Recovering Investment Losses for Stockbroker Malpractice and Fraud
We represent investors nationwide who are seeking damages due to stockbroker malpractice and securities fraud.
For more than 25 years we have represented individuals from across the United States and abroad and have recovered millions in damages from the well known major brokerage firms as well scores of regional and local brokerage firms. We have a proven track record of success in securities law, FINRA arbitration and stockbroker malpractice and have been quoted various business and news sources, including the Wall Street Journal as well as numerous national, regional and local publications.
We Understand That the Decision to Pursue Your Claim May be Difficult
Making the decision to file a FINRA arbitration claim in order to pursue recovery of losses from a once trusted financial advisor is not an easy decision for many. Most of our clients have never been involved in litigation and we understand that. If you have such concern, talk to us and we will address those concerns.
Can You Afford Not to Pursue Your Claim?
If you are retired, or if you anticipate retiring in the near future, you should consider whether you can afford not to pursue your potential claim for damages. If your losses represent a significant part of your retirement fund nest egg, how will you replace that lost capital if you don’t pursue a valid claim?
Most of our clients are elderly and/or retired. The funds lost as a result of the mismanagement of an account can make it difficult, or impossible, to meet daily living expenses or health care costs.
We understand the importance of maximizing your recovery.
Call or contact us through our online contact form for a no charge consultation to evaluate your potential claim. If we determine that your broker or brokerage firm acted irresponsibly, and you afford us the privilege of representing you, we will vigorously pursue your case.
We pride ourselves in the personal attention we provide to our clients.
Nationwide Representation and Beyond
In addition to handling cases for U.S. clients, over the years we have handled securities cases for residents of Canada, Chile, Colombia, Finland, France, México, Netherlands, San Salvador, Spain, Venezuela, the United Kingdom and the Channel Islands.
Most cases are handled on a contingent fee basis, meaning that unless we are successful, there is no fee.
Call one of the numbers below to speak with an experienced securities attorney or use the Contact Form.
Dickenson Murphy Rex & Sloan is a partnership of professional corporations comprised of: Dickenson Rex and Sloan, P.A., Dickenson Law, P.A., T.N. Murphy, Jr., P.A., Law Office of Robert H. Rex, P.C., and Barbara A. Sloan, P.A.
Jerry Raines-Woodbridge Mortgage Fund Losses-Stonelion Insurance and Financial Services-H.D. Vest-Kilgore, TX
Former Vanderbilt Securities Broker Mark Kaplan Barred from Securities Industry for Account Churning
FINRA Disciplinary Actions
The Financial Industry Regulatory Authority, (FINRA) is the largest independent regulator of securities firms and their brokers in the United States. FINRA publishes disciplinary actions involving stock brokers and brokerage firms on a monthly & quarterly basis. These actions can range from fines, restrictions on ability to trade and temporary suspensions to a complete bar from the securities industry. FINRA Investor Webpage
FINRA Broker Check
FINRA maintains a data base containing the employment history, educational history, licensing history, regulatory issues and customer complaints for every licensed broker and brokerage firm in the country. Investors would be wise to review the record of their current or potential new broker. These public records may accessed on the FINRA BrokerCheck website.
Although we are not litigious people, my wife and I were pleased we sought legal help from Rex Securities Law. Working with both Bob Rex and Nan Thompson was surprisingly easy and as pleasant as could ever have been expected under such circumstances. We truly appreciate their good work, professional approach and, certainly, the successful result.
- Randy Z.
Back in 2015/2016 my broker made very bad decisions without my permission, those decisions caused me to lose a substantial amount of money. I did some research and hired Rex Securities Law to file a FINRA arbitration against my broker on my behalf. The communications between myself and Rex Securities Law was excellent, I was informed of every aspect of my case detail by detail. End result was we recovered a large portion of what was lost. I would highly recommend Rex Securities Law and their staff.
- Jeff M.
The Villages, Florida
Bob and his legal assistant Nan were great people to work with. I was treated like a VIP in every interaction with them. I felt as though I was their most important client. They recovered money for me that I thought was gone forever. I would recommend them in a heartbeat to anyone needing their services. Thanks again Bob and Nan.
The Villages, Florida
I wish to express my gratitude to the firm for turning our life around. We were victims of elder stock manipulation. A large portion of our retirement funds were locked into a fund from which we could get no monies. This was all changed with the representation of Mr. Rex. We got our life and our funds returned to us. I also wish to say we felt as if we had gained new family. Nan, his secretary also looked after us with countless answers to questions we had along the way. Thank you both for wonderful representation and justice.
Very satisfied with Attorney Rex and his wonderful assistant Nan. They were very polite, professional, and above all, helped us recoup monies scammed from my elderly parents sketchy broker. I highly recommend Mr. Rex and Associates.
Oh my goodness, I would be so happy to tell anyone of our experience with your law firm….we would never have been able to recover from the loss of our savings without you. Such patience and kindness and support kept us from dissolving in despair………and, you all reminded us there are people out there who can help. My husband did pass away in October last …his last days were eased knowing I would have plenty to stay right here thanks to your diligence. Our thanks are eternal!
- Tonai W.