Welcome to the Securities Law website of Dickenson Murphy Rex & Sloan, operating since 1968 as Boca Raton's oldest law firm. With offices in Boca Raton, FL and Austin, Texas, we represent investors nationwide who are seeking damages due to the negligence and/or fraud of stockbrokers.
We have represented hundreds of individuals from across the US and abroad and has recovered damages from all of the major brokerage firms as well regional and local broker-dealers. We have a proven track record of success in securities law and have been quoted in the Wall Street Journal and other national, regional and local publications.
After a comprehensive review of your case, if we determine that your broker or brokerage firm acted irresponsibly, we will vigorously pursue your case in securities arbitration or litigation. Many of our clients are elderly. The funds they have lost may may make it difficult to meet daily living expenses and health care costs.
In addition to handling cases for clients nationwide, we have also handled cases for clients from Mexico, Venezuela, Chile, Colombia, the United Kingdom and the Channel Islands.
We do not charge for your initial consultation to determine if we can help you. Contact us, we are happy to answer any questions you have about how your brokerage account has been handled and to explain your legal rights to recover stock market and investment losses. Most cases handled on a contingent fee basis, meaning that unless we are successful, there is no fee.
one of the numbers below to discuss your potential case. If you prefer,fill out the form below, telling us a little about your situation, and we will be in touch with you.
FINRA Disciplinary Actions
The Financial Industry Regulatory Authority, (FINRA) is the largest independent regulator of securities firms and their brokers in the United States. FINRA publishes disciplinary actions involving stock brokers and brokerage firms on a monthly & quarterly basis. These actions can range from fines, restrictions on ability to trade and temporary suspensions to a complete bar from the securities industry.
For the most recent information visit our BLOG which is updated weekly.
FINRA Broker Check
FINRA maintains a data base containing the employment history, educational history, licensing history, regulatory issues and customer complaints for every licensed broker and brokerage firm in the country. Investors would be wise to review the record of their current or potential new broker. These public records may accessed on the FINRA BrokerCheck website.
For information regarding other areas of practice, including real estate, estate & trusts and commercial litigation, oil and gas law and other matters, visit our firm website.
Robert H. Rex, Esq.
Rex Securities Law Dickenson Murphy Rex & Sloan
The information on this site includes PAST RESULTS, TESTIMONIALS FROM CLIENTS, and STATEMENTS ABOUT THE QUALITY OF OUR LEGAL WORK. The Florida Bar requires us to tell you that:
*The information has not been reviewed or approved by The Florida Bar
*The facts and circumstances of your case may differ from the matter in which results have been given
*Every case is different, and each client's case must be evaluated and handled on its own merits
With offices in Boca Raton, Florida and Austin, Texas, we represent investors nationwide. Including in Florida:Boca Raton, Boynton Beach, Cape Coral, Coconut Creek, Coral Springs, Dania, Davie, Daytona Beach, Deerfield, Delray Beach, Eau Gallie, Fort Lauderdale, Fort Myers, Ft. Pierce, Frostproof, Gainesville, Gulfstream, Hobe Sound, Hollywood, Hypoluxo, Hialeah, Highland Beach, Jacksonville, Jensen Beach, Juno, Jupiter, Key West, Kissimmee, Lakeland, Lake Wales, Lantana, Manalapan, Margate, Melbourne, Miami, Naples, Ocala, Ocean Ridge, Okeechobee, Orlando, Panama City, Pensacola, Plantation, Pompano Beach, Port Charlotte, Port St. Lucie, Punta Gorda, St. Augustine, St. Petersburg, Sarasota, Spring Hill, Stuart, Sunrise, Tallahassee, Tampa, Tarpon Springs, Vero Beach, Wellington, West Palm Beach and Weston. In Texas: Austin, Dallas, Plano, San Antonio, Corpus Christi, Tyler, Lubbock, Midland, Fredericksburg, Brownsville, McAllen.
By Robert Rex
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