PARSIPPANY, NJ 07054

Mailing Address: 169 LACKAWANNA AVENUE, PARSIPPANY, NJ 07054

 

NYLIFE SECURITIES LLC

51 MADISON AVE., ROOM 713, NEW YORK, NY 10010

Mailing Address: 51 MADISON AVENUE, ROOM 713, NEW YORK, NY 10010

 

NYPPEX, LLC

800 WESTCHESTER AVENUE, RYE BROOK, NY 10573

 

O'BRIEN & SHEPARD, INC.

111 TOWN SQUARE PLACE, SUITE 710, JERSEY CITY, NJ 07310

 

O'CONNOR & COMPANY SECURITIES INC.

250 NEWPORT CENTER DRIVE, SUITE 303, NEWPORT BEACH, CA 92660

 

O'NEIL SECURITIES, INCORPORATED

12655 BEATRICE STREET, SUITE 2B, LOS ANGELES, CA 90066

 

O'TOOLE INSURANCE & SECURITIES

14-30 COLLEGE POINT BLVD, COLLEGE POINT, NY 11356

 

OAK GROVE INVESTMENT SERVICES, INC.

207 SOUTH WALNUT STREET, ROCHESTER, IL 62563

 

OAK HILLS SECURITIES, INC.

121 NE 50TH, OKLAHOMA CITY, OK 73105

Mailing Address: PO BOX 14451, OKLAHOMA CITY, OK 73113

 

OAK TREE SECURITIES, INC.

1840 HOLMES STREET, LIVERMORE, CA 94550

 

OBERON SECURITIES, LLC

1412 BROADWAY, 23RD FLOOR, NEW YORK, NY 10018

 

OBERWEIS SECURITIES, INC.

3333 WARRENVILLE ROAD, SUITE 500, LISLE, IL 60532

 

OBEX SECURITIES LLC

1865 PALMER AVENUE, SUITE 208, LARCHMONT, NY 10538

 

OBJECTIVE EQUITY, LLC

380 BRETANO WAY, GREENBRAE, CA 94904

 

OBS BROKERAGE SERVICES, INC.

10200 WATERVILLE ST., WHITEHOUSE, OH 43571

 

OBSIDIAN FINANCIAL GROUP, LLC

1000 WOODBURY ROAD SUITE 110, WOODBURY, NY 11797

 

OC SECURITIES, INC.

34700 PACIFIC COAST HIGHWAY SUITE 307, CAPISTRANO BEACH, CA 92624

 

OCEAN CROSS CAPITAL MARKETS LLC

ONE GORHAM ISLAND, SUITE 302, WESTPORT, CT 06880

 

OCEAN FINANCIAL SERVICES, LLC

780 NW 42ND AVENUE, SUITE 604, MIAMI, FL 33126

 

OCEANUS SECURITIES, LLC

17 BATTERY PLACE, SUITE 723, NEW YORK, NY 10004

 

OCM INVESTMENTS, LLC

333 SOUTH GRAND AVENUE (28TH FLOOR), LOS ANGELES, CA 90071

 

OCTAGON AMERICA LIMITED

170 UNIVERSITY AVENUE, SUITE 1000, TORONTO,ONTARIO, M5H3B3 CANADA

 

ODD LOT BONDS, INC

18851 N.E. 29 AVE., SUITE 721, AVENTURA, FL 33180

 

ODDO SECURITIES CORPORATION

150 EAST 52ND STREET, 9TH FLOOR, NEW YORK, NY 10022

 

ODEON CAPITAL GROUP LLC

750 LEXINGTON AVENUE, 26TH FL., NEW YORK, NY 10022

 

OEM CAPITAL CORP.

2507 POST ROAD, SOUTHPORT, CT 06890

 

OFFUTT SECURITIES, INC.

3515 BUTLER ROAD, GLYNDON, MD 21071

Mailing Address: P.O. BOX 559, COCKEYSVILLE, MD 21030

 

OFG FINANCIAL SERVICES, INC.

TOWNSITE PLAZA #2, SUITE # 105, 120 SE 6TH AVENUE, TOPEKA, KS 66603-3515

 

OFS SECURITIES, INC.

254 MUNOZ RIVERA AVENUE LOBBY LEVEL, HATO REY, PR 00918

Mailing Address: 254 MUNOZ RIVERA AVE LOBBY, HATO REY, PR 00918

 

OHANESIAN / LECOURS, INC.

433 SOUTH MAIN STREET, SUITE 104, WEST HARTFORD, CT 06110-9944

 

OHIO NATIONAL EQUITIES, INC.

ONE FINANCIAL WAY, CINCINNATI, OH 45242

Mailing Address: P.O. BOX 371, CINCINNATI, OH 45201-0371

 

OLD GREENWICH PARTNERS, LLC

1614 PONDEROSA PINE DR. E., JACKSONVILLE, FL 32225

Mailing Address: PO BOX 350046, JACKSONVILLE, FL 32235

 

OLD MUTUAL INVESTMENT PARTNERS

200 CLARENDON STREET, 53RD FLOOR, BOSTON, MA 02116

 

OLDFIELD CAPITAL GROUP LLC

30 E 29TH STREET, SUITE 204 A, NYC, NY 10016

 

OLDS SECURITIES CORPORATION

50 WEST LIBERTY STREET, SUITE 1080, RENO, NV 89501

 

OLIVETREE USA, LLC

254 WEST 54TH STREET, 17TH FLOOR, NEW YORK, NY 10019

 

OLMSTED & MULHALL, INC.

100 WEST CROSSTOWN PARKWAY, KALAMAZOO, MI 49001-2791

Mailing Address: 100 WEST CROSSTOWN PKWY., KALAMAZOO, MI 49001-2791

 

OLSON, CROSS & ALAMO LLC

120 BROADWAY, 10TH FLOOR, NEW YORK, NY 10271

 

OLSTEIN CAPITAL MANAGEMENT, L.P.

4 MANHATTANVILLE ROAD, PURCHASE, NY 10577-2119

Mailing Address: 4 MANHATTANVILLE ROAD, PURCHASE, NY 10577

 

OLYMPIA ASSET MANAGEMENT,LTD.

888 7TH AVENUE / 17TH FLOOR, NEW YORK, NY 10019

 

OLYMPUS SECURITIES, LLC

170 CHANGEBRIDGE RD., SUITE B1, MONTVILLE, NJ 07045

 

OMAC BEVERAGE SECURITIES LLC

305 WEST WIEUCA ROAD, NE, ATLANTA, GA 30342

 

OMEGA SECURITIES, INC.

309 W. 7TH STREET, STE 900, FORT WORTH, TX 76102-6996

Mailing Address: 309 W. 7TH ST-STE. 900, FORT WORTH, TX 76102-6996

 

OMNI FINANCIAL SECURITIES, INC.

1900 POLARIS PARKWAY, SUITE 450, COLUMBUS, OH 43240

 

OMNICAP, LLC

415 MADISON AVE, 7TH FLOOR, NEW YORK, NY 10017

 

ONDRA PARTNERS LP

300 ATLANTIC STREET - 11TH FLOOR, STAMFORD, CT 06901